Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Trading Floor Compliance & Surveillance Analyst

cboe

Cboe is seeking a surveillance professional to monitor trading activity on the SPX/VIX crowds, document potential rule violations, and help interpret complex market events in a fast-paced environment. The role emphasizes understanding derivatives markets, regulatory expectations, and collaboration with internal and external stakeholders to ensure compliance and risk controls on the trading floor. #J-18808-Ljbffr cboe

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Trading Floor Compliance & Surveillance Analyst in Chicago, IL vacancy
  • Cboe is seeking a trading floor surveillance professional to monitor for violations of Exchange Rules and securities laws. You will use various programs to identify complex issues in a fast-paced environment and support management with findings. Responsibilities include... 
    Floor
    Surveillance

    cboe

    Chicago, IL
    1 day ago
  • Cboe Global Markets in Chicago, IL is seeking an experienced Surveillance Specialist to perform trading floor surveillance and assist in identifying potential violations of Cboe rules and federal securities regulations. The role emphasizes using various programs and the... 
    Floor
    Surveillance

    Cedar Cares, Inc

    Chicago, IL
    19 hours ago
  • $88k - $110k

     ...Capital Management is a proprietary options trading firm that has been defining the...  ...THIS ROLE The role of the Senior Compliance Analyst is to work collaboratively with other...  ...situations in the future. Oversee existing surveillance and enhance as appropriate; establish... 
    Surveillance
    Remote work
    2 days per week

    PEAK6 Investments

    Chicago, IL
    2 days ago
  • CBOE Global Markets in Chicago seeks a Surveillance Analyst to monitor SPX/VIX trading activity and identify possible violations of Exchange Rules and federal securities laws. You will use various programs and collaborate with regulatory staff to document findings and recommend... 
    Floor
    Surveillance

    Cboe Global Markets

    Chicago, IL
    3 days ago
  • Cboe Global Markets is seeking a surveillance-focused professional to monitor options trading activity and ensure compliance with CBOE rules and federal regulations. The role involves analyzing complex data in a fast-paced environment and documenting findings for management... 
    Floor
    Surveillance
    Visa sponsorship

    Cedar Cares, Inc

    Chicago, IL
    9 hours ago
  • $30 per hour

    Old Mission is a global proprietary trading firm that leverages state-of-the-art technology...  ...for a Co-Op student to join our Compliance Team in Chicago, IL (15-25 hours/week,...  ...as a compliance generalist, supporting surveillance, research, and administrative work across... 
    Surveillance
    Full time
    Internship
    Work at office
    Flexible hours

    Old Mission

    Chicago, IL
    9 hours ago
  • $79.48k - $102.85k

    Job Description SummaryPerform trading floor surveillance activities to assist in determining possible violations of Cboe rules, federal securities regulations, and other applicable rules and regulations governing trading activity. In addition to performing floor surveillance... 
    Floor
    Surveillance

    Cboe Global Markets

    Chicago, IL
    3 days ago
  • $115k - $150k

    Job Family Group: Ethics & Compliance GroupJob Description: The Compliance Advisor is a member...  ...(“E&C”) team supporting Supply, Trading & Shipping (“ST&S”). The role supports...  ..., tools, and solutions in the areas of surveillance and regulatory compliance. In addition,... 
    Surveillance
    Full time
    Temporary work
    Part time
    Work at office
    Local area
    Remote work
    Flexible hours

    BP

    Chicago, IL
    3 days ago
  • $50 - $60 per hour

     ...Compliance Associate Our client is a global asset servicing and compliance solutions provider that supports investment managers...  ...Conduct compliance testing and monitoring activities. Support trade surveillance reviews and investigations. Administer and oversee Code of... 
    Surveillance
    Hourly pay
    Contract work
    Temporary work
    Local area

    Michael Page

    Chicago, IL
    2 days ago
  • $70.13k - $90.75k

     ...tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to...  ...by patrolling property, monitoring surveillance equipment, inspecting buildings, equipment...  ...access and movement to and from trading floor, ,visitors’ center and within the entire... 
    Floor
    Surveillance
    Work at office
    Local area
    Immediate start
    Flexible hours

    Cboe Global Markets

    Chicago, IL
    2 days ago
  • $65k - $120k

    Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago Chicago, IL, United...  ..., such as law, accounting, sales, and trading. We look for those who possess sound...  ...Monitoring and conducting surveillances focusing on compliance with regulatory... 
    Surveillance

    Goldman Sachs Group, Inc.

    Chicago, IL
    4 days ago
  • $60k - $70k

    Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering...  ...TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD Welcome...  ...Enhance and maintain surveillance programs, internal controls,...  ...Expert (SME) Senior Business Analyst - Anti-Money Laundering Modeling... 
    Surveillance
    Full time
    Remote work
    Worldwide
    Flexible hours

    NinjaTrader

    Chicago, IL
    3 days ago
  •  ...Equities & Options Broker-Dealer Compliance Advisor Chicago - Onsite About The Role: We are seeking a Surveillance Compliance Officer for our New York office, focused on trade and communications surveillance across multiple asset classes, exchanges... 
    Surveillance
    Work at office

    Chicago Financial Search, Inc.

    Chicago, IL
    25 days ago
  •  ...assigned region and driving new dealer applications, activations, and flooring volume. To ensure success, Kinetic Advantage will provide you...  ...and their programs within your region by reading industry trade publications, speaking with dealers, and obtaining promotional... 
    Floor
    Full time
    Work at office
    Local area

    Kinetic Advantage

    Chicago, IL
    19 hours ago
  • $80k - $85k

     ...Compliance Analyst Connecting clients to markets – and talent to opportunity. With 5,400+ employees...  ...our retail clients to potential trading opportunities, or ingrain yourself in...  ...support various ongoing monitoring and surveillance functions to ensure regulatory... 
    Surveillance

    StoneX Group

    Chicago, IL
    2 days ago
  • Legal & General’s Asset Management division seeks a Compliance Analyst to support the firm’s Compliance Program through ongoing monitoring, surveillance, testing, and advisory activities. The role upholds the culture of compliance by ensuring adherence to regulatory requirements... 
    Surveillance

    Legal & General

    Chicago, IL
    1 day ago
  • $80k - $95k

     ...interested in developing practical compliance expertise while supporting a...  ...detail-oriented Compliance Analyst to join its North America...  ...The Role Conduct surveillance and review of employee electronic...  ...program, including personal trading reviews, employee... 
    Surveillance
    Temporary work
    Work at office
    Local area
    Visa sponsorship
    Work visa
    Flexible hours

    Willis Towers Watson

    Chicago, IL
    4 days ago
  •  ...Full-time Description Company Overview : Happy Floors is the leading designer and supplier of decorative high quality self-branded hard surface products in the industry. We provide stunning products with unparalleled customer service. This commitment has... 
    Floor
    Full time
    Work at office
    Night shift

    A B Property Services

    Chicago, IL
    19 hours ago
  • $75k - $90k

    Compliance Analyst, L&G - Asset Management, America Full-time Permanent/Regular or Fixed Term Contract...  ...Program through ongoing monitoring, surveillance, testing, and advisory activities....  ...procedures, including employee and trade surveillance, monitoring and testing.... 
    Surveillance
    Permanent employment
    Full time
    Temporary work
    Fixed term contract
    Work at office
    Local area
    Worldwide
    Flexible hours

    LegalAndGeneral

    Chicago, IL
    2 days ago
  • $90k - $110k

    Chicago, IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.com |...  ...a unique opportunity for a full time Analyst to join its Market Regulation team. CDNA...  ...through market advisories, investigations, trade surveillance, and disciplinary actions. In this... 
    Surveillance
    Full time
    Contract work
    Weekend work
    Afternoon shift

    Crypto.com

    Chicago, IL
    1 day ago
  •  ...anywhere. Maxxon is recognized worldwide as the pioneer and leader in floor technologies. Our expertise in the flooring industry is second...  ...applicator network. Represent Maxxon at national and local trade shows. Increase product awareness of both multifamily and... 
    Floor
    For contractors
    Local area
    Worldwide

    MaxTech Services

    Chicago, IL
    2 days ago
  •  ...Agent to help protect our stores. Must have previous undercover, floor walking loss prevention experience. Why Apply? As an LP Agent your primary focus is to provide undercover, plain‑clothes surveillance to identify and apprehend shoplifters, deter shoplifting. No... 
    Floor
    Surveillance
    Full time
    Local area
    Flexible hours
    Weekend work

    Hobby Lobby

    North Riverside, IL
    3 days ago
  • $68.65k

     ...conditions of supervision through guidance, surveillance and referrals to service providers for...  ...emailed directly by the school to the compliance email address ([email protected]), or mailed...  ...Services 850 East Madison Street, 3rd Floor Springfield, IL 62702 This... 
    Floor
    Surveillance
    Work experience placement
    Work at office
    Trial period
    Night shift
    Weekend work

    Illinois Circuit Court of Cook County

    Chicago, IL
    3 days ago
  •  ...Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange...  ...AML Financial Intelligence Unit (FIU) is a core part of IBKR's Compliance AML Program, serving as the firm's frontline defense against... 
    Temporary work
    Work experience placement
    Work at office
    Remote work
    Worldwide
    Flexible hours

    Interactive Brokers Group

    Chicago, IL
    2 days ago
  •  ...is partnered with a technology-driven trading and investment firm operating across multiple...  .... The firm are seeking a trading compliance specialist that will act as a key advisor...  ...Design, maintain, and enhance trade-surveillance controls to detect unusual patterns and... 
    Surveillance
    Worldwide

    Rutherford Search

    Chicago, IL
    2 days ago
  • $95k - $125k

     ...multiple times and is one of Barron’s Top 100 RIA firms.As a Compliance Officer at Mesirow, the role will be responsible for...  ...review and marketing materials, Code of Ethics monitoring, trade surveillance monitoring, testing, training, and developing compliance policies... 
    Surveillance
    Full time
    Work at office
    3 days per week

    Mesirow Financial Holdings

    Chicago, IL
    2 days ago
  •  ...Hashrate Futures used by brokers, hedge funds, institutions, and trading firms around the world. Role Overview Bitnomial is...  ...throughput persistence and serialization, or reconciliation and surveillance pipelines is valuable but not required. If a candidate... 
    Surveillance
    Full time
    Worldwide

    Bitnomial

    Chicago, IL
    19 hours ago
  • $89k - $105k

     ...conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance...  ...documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings... 
    Surveillance
    Work at office
    Flexible hours
    Shift work
    3 days per week

    Robinhood Financial

    Chicago, IL
    3 days ago
  • $125k - $155k

     ...performance, reliability, energy efficiency, and compliance with industry best practices.Working...  ...infrastructure, including raised floor environments, fire detection and suppression...  ...technologies such as card access, video surveillance, biometric access, and perimeter... 
    Floor
    Surveillance
    Work at office
    Local area
    Home office
    Flexible hours

    Ramboll Group

    Chicago, IL
    3 days ago
  • $224k - $320k

     ...simulations to Splunk Observability, genomics and PACS medical imaging, geospatial datasets, media editing and rendering, and video surveillance, Qumulo unlocks the full power of an organization’s information. Our platform unifies file and object storage across data... 
    Surveillance
    Full time
    Local area
    Flexible hours

    Qumulo

    Chicago, IL
    10 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Trading Floor Compliance & Surveillance Analyst. Be the first to apply!