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Regional Advisory Supervision Leader

Rockefeller Financial

Carmel, IN

Rockefeller Capital Management in the United States seeks a Regional Supervision Manager to lead oversight for advisory teams in the Northern Hub. You will partner with Private Advisors and senior leaders to ensure governance, team effectiveness, and compliant client service delivery.

The role requires a deep background in securities supervision, regulatory compliance, and strong cross-functional collaboration across Human Capital, Compliance, and Operations.

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Vacancy posted 3 days ago
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