Advertising Compliance Analyst - FINRA/SEC
MOHR Talent
MOHR Talent is recruiting an Advertising Review & Compliance Analyst to join its Compliance team in a hybrid role centered in Austin, TX. The position reviews client-facing communications to ensure FINRA and SEC compliance and provides regulatory guidance to advisory and marketing teams. Qualified candidates have 5+ years in broker-dealer or RIA compliance, and experience with advertising reviews and review platforms (Red Oak, Smarsh, RegEd, MyComplianceOffice, Hearsay). #J-18808-Ljbffr MOHR Talent
Vacancy posted 3 days ago
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PAREXEL
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