Hybrid Trade Principal I: Compliance & Suitability
Primerica
Primerica is seeking a Trade Principal 1 in Duluth, GA for a hybrid role with on-site requirements one day a week. The position focuses on suitability review of Lifetime products, ensuring compliance with AML and SEC/MR rules, and coordinating with Compliance, Marketing and New Business teams during audits. Responsibilities include reviewing large trades, documenting non-suitable cases, and supporting quality control and business-assessment processes. #J-18808-Ljbffr Primerica
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Hybrid Trade Principal I: Compliance & Suitability in Brooklyn, NY vacancy
$61k - $63k
## Trade Principal 1Applylocations: Duluth, GAtime type: Full timeposted... ...Principal 1 specializes in the suitability review of all Lifetime... ...products and PFS Investment’s compliance suitability and NIGO (not in... ...Business-Assessment process. Hybrid role or Remote Location: Duluth...PrincipalWork at officeRemote work- Blue Cross NC is seeking a Principal Actuary to provide advanced actuarial analysis and technical support for complex rating, pricing, valuation and financial forecasting. This role partners with actuarial teams and supports Network Management, Underwriting, and Sales and...PrincipalRemote job
- ...It’s an execution role. The Principal TPM at Global-e is the connective... ...of payments, logistics, tax, compliance, and localization across 200+... ...assumptions, and translate trade-offs between engineering,... ...a plusThis role will require hybrid office presence 2x a week out...PrincipalWork at officeWorldwide
$96.6k - $130k
...with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising... ...and Microsoft Word.Work Conditions:Hybrid work environment, with defined in-person... ...maintain, and those in which they control trading or have a financial interest (including...PrincipalFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start$107.71k - $161.56k
...(e.g., CFA, CFE, CAMS, Series licenses) Work Conditions: ~ Hybrid work environment, with defined in-person presence requirements.... ...brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of...PrincipalFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate startFinancial Industry Regulatory Authority , Inc.
Jersey City, NJ3 days ago- ABB Inc. seeks a Senior Leader to support the U.S. Trade Compliance Program, reporting to the Country Trade Compliance Manager. You will shape strategy, govern risks, and drive regulatory compliance across the organization while partnering with business units. The role...Remote job
- ...using Intapp Open, preparing reports for attorneys and staff. The position is located in Boston, Chicago, or New York with a potential hybrid schedule. The candidate will have a bachelor’s degree and at least three years in a legal or professional services environment, and...Work at office
- ...activities across SMBC Americas Division. The role will be based in Charlotte and focus on trading and non-trading market risk including risk measurement and regulatory capital frameworks. Hybrid work model is offered with flexibility for home and office work. #J-18808-Ljbffr...Work at officeWork from home
- Quest Diagnostics Incorporated is seeking a Principal Security Architect to provide architectural leadership and vision for security across the enterprise. This hybrid role requires expertise in both cloud security and traditional infrastructure, as well as a strong track...Principal
- ...patent prosecution support and IP portfolio management within a hybrid legal team. You will collaborate with the Commercial Team and... ...Excellence to draft, review, and revise commercial agreements, ensuring compliance and timely completion across the enterprise. You will also...
- ...Attorney to join its Environmental & Land Use Practice Group in Washington, DC. The role offers hybrid work and opportunities to advise leading clients on complex environmental compliance, enforcement, and remediation matters under federal and state laws. Ideal candidates will...
- ...You will handle cradle-to-grave administration, ensure FAR/DFARS compliance, and coordinate with Federal Program Managers and Project... ...independently in a multidisciplinary team. The position offers a hybrid schedule with remote work up to 40% and a pathway for professional...Contract workRemote work
- ...technology, data protection, and regulatory compliance, while providing practical, business-... ...General Counsel for NiCE Americas, this hybrid role requires two days per week in the... ...: Experience supporting a U.S. publicly traded company and/or a global, multinational organization...Work at officeRemote workFlexible hoursShift work2 days per week
$118.69k - $189.91k
Job Description Blue Cross NC is seeking a Principal Actuary to provide advanced actuarial analysis and technical support for complex rating... ...company contribution. Learn more Where You'll Work Our Hybrid Flex approach is built on presence with a purpose - giving you...PrincipalContract workWork at officeLocal areaRemote workFlexible hours2 days per week- ...and delivery of federal IT proposals. This role shapes win strategies, ensures compliance, and collaborates with cross-functional teams to drive competitive results. The position offers a hybrid work arrangement with about 2 days onsite per week, a focus on strategic...2 days per week
- Principal Software Engineer/Architect(.NET/C#, DevOps)-Hybrid (1 Day Onsite Weekly)|Secaucus, NJ Contract-to-Hire position. We are looking to hire a candidate with... ...system blueprints, design decisions, and trade-off analyses, ensuring transparency, knowledge sharing...PrincipalFull timeContract workWork at office1 day per week
- Everforth Apex in Charlotte, NC (Hybrid with Newark, DE) is seeking a Spring Boot Developer to design and deliver complex middleware solutions that meet functional and compliance requirements. You will implement REST and SOAP web services, apply design patterns, contribute...
$111.3k - $207.8k
## Actuarial Senior Consultant - Life Product Development Team (Hybrid)Applylocations: Saint Paul, MN Campustime type: Full timeposted on: Posted 2 Days Agojob requisition id: R-010741*\*At Securian Financial the internal position title is Actuarial Sr Con.\* ***Position...Work at officeFlexible hours3 days per week- American Trust is seeking a Sr Plan Document Compliance Specialist to ensure compliance with plan documents for new clients. This role involves... ...assurance while providing support to internal partners in a hybrid working model. The ideal candidate should have a college degree...Remote job
$120k - $150k
...managing contracts with suppliers.This professional will work in a hybrid capacity requiring 3 days onsite at our Secaucus, NJ location.... ...in managing multi-functional projects. Experience in contract compliance and governance a plus. For assigned categories in the Real...Full timeContract workPart timeFlexible hours- ...guidance across contracts, real estate, and regulatory matters. Hybrid work options are available, and the position requires... ...board and management, and oversight of litigation support and compliance initiatives. #J-18808-Ljbffr Texas Electric Cooperatives, Inc.
- Brown-Forman Corporation is seeking a Senior Trade Marketing Specialist to own and execute Below-The-Line (BTL) marketing programs from inception to completion. You will bridge Brand, Sales, and Agency partners to deliver impactful retail experiences and drive retailer...
- ...is seeking a Senior Tax Accountant to provide tax planning and compliance for high-net-worth individuals and closely held businesses. You... ...engagements, budgets, and staff work over time. The role offers a hybrid schedule with in-office presence required 2 days weekly, a...Work at office
$110k - $115k
...hiring a Senior Philanthropy Officer for its Louisville or Indianapolis locations. This role is pivotal in managing relationships with principal donors and overseeing planned giving initiatives across Indiana and Kentucky. The ideal candidate will possess at least 5 years of...Principal- ...management. Reporting to the Aflac Re Chief Actuary, you will develop and enhance models, support governance, and deliver analyses that drive business decisions in a hybrid work setting at an office in Columbus, GA, with remote work #J-18808-Ljbffr AFLAC, INCORPORATED.Work at officeRemote work
- ...reporting, and dashboard development using SAS, SQL, Toad, Python, and Tableau/Power BI. The position requires a Bachelor's degree and 5-7 years of relevant experience, with a hybrid schedule and in-office presence required at least 3 days per week. #J-18808-Ljbffr U.S. BankWork at office3 days per week
$189.7k - $278.57k
...should have 8-10+ years in investment banking or corporate development, and strong financial modeling skills. The position offers a hybrid work model and competitive compensation, ranging from $189,700 to $278,567. The position contributes to Wiley's transformative...- ...Group August 7, 2026 Role Overview: We are seeking an experienced and detail-oriented Compliance Supervisor to oversee risk management and compliance activities with our Broker-Dealer Trading Department. This role ensures adherence to regulatory requirements, internal...Work at officeRemote work
- ...Official, audit expenses, and provide guidance to PIs on spending and compliance in a collaborative academic environment. The role emphasizes... ...and grant-related policy implementation. The position offers a hybrid work arrangement, comprehensive benefits, and opportunities for...Work at office
- Caterpillar Inc. is seeking a Risk & Compliance Professional for Enterprise Trade Compliance to lead initiatives that enhance the efficiency, scalability, and compliance of customs and export controls across the enterprise. The role partners with process owners and stakeholders...Relocation package
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Trade Principal I: Compliance & Suitability. Be the first to apply!
Related searches
- senior principal cloud computing engineer Brooklyn, NY
- principal Brooklyn, NY
- senior principal scientist Brooklyn, NY
- dot compliance Brooklyn, NY
- compliance auditor Brooklyn, NY
- pharmaceutical regulatory affairs Brooklyn, NY
- code compliance Brooklyn, NY
- regulatory affairs part time Brooklyn, NY
- compliance investigator Brooklyn, NY
- vendor compliance Brooklyn, NY