Wells Fargo Advisors Supervisory Control Specialist
Phenom People
Supervisory Control SpecialistWells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist responsible for providing remote sales supervision and support within assigned branches and/or regions for the Private Client Group (PCG) and Wealth Brokerage Services (WBS) channels.In this role, you will:Participate and consult regarding policies and procedures, controls, tools and trainingIdentify opportunities for additional synergies and to maximize efficiencies within the private client groupReview and analyze controls to manage high risk investment strategies and complex productsEvaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancementsPresent recommendations for resolving complex analysis in search of current and best practicesGather and analyze data, identify trends and present analysis through meaningful statisticsDevelop expertise in firm, compliance and regulatory policies and proceduresCollaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business UnitsRequired Qualifications:2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationSuccessfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registrationDesired Qualifications:Conflict management and decision-making skillsIntermediate Microsoft Office skillsAbility to navigate multiple computer systems, applications, and utilize search tools to find informationStrong negotiation skillsExcellent verbal, written, and interpersonal communication skillsAbility to interact with all levels of branch associates and business unitsStrong attention to detail and accuracy skillsFINRA registration including Series 9/10 (or FINRA recognized equivalents)Job Expectations:Ability to travel up to 25 percent of the timeObtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition, state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.Registration for FINRA Series 9/10 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.This position is Not Eligible for a Visa SponsorshipJob Posting Locations:2801 Market St., F & L Bldg., St. Louis, Missouri 63103401 S Tryon St., Charlotte, North Carolina 2820290 S 7th St. Minneapolis, Minnesota 55402-3903We Value DiversityAt Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
- ...Supervisory Control Specialist Wells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist responsible for providing remote sales supervision and support within assigned branches and/or regions for the Private Client Group (PCG) and Wealth Brokerage Services...SuggestedOngoing contractWork experience placementWork at officeImmediate startRemote work
- About this role:Wells Fargo is seeking a Supervisory Control Specialist to join the Client Relationship Group within the Centralized Supervision Ad Hoc team,... ...and proceduresCollaborate and consult with Financial Advisors, Regional and Senior Management, Private Client...SuggestedOngoing contractFull timeWork experience placementWork at officeImmediate start
$77k - $133k
...Supervisory Control Specialist Wells Fargo is seeking a Supervisory Control Specialist to join the Client Relationship Group within the Centralized... ...procedures Collaborate and consult with Financial Advisors, Regional and Senior Management, Private Client Group...SuggestedOngoing contractWork experience placementWork at officeImmediate start- Core Responsibilities:Perform cybersecurity control testing and assurance activities to assess control design and operating effectiveness.Support and enhance Continuous Controls Monitoring (CCM) capabilities through automation and analytics.Identify control gaps, recommend...SuggestedFull time
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Job TitleSr. Project Controls & Data Governance Specialist, Programs & ProjectsJob Description SummaryProvides professional project management experience... ...ways to grow the business in a positive, trusted advisor capacity.A passion to serve and exceed our client’s expectations...Minimum wageFull timeLocal areaFlexible hours- ...the routine aspects of planning/scheduling and/or cost engineering assignments requiring knowledge and application of basic project controls principals. Using prescribed methods performs specific and limited portions of planning/scheduling and/or cost engineering...Full timeFor contractors
$88.38k - $117.97k
...Project Controls SpecialistThe Project Controls Specialist, under limited supervision, is responsible for serving as the project team's subject-matter expert... ...in a multifunctional team.· Accepts change and works well under pressure.· An understanding of JDE Edwards is not...Contract workFor subcontractorWork at office- ...Vanguard is seeking a Controls Management Specialist to join the Global Governance, Risk & Compliance (GRC) team within Enterprise Security & Fraud (ES&F). This role will help strengthen Vanguard's cybersecurity control environment through controls assurance, Continuous...
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- ...performs the same tasks as a Specialist Aviation Parts (Specialist) but... ...training, cycle counting, as well as storage, packaging,... ...Supervisor with the inventory control program to ensure accurate identification... ...in a leadership or supervisory capacity preferred. Proficient...Work at officeFlexible hoursShift workNight shift
$93k - $171.3k
...Recruiting for this role ends on 7/25/2026. Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you... ...Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process...Work at officeVisa sponsorship- ...Assess and evaluate the design and operating effectiveness of SAP controls (GITCs and business process controls) throughout the business... ...and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support your mental health. Depending on job classification...H1bLocal area
- ...telecommunications, life safety, automation and controls, audiovisual, and IT systems.... ...cybersecurity industries.ResponsibilitiesTechnical Specialist provides advanced technical leadership... ...Power Management Systems), SCADA (Supervisory Control and Data Acquisition) systems...Local area
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...policy requirements and design supporting processes and controls, including field procedures, supervisory procedures and system controlsProvide guidance to... ...operational risk, policy and disclosure management teams, as well as functional groups, such as Compliance, Law Group...Full timeFlexible hours- ...respect for their total relationship with Wells Fargo.Markets provides solutions to clients... ...leaders across Markets, Finance, Product Control, Sales, Technology, the COO organization... ...collaborative cultureServe as a senior advisor to Markets leadership by providing insights...Full timeWork experience placement
$101k - $203k
...capabilities with a strong audit, internal controls, or second-line risk management... ...performance, governance, and controls as well as direct internal audit engagements in... ...of model risk management principles and supervisory expectations, risk-based internal audit...Full timeWork experience placementInternshipLocal area$24.28 - $32.44 per hour
Overview The Technical Services Building Systems Specialist II (BSS II) is a skilled member of the Technical Services (TS) team, with a strong... ...to plan, document, and conduct work requiring judgement as well as working independently with minimal direction. The primary...Full timeWork at officeRemote work- Reid's, Carolina's leading specialty food store, is seeking a Marketing/Social Media Associate to join our corporate team. You will craft engaging content across social channels, support campaigns, and help grow our brand presence online. You are a strong writer, a visual...
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- ...management programs such as process mapping, controls testing, issue management, risk and... ...compliance requirements. 2+ years in a supervisory role. 6+ years in risk and/or compliance... ...have the ability to exercise discretion as well as appropriate judgments when necessary....Full timeWork at office
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$110.7k - $218.3k
...-usual sustainability across processes, controls, and data & analytic infrastructures. Qualifications... ...with key regulatory initiatives and supervisory ecosystem (e.g., Dodd-Frank; FRB/Fed,... ...and value in their organizations, as well as through our own investments,...Work at officeVisa sponsorship
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