Senior Compliance & Ethics Lead, Regulatory & AI Governance
JW Michaels & Co.
JW Michaels & Co. is seeking a Compliance Officer based in New York, NY, to manage operations of the compliance program. This role includes administrating the Code of Ethics program, conducting due diligence, and supporting regulatory filings. A successful candidate will have 4-10 years of compliance experience and familiarity with SEC regulations. Strong communication and organizational skills are essential. #J-18808-Ljbffr JW Michaels & Co.
- ...in New York is looking for an experienced AI Compliance Manager to lead the implementation and compliance of AI... ...technologies. The ideal candidate will develop governance frameworks and manage regulatory risks while promoting ethical AI practices. Responsibilities include...Regulatory
$122.5k - $175k
Framework Ventures is seeking an experienced role focusing on AI-powered compliance at their U.S. locations. The successful candidate will... ...GRC engineering, with a commitment to driving efficiency in regulatory processes. This full-time position offers a competitive salary...SeniorRegulatoryFull time$120k - $155k
...activities across all phases of the model lifecycle, ensuring strong regulatory alignment and effective risk mitigation. The ideal candidate... ...7-10 years of relevant experience, with expertise in model governance and AI/ML systems. The role offers a competitive salary range of $1...SeniorRegulatory- Spring Health is looking for a Senior Compliance Specialist II to oversee the integration of compliance for Alma. This fully remote... ...in IT compliance, with strong skills in GRC and AI governance. You will lead compliance programs and assess risks while maintaining...SeniorRemote job
- A leading consulting group, Talan, is seeking an experienced Compliance Project Manager to lead the execution of EU AI regulatory compliance initiatives. The ideal candidate will have extensive experience in managing compliance projects, particularly in complex regulatory...Regulatory
- ...Senior Business Analyst – Data Sharing Contracts Ascension... ...our efforts in leveraging AI and language learning models... ...collaborate with legal, compliance, IT, and data governance teams to ensure contract visibility... ..., risk management, and regulatory compliance—particularly...SeniorRegulatoryContract workRemote work
- TBG | The Bachrach Group is seeking a Compliance Officer to join a leading asset management firm in Midtown Manhattan. This in-office role reports... ...functions, including Marketing Compliance, Code of Ethics, and Regulatory Exams. The ideal candidate will have over 4 years of...SeniorRegulatoryWork at office
- United Airlines, Inc. is seeking a full-time Senior Manager Digital Governance to lead regulatory and compliance initiatives remotely. You will manage a portfolio of compliance efforts, collaborating with various stakeholders to enhance visibility and performance. The ideal...SeniorRegulatoryRemote jobFull time
- ...helps organizations implement leading governance, risk and compliance practices by combining... ...cybersecurity risk assessment. The Senior Associate level position... ...principles, and regulatory frameworks such as SOX, NIST... ...Artificial intelligence (AI) tools are used to support...SeniorRegulatoryFull timeContract workWork at officeShift work
- ...Leading Global Law Firm is searching for a Senior Information Governance Analyst to support and enhance information governance operations... ...stakeholders to ensure compliance, mitigate risk, and strengthen... ...compliance with legal, regulatory, and client data requirements...SeniorRegulatory
$82.92k - $150k
...A leading cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates... ...flexibility in a dynamic environment focused on regulatory compliance and risk mitigation. #J-18808-Ljbffr...SeniorRegulatoryRemote work- ...Inc. is looking for a Product Counsel Senior Director to serve as the primary legal... ...engineering, and services teams. This role leads the AI legal program and provides strategic... ...throughout the product lifecycle, ensuring compliance with regulations and managing...Senior
$160k - $175k
...A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes, FL, the role involves executing the Compliance Program, providing compliance resource expertise to business...SeniorRegulatoryFlexible hours$160k - $212k
...deliver innovative and ethical solutions that help businesses... ...Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a... ...with keeping track of regulatory developments, digesting... ...across levels of seniority, cultures, and backgrounds...SeniorRegulatoryFull timeRelocation$85k - $115k
SHI International Corp. is looking for a Compliance Officer to maintain the organization's Code of Ethics and Business Conduct. You will provide leadership on corporate governance, ensure compliance across all business segments, and handle ethics policies and training...- Latham & Watkins LLP is seeking an Associate Director of AI Governance. This role involves developing and executing the AI governance framework while ensuring compliance with legal and ethical standards. The successful candidate will collaborate with teams to integrate...
- A leading law firm is seeking an Associate Director of AI Governance to lead the development of AI governance frameworks and ensure compliance with legal and ethical standards. The ideal candidate will have a law degree, admission to a U.S. State Bar, and at least 10 years...
- Latham & Watkins LLP is seeking an Associate Director of AI Governance to lead the firm’s AI governance framework, ensuring compliance with evolving legal and ethical standards. The role supports risk management and privacy compliance across the organization while overseeing...Work at office
$93.6k - $154.5k
...opportunity As a Senior in Governance, Risk, and Compliance, you will have the... ...solution designs and leading conversations for... ...with Life Science regulatory statutes, GxP business... ...EY focuses on high-ethical standards and... ...Enabled by data, AI and advanced technology...SeniorRegulatoryWork experience placementSummer holidayFlexible hours- ...company, is seeking a Manager, Payroll Tax to oversee payroll tax compliance and reporting across multiple jurisdictions in the United... ...monthly, quarterly, and year-end filings, Ensure accuracy, monitor regulatory changes, and contribute to SOX-like controls in a dynamic, #J...SeniorRegulatory
- SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5-10+ years of compliance experience within equities markets, a strong knowledge...SeniorRegulatory
- ...James Associates Ltd. is seeking a Surplus Lines Compliance & Licensing Manager to oversee licensing and regulatory compliance across various jurisdictions. This... ...regulations and have a proven background in licensing governance. Strong credentials in compliance and...SeniorRegulatory
- Syensqo is seeking a Senior Cybersecurity & Regulatory Compliance Lead to enhance our global compliance efforts in IT and Operational Technology. In this pivotal role, you will work closely with technology teams to ensure adherence to evolving regulatory standards. The...SeniorRegulatory
- ACA Group in New York is seeking a candidate to oversee registration processes and serve as the primary interface for registrants. Responsibilities include assisting with onboarding, communicating deadlines, and maintaining detailed documentation. Ideal candidates will ...SeniorRegulatory
- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves... ...assisting fund launches, and ensuring adherence to regulatory requirements. The ideal candidate will have a...SeniorRegulatory
- TD Bank US is seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team in New York. This pivotal role supports... ...with global regions and reporting on testing results and regulatory findings. The candidate will develop annual testing plans,...SeniorRegulatory
$74.8k - $112.2k
Figure is seeking a Senior Compliance Associate to manage state lending licenses and oversee regulatory reporting. The ideal candidate should have at least 4-6 years of experience... ...licensing applications, and acting as the lead during regulatory examinations. Benefits...SeniorRegulatory$160k - $180k
The Shield Co Management, LLC is seeking a Senior Counsel - Regulatory Compliance to provide strategic legal analysis and support to the General Counsel. This role involves leading compliance initiatives across jurisdictions and managing regulatory inquiries. The ideal...SeniorRegulatory- SonicWall is seeking a Senior Hardware Compliance Engineer to lead regulatory compliance for network security hardware products. The ideal candidate will manage certifications across global markets, ensuring compliance with rigorous standards. Responsibilities include...SeniorRegulatory
- A leading financial services firm is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory reporting requirements. The ideal candidate has 7-10+ years of experience in compliance within the financial services industry, particularly...SeniorRegulatoryRemote job
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