Regulatory Compliance Specialist - SEC & Filings
B Capital
B Capital is seeking a detail-oriented Compliance Associate to join our team in California/New York regulatory environment. This role supports the firm's regulatory and compliance activities and ongoing compliance requirements. The ideal candidate will have 3-5 years of experience in trust administration, compliance, fund administration, or a related field, with exposure to SEC requirements and regulatory filings. Strong writing, research, and organizational skills are essential. #J-18808-Ljbffr B Capital
$80 - $86.32 per hour
...Control Consultant IV in Rosemead, CA. This role involves leading financial consolidations and compliance with GAAP, including preparing financial statements for SEC filings. Candidates should possess CPA certification, a Bachelor's degree in a relevant field, and experience...SuggestedHourly pay$60k - $80k
...point of contact for state and federal regulatory examinations and will assist regulators... ...from agencies such as the CFPB, DOJ, FTC, SEC, NY DFS, DBO, TX OCCC and others. Develop... ...action taken to ensure future compliance Provide written responses to exception...SuggestedFixed term contractWork at officeLocal areaFlexible hours$90k - $110k
...detail-oriented and highly organized Compliance Associate to join our team. This role will support the firm's regulatory and compliance activities and... ...a related field , with exposure to SEC requirements and regulatory filings. We are looking for someone with a clear...Suggested- Corebridge Financial is hiring for a regulatory contract filing role in Woodland Hills, CA or Houston, TX. You will support filing strategies, prepare estimates, and ensure compliance across forms under regulatory standards. Hybrid work arrangement with focus on accuracy...SuggestedContract work
- Corebridge Financial, Inc. is seeking a contract management professional to support annuity contract language drafting, regulatory filings, and coordination with regulators to obtain product approvals. You will collaborate with cross-functional teams to ensure contracts...SuggestedContract work
$100k - $105k
...community. We are currently looking for a Regulatory Affairs Specialist to work for a leading Greater Los... ...reviews of changes to ensure compliance with new standards. Supports the formulation... ...manufacturing changes for regulatory filing strategies. Maintains annual...$140k - $180k
...consulting firm, we specialize in planning, environmental compliance, engineering, surveying, and construction management. With... ...impact, BKF is the place for you! BKF is hiring a Senior Regulatory Specialist and Project Manager to support our burgeoning team of biologists...Work at officeLocal areaRemote work- ...industry and contribute to a more sustainable world. Regulatory Compliance Specialist We are looking for a detailed-oriented and proactive... ...engineering and product development teams. ~ Compile Technical Files: Build and maintain accurate and audit ready technical...Full time
$85k - $110k
...goal of enabling human life on Mars. HRIS COMPLIANCE ANALYST As an HRIS Compliance Analyst... ...internal HRIS: data accuracy, security, and regulatory requirements. You will review people... ...OFCCP / AAP, I-9 / E-Verify, or similar filings Familiarity with ITAR/export-control rules...Permanent employmentTemporary workFor contractors$38 - $48 per hour
Temporary Certification Compliance Specialist THE ROLE: TEMPORARY CERTIFICATION COMPLIANCE SPECIALIST Reporting to the Director of Regulatory Affairs, the Certification Compliance Specialist... ...recorded and maintained in aconfidential file. As set forth in SmartyPants...Hourly payTemporary workFor contractors$27 - $29 per hour
...programs. We are currently seeking a Compliance Specialist! Responsible for ensuring compliance in... ...on-site and corporate staff to ensure regulatory compliance with housing programs are... ...entry into compliance reporting systems, filing, and ongoing file maintenance Process...Hourly payFull timeTemporary workPart timeLocal area- ..., Inc. is seeking a part-time Corporate Legal & Compliance Specialist in California to handle corporate filings, licenses, and governance matters on-site. The role... ...agreements, board resolutions, and ongoing regulatory compliance, while coordinating with stakeholders...Contract workPart time
$98.2k - $214.6k
...Program Manager, the Safety Specialist supports environmental health... ..., including monitoring compliance, conducting audits and inspections... ...include assisting with regulatory compliance, ensuring alignment... ...committed any misconduct; or have filed an appeal of a finding of...Contract workWork at officeLocal areaMonday to Friday- ...industries. The company seeks a Corporate Legal & Compliance Specialist to strengthen legal operations, regulatory compliance, and corporate governance across its... ...day corporate legal matters, including regulatory filings, contract drafting and review, corporate governance...Contract workFlexible hours
$45 per hour
SUMMARY The Corporate Legal & Compliance Specialist provides legal, compliance, and corporate governance support to... ...corporate legal matters, including corporate filings, business licenses, contract management, and regulatory compliance. The position also supports employment...Hourly payContract workPart time- Parkwest Casino is seeking an AML/BSA Compliance Associate to support the Compliance Department with clerical duties, file organization, and data handling under strict confidentiality... .../CTR logs and other Cage records to ensure regulatory compliance. The role requires strong MS...Shift workWeekend work
- ...Description Job Purpose The Quality & Compliance Coordinator supports the PACE... ...to maintain high standards of quality, regulatory compliance, and organizational integrity... ...compliance audits, including personnel file reviews, encounter data monitoring, documentation...Work at officeRemote workRelocation
- ...mid‑levels, dentists, and other providers. You will ensure files are complete and timely for committee reviews and audits. You... ...administration, supporting coordinators to build skills and ensure regulatory compliance. This role is in Montebello, CA. #J-18808-Ljbffr AltaMed...
$7,980 - $9,994 per month
...Public Utilities Regulatory Analyst IIIPublic Utilities Commission$7,980.00 - $9,994.00 per... ...of alternate range when applicable.Final Filing Date: 11/6/2026Application Methods:... ...legislative processes. The analyst will verify compliance with ratemaking proceedings, CPUC rules...Permanent employmentTemporary workWork at officeRemote work2 days per week$75k
...About the Job BSA/AML Compliance Analyst - To $75K - Los Angeles, CA - Job # 3755 Who We Are: The... ...and document findings accordingly. Prepare and file Suspicious Activity Reports (SARs) within regulatory timeframes and in accordance with BSA/AML Compliance...Work at office- ...Maintains application and credentialing files in a confidential manner; regularly enters... ...as a Certified Provider Credentialing Specialist issued by the National Association of Medical... ...the administrative and credentialing compliance structure of the medical staff...Full timePart timeWork experience placementWork at officeShift workNight shiftAfternoon shift
- University of California - Los Angeles Health is seeking a Regulatory Coordinator to support regulatory and compliance activities across a portfolio of investigational drug and device studies. The role requires strong communication, organization, problem-solving, and collaboration...
$109k - $185k
...you passionate about driving compliance excellence and strengthening... ...Principal Compliance/Audit Specialist and play a key role in strengthening... ...provide expert guidance on regulatory requirements. The ideal... ..., and risk-management files; challenge the adequacy and...Live inStart working todayWork at officeLocal areaFlexible hours- Regulatory Compliance Advisor Become a Regulatory Compliance Advisor at Southern California Edison (SCE) and build a better tomorrow. In this role, you’ll work in our Corporate Security team to coordinate SCE regulatory compliance programs to maintain compliance with State...Local areaRemote work
$67.23k - $90.6k
...WHEN TO APPLY: The application filing period will begin on May 29, 2026, at 8:... ...certification as a Certified Provider Credentialing Specialist issued by the National Association of... ...the administrative and credentialing compliance structure of the medical staff...Full timePart timeWork experience placementWork at officeShift workNight shiftAfternoon shift- The Compliance Analyst at Commercial Bank of California supports the Compliance Officer in building and maintaining the bank’s compliance... ...to consumer protection laws and work with audits and regulatory examinations. Ideal candidates have a bachelor’s degree or 2+...
$22 per hour
...Compliance Associate Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team. We are... ...below! Responsibilities Organizes and maintains records, files and statistics for the Compliance Department to include but not...Work at officeLocal areaShift work- ...Description JOB TITLE: Credentialing Specialist FLSA STATUS: Non-Exempt... ...Ensures interpretation and compliance with the appropriate... .... Ensures that all provider files are complete with current licensing... ...and accuracy based on regulatory requirements. Coordinates review...Work at officeLocal area
- ...industry and want to make an immediate impact. The Position: Compliance Coordinator The Fit: We seek individuals who will thrive... ...you. Here’s what you’ll do: Create and manage personnel files for healthcare professionals. Send out reminder e-mails, texts...Daily paidFull timePart timeCasual workWork at officeLocal areaImmediate startWeekend work
- ...detail-oriented and driven Customs Trade Compliance Analyst to join our team in Alhambra, CA... ...to facilitate clearance Monitor regulatory changes and update internal policies and... ...accordingly Prepare and review entry filings, commercial invoices, and other trade documents...Work from homeFlexible hours
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