Senior FINRA Supervisory & Trade Compliance Lead
Fairygodboss
PNC is seeking a FINRA Supervisory Specialist Senior within its Wealth Management division to oversee supervision, trade reviews, and new accounts across regional hubs. The role emphasizes training, risk mitigation, and cross-functional collaboration while ensuring regulatory compliance in an in-office environment. Base salary is disclosed with a broad range; the position requires strong leadership, regulatory knowledge, and commitment to client outcomes. #J-18808-Ljbffr Fairygodboss
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior FINRA Supervisory & Trade Compliance Lead in Bridgewater, NJ vacancy
- ...associates with a strong sense of belonging.Learn more about Inclusion & Diversity at PVH here.About the Role:The Senior Lead, SAP Security, GRC & Compliance will act as a Subject Matter Expert (SME) for SAP Security & GRC including managing multiple SAP GRC instances,...SeniorFull timeContract workSeasonal workLocal areaFlexible hours
- ...support for U.S. promotional materials across the Daiichi Sankyo portfolio. You will review materials for FDA compliance, provide risk-based guidance, and lead cross-functional review discussions to ensure timely, compliant communications. The role requires 7+ years in...Senior
- CBRE seeks a Quality and Compliance Sr. Manager to supervise the QA/QC team delivering services for large, high-profile clients. The role requires commuting to client sites in PA/NJ (Raritan, NJ area) and travel up to 20%. You will coach staff, coordinate daily activities...Senior
- ...environmental health program, ensuring compliance with Federal and State requirements across... ...strategy, develop annual goals, track leading/lagging metrics, and drive continuous improvement in a manufacturing setting. Supervisory responsibilities and safety-training oversight...Senior
$55k - $157.3k
...the company's success. As a FINRA Supervisory Specialist Senior within PNC's Wealth... ...Responsible for the supervision, trade review, and/or new... ...assigned regions to ensure compliance with securities and insurance... ...appropriate manner. Identifies and leads process improvement...SeniorFull timeTemporary workPart timeWork experience placementWork at office$70k - $85k
...Job Description Job Description Job Title: Logistics & Trade Compliance Specialist Job Description The Logistics & Trade Compliance... ...initiatives across logistics workflows, focusing on cost reduction, lead time optimization, and process efficiency. Document and...SeniorPermanent employmentWork at officeAston Carter
Somerset, NJ5 days ago- Legend Biotech USA Inc. in Raritan, NJ, seeks a Senior Manager, Supply Chain Planning to lead MRP and materials planning for CAR‑T manufacturing. You will translate demand, production schedules, and inventory strategies into executable plans and partner with procurement...Senior
$109k - $201.25k
...more at We are searching for the best talent for a Senior Regulatory Affairs Program Lead to support our Instrumentation & Accessories team under... ...Policies, Regulatory Affairs Management, Regulatory Compliance, Regulatory Development, Regulatory Environment, Regulatory...SeniorFull timeLocal areaImmediate startRemote work$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Pluckemin. These roles... ...Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...Shift workNight shiftWeekend workAirport Security Careers
Pluckemin, NJmore than 2 months ago- ...Instagram, X and YouTube. Job Description The Senior Manager, Regulatory Affairs US & Canada Strategy Lead – Aesthetics Device is responsible for the... ...appropriate cross-functional teams. Operates in compliance with regulations, company policies, procedures, and...SeniorLocal area
AbbVie
Branchburg, NJ10 days ago $175k - $300k
...modalities to finding treatments and cures. We lead where medicine is going and need... ...Global Medical Affairs Lead for Prostate. The Senior Global Medical Affairs Lead (GMAL) for... ...ensuring all global activities follow J&J Compliance principles, e.g. Health Care Compliance,...SeniorFull timeLocal areaImmediate startWorldwide- Nestlé Health Science in Bridgewater, NJ, seeks a Senior Finance Analyst to partner with Sales, Marketing and Finance to drive profitable growth for Boost and Carnation Breakfast brands. You will lead Trade Spend (Gross-to-Net) actuals, forecasting, reporting, and profitability...Senior
$178k - $307.05k
...future of patient care. We are seeking an experienced Senior Trademark & Copyright Counsel to lead a critical global intellectual property function... ...Required Skills:Preferred Skills:Commercial Awareness, Compliance Management, Consulting, Developing Others, Dispute Resolution...SeniorFull timeLocal areaImmediate startWorldwide$150k - $185k
...consumers. POSITION OVERVIEW: The Senior Manager, Customer Strategy is responsible... ...and customer goals. This position will lead the commercialization business planning... ...processes and requirements related to pricing, trade promotions, category management, &...SeniorRemote work- Legend Biotech is seeking a Sr. CSV/CQV Specialist for the Manufacturing & Supply team based in Raritan, NJ. You will provide commissioning, qualification and validation support to all computerized systems in a cGMP cell therapy manufacturing plant, handling day-to-day ...Senior
- Johnson & Johnson Innovative Medicine in Raritan, NJ is seeking a Sr Manager, Strategic Programs for an onsite/hybrid role. The position leads cross-functional teams, aligns projects with strategic objectives, and champions high-quality delivery within the CAR-T...Senior
- Kashiv BioSciences LLC in New Jersey seeks a Senior Environmental Health and Safety Manager to lead EHS programs across two sites in New Jersey and Chicago. You will drive development, implementation, and continuous improvement of initiatives that promote a safe, compliant...Senior
- Hobbsnews is seeking a Senior Director of Research & Development to lead the Worldwide Infusion Preparation and Delivery platform. This role is pivotal in advancing innovative therapies while ensuring compliance and operational excellence. The ideal candidate will possess...SeniorWorldwide
- Bold Business is seeking a design-driven Sr. CET Interior Designer to lead the technical execution of office environments for complex scopes. You will guide design strategy and serve as a key resource across teams, supporting multinational clients globally with buildable...SeniorWork at office
$150.8k - $226.2k
...Teams and CSPV with adequate quality and compliance guidance in close alignment with the Head... .... Participates in PV inspections/Audits. Lead in a proactive and strategic way and through... ...Quality Indicators (KQIs). Interact with senior CSPV leadership teams to ensure Quality...SeniorLocal areaWorldwide$210k
...Management, Investment Banking and Trading.You will take up a range of... ...Advisors to post content (compliance approved) to multiple social... ...wider wealth management practice.Lead / contribute to sales... ...ability to build relationships at senior management and CXO levels....SeniorFull timeTemporary workWork experience placementWork at officeLocal areaRemote workWork from homeFlexible hours- A tech solutions firm is seeking a mid-senior level Cloud Architect to design and implement scalable Cloud solutions using AWS. You will... ...to gather requirements, optimize performance, and ensure compliance with AWS best practices. The ideal candidate has strong AWS expertise...SeniorFull time
$116.88k - $148.13k
...all levels including Consultant/ Senior Consultant, Business Consulting - Compliance & Risk. You will be part of a cross... ...results to clients. You will also lead / contribute to sales pursuits, consulting... ..., Transaction Monitoring, Trade Surveillance.Compliance: Regulatory...SeniorFull timeContract workTemporary workWork at officeLocal area$168.37k - $220.99k
...seeking an Associate Director, Site Quality Compliance Lead as part of the Quality team based in... ...-functional partners without direct supervisory authority. Model Legend’s core values... ...years of leadership experience, including senior-level project planning and cross-...Temporary workWork at officeLocal areaWorldwideFlexible hoursShift work$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Chester. These roles... ...Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...Shift workNight shiftWeekend workAirport Security Careers
Chester, NJmore than 2 months ago- Legend Biotech, based in Somerset, NJ, seeks a Site Quality Compliance Lead for the Raritan CARVYKTI facility to steer regulatory compliance and audit readiness in a GMP environment. The role leads through influence in a matrixed Legend/J&J setting, driving continual improvement...
- ...professional for an on-site role in Bridgewater Township, NJ. You will negotiate high-value spend, lead sourcing efforts with internal partners and vendors, and ensure compliance with contracts and ERP systems (SAP/Coupa). The ideal candidate has 10+ years in procurement,...
- A global biotechnology company in Raritan, NJ, is seeking a Quality Systems Lead to oversee compliance and quality processes within a cell therapy manufacturing facility. The ideal candidate has a Bachelor's degree in a relevant field, at least 4 years of experience, and...
- ...should have at least 4 years of experience in quality assurance, strong knowledge of cGMP regulations, and excellent communication skills. The position offers a dynamic work environment focusing on compliance and continuous improvement initiatives. #J-18808-Ljbffr BioSpaceSenior
- ...Instagram , X and YouTube. Job Description The Senior Manager, Regulatory Affairs US & Canada Strategy Lead – Aesthetics Device is responsible for the... ...appropriate cross-functional teams. Operates in compliance with regulations, company policies, procedures,...SeniorFull timeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior FINRA Supervisory & Trade Compliance Lead. Be the first to apply!
Related searches
- senior lead project manager Bridgewater, NJ
- senior devops engineer remote Bridgewater, NJ
- senior network engineer remote Bridgewater, NJ
- senior manager executive compensation Bridgewater, NJ
- senior manager accenture Bridgewater, NJ
- senior brand designer Bridgewater, NJ
- remote senior project manager Bridgewater, NJ
- srs Bridgewater, NJ
- senior manager pmo Bridgewater, NJ
- senior database analyst Bridgewater, NJ