Trading Floor Compliance & Surveillance Analyst
cboe
Cboe is seeking a surveillance professional to monitor trading activity on the SPX/VIX crowds, document potential rule violations, and help interpret complex market events in a fast-paced environment. The role emphasizes understanding derivatives markets, regulatory expectations, and collaboration with internal and external stakeholders to ensure compliance and risk controls on the trading floor. #J-18808-Ljbffr cboe
- Cboe is seeking a trading floor surveillance professional to monitor for violations of Exchange Rules and securities laws. You will use various programs to identify complex issues in a fast-paced environment and support management with findings. Responsibilities include...FloorSurveillance
- Cboe Global Markets in Chicago, IL is seeking an experienced Surveillance Specialist to perform trading floor surveillance and assist in identifying potential violations of Cboe rules and federal securities regulations. The role emphasizes using various programs and the...FloorSurveillance
$88k - $110k
...Capital Management is a proprietary options trading firm that has been defining the... ...THIS ROLE The role of the Senior Compliance Analyst is to work collaboratively with other... ...situations in the future. Oversee existing surveillance and enhance as appropriate; establish...SurveillanceRemote work2 days per week- CBOE Global Markets in Chicago seeks a Surveillance Analyst to monitor SPX/VIX trading activity and identify possible violations of Exchange Rules and federal securities laws. You will use various programs and collaborate with regulatory staff to document findings and recommend...FloorSurveillance
- Cboe Global Markets is seeking a surveillance-focused professional to monitor options trading activity and ensure compliance with CBOE rules and federal regulations. The role involves analyzing complex data in a fast-paced environment and documenting findings for management...FloorSurveillanceVisa sponsorship
$30 per hour
Old Mission is a global proprietary trading firm that leverages state-of-the-art technology... ...for a Co-Op student to join our Compliance Team in Chicago, IL (15-25 hours/week,... ...as a compliance generalist, supporting surveillance, research, and administrative work across...SurveillanceFull timeInternshipWork at officeFlexible hours$79.48k - $102.85k
Job Description SummaryPerform trading floor surveillance activities to assist in determining possible violations of Cboe rules, federal securities regulations, and other applicable rules and regulations governing trading activity. In addition to performing floor surveillance...FloorSurveillance$115k - $150k
Job Family Group: Ethics & Compliance GroupJob Description: The Compliance Advisor is a member... ...(“E&C”) team supporting Supply, Trading & Shipping (“ST&S”). The role supports... ..., tools, and solutions in the areas of surveillance and regulatory compliance. In addition,...SurveillanceFull timeTemporary workPart timeWork at officeLocal areaRemote workFlexible hours$50 - $60 per hour
...Compliance Associate Our client is a global asset servicing and compliance solutions provider that supports investment managers... ...Conduct compliance testing and monitoring activities. Support trade surveillance reviews and investigations. Administer and oversee Code of...SurveillanceHourly payContract workTemporary workLocal area$70.13k - $90.75k
...tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to... ...by patrolling property, monitoring surveillance equipment, inspecting buildings, equipment... ...access and movement to and from trading floor, ,visitors’ center and within the entire...FloorSurveillanceWork at officeLocal areaImmediate startFlexible hours$65k - $120k
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago Chicago, IL, United... ..., such as law, accounting, sales, and trading. We look for those who possess sound... ...Monitoring and conducting surveillances focusing on compliance with regulatory...Surveillance$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering... ...TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD Welcome... ...Enhance and maintain surveillance programs, internal controls,... ...Expert (SME) Senior Business Analyst - Anti-Money Laundering Modeling...SurveillanceFull timeRemote workWorldwideFlexible hours- ...Equities & Options Broker-Dealer Compliance Advisor Chicago - Onsite About The Role: We are seeking a Surveillance Compliance Officer for our New York office, focused on trade and communications surveillance across multiple asset classes, exchanges...SurveillanceWork at office
- ...assigned region and driving new dealer applications, activations, and flooring volume. To ensure success, Kinetic Advantage will provide you... ...and their programs within your region by reading industry trade publications, speaking with dealers, and obtaining promotional...FloorFull timeWork at officeLocal area
$80k - $85k
...Compliance Analyst Connecting clients to markets – and talent to opportunity. With 5,400+ employees... ...our retail clients to potential trading opportunities, or ingrain yourself in... ...support various ongoing monitoring and surveillance functions to ensure regulatory...Surveillance- Legal & General’s Asset Management division seeks a Compliance Analyst to support the firm’s Compliance Program through ongoing monitoring, surveillance, testing, and advisory activities. The role upholds the culture of compliance by ensuring adherence to regulatory requirements...Surveillance
$80k - $95k
...interested in developing practical compliance expertise while supporting a... ...detail-oriented Compliance Analyst to join its North America... ...The Role Conduct surveillance and review of employee electronic... ...program, including personal trading reviews, employee...SurveillanceTemporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours- ...Full-time Description Company Overview : Happy Floors is the leading designer and supplier of decorative high quality self-branded hard surface products in the industry. We provide stunning products with unparalleled customer service. This commitment has...FloorFull timeWork at officeNight shift
$75k - $90k
Compliance Analyst, L&G - Asset Management, America Full-time Permanent/Regular or Fixed Term Contract... ...Program through ongoing monitoring, surveillance, testing, and advisory activities.... ...procedures, including employee and trade surveillance, monitoring and testing....SurveillancePermanent employmentFull timeTemporary workFixed term contractWork at officeLocal areaWorldwideFlexible hours$90k - $110k
Chicago, IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.com |... ...a unique opportunity for a full time Analyst to join its Market Regulation team. CDNA... ...through market advisories, investigations, trade surveillance, and disciplinary actions. In this...SurveillanceFull timeContract workWeekend workAfternoon shift- ...anywhere. Maxxon is recognized worldwide as the pioneer and leader in floor technologies. Our expertise in the flooring industry is second... ...applicator network. Represent Maxxon at national and local trade shows. Increase product awareness of both multifamily and...FloorFor contractorsLocal areaWorldwide
- ...Agent to help protect our stores. Must have previous undercover, floor walking loss prevention experience. Why Apply? As an LP Agent your primary focus is to provide undercover, plain‑clothes surveillance to identify and apprehend shoplifters, deter shoplifting. No...FloorSurveillanceFull timeLocal areaFlexible hoursWeekend work
$68.65k
...conditions of supervision through guidance, surveillance and referrals to service providers for... ...emailed directly by the school to the compliance email address ([email protected]), or mailed... ...Services 850 East Madison Street, 3rd Floor Springfield, IL 62702 This...FloorSurveillanceWork experience placementWork at officeTrial periodNight shiftWeekend work- ...Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange... ...AML Financial Intelligence Unit (FIU) is a core part of IBKR's Compliance AML Program, serving as the firm's frontline defense against...Temporary workWork experience placementWork at officeRemote workWorldwideFlexible hours
- ...is partnered with a technology-driven trading and investment firm operating across multiple... .... The firm are seeking a trading compliance specialist that will act as a key advisor... ...Design, maintain, and enhance trade-surveillance controls to detect unusual patterns and...SurveillanceWorldwide
$95k - $125k
...multiple times and is one of Barron’s Top 100 RIA firms.As a Compliance Officer at Mesirow, the role will be responsible for... ...review and marketing materials, Code of Ethics monitoring, trade surveillance monitoring, testing, training, and developing compliance policies...SurveillanceFull timeWork at office3 days per week- ...Hashrate Futures used by brokers, hedge funds, institutions, and trading firms around the world. Role Overview Bitnomial is... ...throughput persistence and serialization, or reconciliation and surveillance pipelines is valuable but not required. If a candidate...SurveillanceFull timeWorldwide
$89k - $105k
...conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance... ...documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings...SurveillanceWork at officeFlexible hoursShift work3 days per week$125k - $155k
...performance, reliability, energy efficiency, and compliance with industry best practices.Working... ...infrastructure, including raised floor environments, fire detection and suppression... ...technologies such as card access, video surveillance, biometric access, and perimeter...FloorSurveillanceWork at officeLocal areaHome officeFlexible hours$224k - $320k
...simulations to Splunk Observability, genomics and PACS medical imaging, geospatial datasets, media editing and rendering, and video surveillance, Qumulo unlocks the full power of an organization’s information. Our platform unifies file and object storage across data...SurveillanceFull timeLocal areaFlexible hours
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