Registered Wealth Management Client Associate

Provide client service support to potentially multiple Financial Advisors Support enterprise strategic objectives, operational excellence goals, and client advocacy within the Financial Advisor’s business Customize solutions based on specific client and advisor needs Serve as the frequent point of contact within Merrill for client service needs Educate bank clients on service and banking offerings Ensure timeliness, accuracy, and completeness of client materials Follow up on client and Financial Advisor requests Help align practices with bank policies and procedures Protect bank clients and manage risk Identify, deepen, and maintain client relationships Promote incorporation of banking into clients’ day-to-day practices and communicate outputs to the Financial Advisor Support day-to-day team activities, including covering roles during absences or seasonal demand increases Requirements Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66; Series 63 and 65 accepted in lieu of Series 66 If licenses are not currently held, they must be obtained within a specified timeframe if hired into a registered job code Advanced industry knowledge and understanding of investment products Enthusiastic, highly motivated self-starter with a strong work ethic and focus on results Client-centric mindset and commitment to acting in the client’s best interest Ability to learn and adapt to new information and technology platforms Experience working with clients, fulfilling needs, delivering complex solutions, and providing an excellent client experience Comfortable operating in a fast-paced environment with changing responsibilities Detail oriented Commitment to continuous learning and professional growth Sound judgment and discretion when handling sensitive information Strong computer application skills, including Microsoft Word, Excel, PowerPoint, and Salesforce Professional verbal and written communication skills Core Competencies Demonstrates advanced industry knowledge of investment products and a client-centric mindset, ensuring timely and accurate client service while adhering to bank policies. Proficient in managing client relationships and delivering customized solutions in a fast-paced environment. Highest-signal resume keywords FINRA Securities Industry Essentials (SIE) Series 7 Series 66 Client Relationship Management Microsoft Office Suite Hard Skills Investment Product Knowledge Client Service Support Solution Customization Risk Management Detail Orientation Soft Skills Client-Centric Mindset Strong Work Ethic Adaptability Professional Communication Enthusiasm Certifications & Qualifications FINRA Securities Industry Essentials (SIE) Series 7 Series 66 Series 63 Series 65 Industry Keywords Client Advocacy Operational Excellence Banking Practices Financial Advisory Continuous Learning Tools & Technologies Salesforce Microsoft Word Microsoft Excel Microsoft PowerPoint #J-18808-Ljbffr