Audit Manager II (US) - Financial Crimes - Issue Validation
TD Bank
- # Audit Manager II (US) - Financial Crimes - Issue ValidationPostulerremote type: Hybridelocations: New York, New York: Greenville, South Carolina: Charlotte, North Carolina: Mount Laurel, New Jerseytime type: Temps pleinposted on: Publié il y a 7 jour(s)time left to apply: Date de fin : 6 juin 2026 (Il reste 16 jours pour postuler)job requisition id: R\_1470563**Work Location:**New York, New York, États-Unis d'Amérique**Hours:**40**Pay Details:**$92,220 - $149,310 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.**Line of Business:**Audit**Job Description:**The **Audit Manager II** is a senior-level leader within the U.S. Financial Crimes Regulatory Issue Validation Audit function, providing specialized in-depth subject matter expertise and responsible for Validating Regulatory Issues working through the audit methodology and working directly with impacted businesses and contributing to the planning and oversight to the validation function. The U.S. Financial Crimes Regulatory Issue Validation Audit function is primarily responsible for managing the validation process for regulatory issues as well as some Audit identified or self -identified issues that are related to existing regulatory issues. The **Audit Manager II** will lead or serve as Auditor-In-Charge on complex regulatory audit engagements and provide day-to-day leadership, coaching, and guidance to engagement team members driving high quality, effective and timely execution of audit engagements, deadlines, budgets, and project plans. The main function of the **Audit Manager II** – U.S. Financial Crimes Regulatory Issue Validation Audit is to oversee testing of design and operational effectiveness focused on Regulatory Issue validation as well as Internal issue validation tied to regulatory issues and managing the suite of work required to meet regulatory deadlines and internal timelines through tracking and monitoring all items within the teams scope of work.**Depth & Scope:*** Works autonomously and accountable for acting as a lead within a specialized audit practice area and provide work direction to others* Provides seasoned specialized knowledge, advice and/or guidance to various stakeholders and team members* May lead and/or provide supervisory oversight to complex audits and ensure completion* Knowledge of external competition, industry and/or market trends in relation to own function / business* Scope of role may have enterprise impact* Undertakes and completes a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise* May oversee and/or independently perform concurrent multiple audits and related tasks from end to end* Ability to process and handle confidential information with discretion**Education & Experience:*** Undergraduate degree required* 7+ years of relevant experience**Preferred Qualifications:*** Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner* Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred* Relevant professional certifications, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM, CAMS)* Advanced knowledge of audit standards, procedures, laws, rules, and regulations* Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit* Skilled in mentoring, coaching, and performance management* Ability to work independently as well as collaboratively in a team environment* Ability to analyze, organize and prioritize work while meeting multiple deadlines* Ability to contribute to strategic direction of the audit function and provide advice to senior leadership particularly around process improvement* Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools**Customer Accountabilities:*** Supports the development and implementation of audit programs by contributing insights and assisting with planning activities* Participates in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines* Executes the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report* Completes L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)* Oversees / leads audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy* Oversees / leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area* Contributes to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts* Leads / manages the integrated implementation of policies / processes / procedures / changes across multiple functional areas* Acts as the audit lead or audit advisor to management and respective teams for area of specialization. Reports on emerging trends, identifying issues and opportunities and recommending action to senior management* Facilitates key discussions and provide thought leadership to executive audience**Shareholder Accountabilities:*** Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assists in identifying control weaknesses / failures, potential opportunities to improve operational efficiencies for their business area* Actively manages relationships with business lines / corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements* Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the Bank* Assesses / identifies key issues and escalates to appropriate levels and relevant stakeholders where required* Maintains a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetite* Participates in cross-functional / enterprise initiatives as a subject matter expert helping to identify risk / provides guidance for complex situations**Employee/Team Accountabilities:*** Provides thought leadership and/or industry knowledge for own area of expertise* Encourages a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues / points of interest* Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency* Works effectively as a team, supporting other members of the team in achieving business objectives and providing stakeholders services* Participates in knowledge transfer within the team and business units* Contributes to the overall performance management process by providing coaching and input into team members' assessment on assigned audits**Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – ContinuousThe above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.
- J-18808-Ljbffr TD Bank
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Audit Manager II (US) - Financial Crimes - Issue Validation in New York, NY vacancy
$75.02k - $125.18k
.... Line Of Business Audit Job Description The Audit Manager I executes audits for... ...the severity of issues identified during audits... ...in the area of financial crimes. Work Ethic and Independence... ...of urgency. Issue Validation Experience -... ...email TD Bank US Workplace Accommodations...FinancialLocal areaWork from homeFlexible hours- ## Audit Manager II (US) - Financial Crimes - Fraud & Insider RiskApplyremote type: Hybridlocations: New York, New York: Greenville, South Carolina: Charlotte... .... Reports on emerging trends, identifying issues and opportunities and recommending action to senior management...Financial
$77.26k - $128.94k
...this role. Line Of Business Audit Job Description Join TD’s... ...strengthen the Bank’s framework for managing financial crime risk. In this role, you will... ...and execution), and issue management (identification and... ..., please email TD Bank US Workplace Accommodations Program...FinancialWork at officeLocal areaWork from homeFlexible hours- ...the role of Specialist II, Program & Project Management (Model Risk Validation) to join our Model Risk... ...experience in risk, compliance, audit, or model governance.... ...BNY, our culture allows us to run our company... ...success. As a leading global financial services company at the...FinancialWorldwideFlexible hours
$145k - $170k
...comWhat You'll Be DoingAs an Audit Manager focused on Capital Markets, you... ...ll play a key role in CIBC's US Internal Audit team. You’ll... ...Auditor (CIA). Being a Chartered Financial Analyst (CFA) or working... ...where applicable, must have a valid work or study permit.We may ask...FinancialFull timeRemote workShift work2 days per week$83.45k - $125.18k
...role. Line of Business: Audit Job Description: The Audit Manager I executes audits for an assigned... ...audits within a banking, financial services, or regulated... ...assessment, testing, and issue management Experience assessing... ..., please email TD Bank US Workplace Accommodations...FinancialWork at officeLocal area$113k - $182k
...s Global Internal Audit strategy by executing... ...governance, risk management and internal... ...across operational, financial, compliance and strategic... ...plans and validate the implementation... ...discuss key audit issues and resolve differing... ...opportunity with us, please send an e-...FinancialFull timeWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week- ...Audit ManagerOur client, a top tier Management & Strategy Consulting firm, is looking for an Audit... ...approach methods and US, UK, and EU regulation.... ...control effectivenessAudit issue validation skills to understand... ...business line exposure within financial servicesEffective verbal...Financial
RIT Solutions
New York, NY3 days ago $120k - $170k
Audit Manager - IT Audit - VP LevelNew York, NY, USAFull-timeCompany... ...very first day with us. We are also committed... ...controls, edits and validation checks, workflows,... ...to identify potential issues and risks, as well as... ...regulations impacting financial institutions and...FinancialLocal area$69.3k - $78k
...Medical Review Nurse II - Clinical Validation At Performant, we... ...company in the US and a leader... ...performs medical claims audit reviews. As a MR... ..., and regulatory issues that may affect... ...with utilization management systems or... ...contractors for Performant Financial may and/or will...FinancialFor contractorsWork at officeRemote workWork from homeHome officeShift work$120k - $150k
...doingThe Private Wealth Audit team provides... ...Private Wealth Management portfolio, including... ...informed on current issues, and provide... ...such as Chartered Financial Analyst (CFA), Certified... ..., must have a valid work or study permit... ...learn more about us.Job LocationNY-New...FinancialFull timeRemote workShift work2 days per week$130k - $154k
AIG’s Internal Audit Group (IAG) provides independent... ...including risk management, operational, financial, internal control, and... ...SeniorAudit Manager II will also act as a liaison... ...of controls, and issue verification) for individual... ...can be viewed here: US BenefitsAt AIG, we...FinancialFull timeWork experience placementWork at office$89.25k - $150.25k
...Operational Risk Management and Control ManagementCompany... ...the Internal Audit Group at American... ...operational risk, financial accounting, data... ...action plan validations, and additionally... ...communicate audit issues and results effectively... ...together, you will help us define the future...FinancialWorldwide$160k - $190k
...New York, NY, US Salary Range: $160,000.00 To... ...Position: The Senior Audit Manager supports the Deputy Chief... ..., and business audit issues. Coordinate audit activities... ...within a regulated financial services environment.... ...our company without a valid written search...FinancialWork experience placementWork at officeRemote workVisa sponsorshipWork visaAmalgamated Bank
New York, NY1 day ago$119.77k - $140.9k
...better and smarter financial decisions and enabling... ...it takes all of us to bring our shared... ...DescriptionU.S. Bank Corporate Audit Services (CAS)... ...Audit Project Manager.This role will align... ...successfullyExperience validating audit and regulatory issues within agreed-upon timeframesProven...FinancialFull timeWork at officeLocal area3 days per week$98.5k - $147.5k
...EmployeeTitle: Senior Analyst II - ActuarialThe... ...project scope, key issues, timeframes, and... ...deadlinesSupport financial planning and... ...exposures to enable risk management and facilitate profitable... ...of robust and valid recommendations for... ...: Benefits | QBE US.Why QBE? What if you...FinancialFull timePart timeWork at officeWork from homeFlexible hours$119k - $299.93k
...PwC, our people in audit and assurance... ...objective assessments of financial statements,... ...governance and risk management processes and related... ...or error, and to issue an auditor’s report... ...or opportunities. Validate outcomes with... ...requirements for a PwC US senior manager in...FinancialH1bLocal area$200k - $300k
...opportunity?The Senior Director, CRE US & CALA Region is responsible for the management and oversight of the delivery of... ...of Excellence as required Financial Establish and achieve CRE savings... ...the escalation and reporting of issues both at the regional /functional...FinancialFull timeContract workFor contractorsWork at office$125k - $175k
...other companies providing financial services worldwide.... ...implementation, staffing, and managed‑services solutions to... ..., credit, financial crimes, and capital markets... ...potential. Manager - Internal Audit (New York, NY - Hybrid)... ...vs. actual, risks and issues, and billing....FinancialWork at officeWorldwideFlexible hours$75k - $85k
...Overview MSIG USA is the US-based subsidiary of... ...USA brings the financial strength, expertise... ...The Staff Auditor II’s primary focus is... ...to perform internal audit activities with... ...senior audit staff and management. The role will... ...internal controls, issues, root cause and remediation...FinancialTemporary workWork experience placementWork at officeLocal areaRemote workFlexible hours$137.5k - $225k
...by a common purpose to help make financial lives better through the power of... ...learn, grow, and make an impact. Join us!Job Description:The Equipment Management Valuation Manager is responsible... ...to identify, escalate and debate issues.People Manager & Coach: Provides inspection...FinancialFull timeWork at officeDay shift$99k - $252.45k
...OpportunityAs a BCM External Audit Manager, you will play a pivotal... ...and objective assessments of financial statements, internal controls... ...due to fraud or error, and to issue an auditor's report that... ...opportunities for clients- Validating compliance with regulations...FinancialFull timeH1b- ...succeed. As a leading global financial services company at the... ...ways:Contribute to the US Tax Services product... ...gaps and operational issues for US Tax Services.... ...control framework are met.Manage US tax vendors and... ...reporting, and tax form validation processes within financial...FinancialWork experience placementFlexible hours
$32k
...day. IT Operations Associate II (US Only) About the Role The IT Operations... ...supports major clients in the financial and health business, among... ...as point of contact for issue resolution, both by itself and... ...and procedures Adaptability to manage changes in procedures and...FinancialRemote workWork from homeFlexible hours$91k - $145.6k
...details for this role. Line Of Business Financial Crime Risk Management Job Description Department... ...will be involved in regulatory exams, audits, testing, issue management, and supporting senior... ...application process, please email TD Bank US Workplace Accommodations Program at...FinancialWork at officeLocal areaWork from homeFlexible hours$105k - $210k
...Job Description:Withum’s Auditing and Attest Engagement... ...stakeholders confidence in financial information. This team... ...Products Audit Manager role may be based in any... ...and partners on client issue resolution and make recommendations... ...familiarity with US GAAP Exceptional client...FinancialFull timeLocal area$110k - $190k
...Job Description:Withum’s Auditing and Attest Engagement... ...stakeholders confidence in financial information. This team... ...Services Audit Manager role will be based out... ...and partners on client issue resolution and make recommendations... ...familiarity with US GAAP Exceptional client...FinancialFull timeWork at officeLocal area$120k - $150k
...retirement products, and other financial services to customers... ...protect their assets, manage risks and provide for... ...Exchange.Internal Audit GroupAIG’s Internal Audit... ...testing strategies, and issue resolution.Utilize data... ...can be viewed here: US BenefitsAt AIG, we value...FinancialFull timeWork at office$100k - $120k
...detail-oriented and experienced Audit Manager to join their assurance team.... ...Review workpapers and draft financial statements to ensure... ...resolve accounting and audit issues with guidance from managers or... ...position operates as part of a US East Coast-based team, with typical...FinancialTemporary workRosenberg Rich Baker Berman & Co
New York, NY4 days ago$95k - $130k
...Overview MSIG USA is the US-based subsidiary... ...to provide financial strength, expertise... ...the company’s risk management, control, technology... ...conduct internal audit activities from... ...internal controls, issues, root causes, and... ...advice to ensure validity and risk mitigation...FinancialTemporary workWork experience placementWork at officeFlexible hoursMSIG USA
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Audit Manager II (US) - Financial Crimes - Issue Validation. Be the first to apply!
Related searches
- director internal audit New York, NY
- audit associate New York, NY
- audit director New York, NY
- senior audit manager New York, NY
- kpmg audit associate New York, NY
- pwc audit associate New York, NY
- audit manager New York, NY
- compliance audit manager New York, NY
- internal audit associate New York, NY
- audit supervisor New York, NY