Asset & Wealth Management, Private Wealth Management, Equity Structuring, Associate - Dallas Da[...]

Asset & Wealth Management, Private Wealth Management, Equity Structuring, Associate - Dallas location_on Dallas, TX, United States

YOUR IMPACT

Equity Structuring is currently seeking an Associate to work as part of the Single Stock Structuring team with a focus on 10b5-1 Plans, Executive Selling and Restricted Stock.

RESPONSIBILITIES

You will work as part of the global team to market and structure capital markets transactions for clients who are Founders, C‑Suite Executives or Large Shareholders of public companies. Your primary role will be drafting 10b5-1 plans, the most common mechanism through which these clients sell stock. As part of that effort, you will partner closely with private wealth advisors, company counsel and clients’ tax and other advisors. You will work on 10b5‑1 plans during all phases of the lifecycle, including researching client holdings and restrictions, marketing our offering, client education, plan structuring and drafting, plan management (including SEC Rule 144 filings) and ongoing client dialogue. Additional responsibilities include marketing solutions by creating presentation materials, working on projects related to client prospecting and market trends, and partnering with engineering colleagues to build tools that enhance our platform and these workflows, including leveraging the Firm’s AI tools to enhance scale and efficiency. Work as part of a global team to support the functions of the Single Stock Structuring Group Assist with drafting 10b5-1 plans and executing other executive selling transactions by working with private wealth advisors, the 10b5-1 trading team and internal partners such as Legal and Compliance Conduct due diligence on client restrictions deriving from SEC rules, their executive role, and IPOs / M&A events Research and analyze client equity holdings and transaction history through SEC filings and third‑party datasets Create client‑facing marketing materials and work with colleagues to educate clients and prospects Prepare internal and external materials such as business updates, datasets on important market trends and other updates related to 10b5-1 / executive selling and markets more broadly Contribute to ongoing platform expansion and technology development through collaboration with business partners, trading and other stakeholders

SKILLS & EXPERIENCE

Bachelor’s degree with minimum of 3 years of experience in financial markets Impeccable attention to detail, time management and organizational skills Strong interpersonal and communication skills (written and verbal) Ability to think independently and analytically within a defined framework Motivated team player who takes initiative and has ability to work autonomously High degree of personal accountability and ability to deal with sensitive and/or confidential information Experience in equity trading and/or capital markets Experience with SEC rules and filings Experience with Legal or Compliance workflows SIE, Series 7 and 63 required (must be obtained within three months of employment) Equal Opportunity Employment Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law. #J-18808-Ljbffr Goldman Sachs Bank AG