Financial Advisor Support Specialist II - Greenville, SC
TD Bank
- # Financial Advisor Support Specialist II - Greenville, SCApplyremote type: On Sitelocations: Greenville, South Carolinatime type: Full timeposted on: Posted Todaytime left to apply: End Date: July 9, 2026 (13 days left to apply)job requisition id: R\_1496822**Work Location:**Greenville, South Carolina, United States of America**Hours:**40**Pay Details:**$25.75 - $38.50 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.**Line of Business:**TD Wealth**Job Description:**The Financial Advisor Support Specialist II (FASS II) acts as a point of client contact accountable to serve the needs of clients in the mass affluent segment. The role serves as the primary administrative and service support for the Financial Advisors (FAs) and their clients.The Financial Advisor Support Specialist supports the FA team and provides consistent and accurate administrative and service support.**Depth & Scope:*** Demonstrates a commitment to being customer-centric by ensuring a legendary service is provided during every customer interaction to maximize retention and growth* Ensures all NEW clients receive the complete on-boarding experience, which includes: a thorough client discovery leading to a truly exceptional Client Experience, completion of all requisite client profiling documents* May handle financial transactions such as, but not limited to, the collection, maintenance, re-investment (i.e., sweeps) and disbursement of funds as well as account transfers* Executes in a manner that is compliant with regulations, policies and procedures* Adheres to all federal, state, SRO regulations and Firm policies related to all business activities. (e.g. OCC, SEC, FINRA etc.)* Ensures all Continuing Education requirements are attained* Responsible for understanding and adhering to TD Wealth AML/ATF Policies and Procedures* Responsible for implementing TD’s Customer Identification Program (CIP) by collecting and verifying required customer identification information and performing other Customer Due Diligence and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures* Contributes to a positive and constructive work environment with a focus on supporting the overall Wealth team* Contributes individually and as a team member, to ensure strong performance, collaboration and enthusiasm that sets TD Wealth apart from our competitors* Represents TD Wealth to the public in a professional manner* Be involved in your community and support TDBG charity and community initiatives Ensures service to external clients and/or internal clients reflects TDBG standards and guiding principles* Through proactive communication (verbal/written), supports the assigned team members in meeting service commitments to clients* Provides consistent and accurate administrative support to assigned team member including filing, report generation, presentation material, written proposals and spreadsheet reporting* May act as a contact for client relationships with regards to account maintenance, portfolio information and cash transfers* Efficiently manages and promptly responds to all incoming enquiries/requests for information independently/or directs to appropriate person or area* Delivers operational excellence* Completes all applicable specialized training* Works independently with minimal supervision* Performs necessary duties to assist assigned team members with all aspects of account administration, retention, specialized services and other responsibilities in accordance within wealth management area of specialization* Maintains various databases and computer systems by entering transactional and other data, updating information as necessary and ensuring data accuracy; creates reports summarizing information as required* Coordinates information flow among internal departments, Clients and others as necessary, communicating procedural and administrative information; forwards and obtains required documents and information as required* May resolve more difficult Client issues, problems, and requests* Guides and directs others as necessary; acts as a specialist resource to support all wealth management areas* Keeps others on the team informed about status of account administration, retention and projects* Completes assigned administrative/Client service tasks within policy and operating procedures* Identifies opportunities to make referrals to internal business partners* Identifies and recommends technological/process improvements which may improve overall productivity and Client satisfaction**Education & Experience:*** Associate degree and/or bachelor's degree preferred or relevant experience* 1+ years of related experience in the financial industry is required* A minimum of SIE & Series 99 registration is required* Knowledge of investments, banking and credit products required* A self-starter; ability to work with minimal supervision* Ability to excel at administration and be exceptionally well organized* Demonstrates considerable initiative in providing a high level of organization* Experience in professional services and with working with affluent clients is required* Knowledge of MSWord, Excel, PowerPoint and working with Contact Management databases is essential* Possesses a reasonable knowledge of investments and has the ability to generate reports pertinent to the management of client investment portfolios, however, prefers to focus on administration in a support role* Demonstrates ability to manage multiple responsibilities and timelines* Proven track record of delivering results and executing with excellence* Excellent written and verbal communication skills* Criminal and financial background investigation is required pursuant to FINRA Rule 3110(e) and successor regulations and financial background investigation is required pursuant to FINRA Rule 3010(e) and successor regulations**Customer Accountabilities:*** Understands and supports the Bank's Customer Service Strategy* Considers the impact of decisions on the well-being of TD, its Customers and stakeholders* Provides the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at every opportunity* Models quality service delivery at every interaction* Leads and contributes to the ongoing improvement of the partner / Customer experience**Employee/Team Accountabilities:*** Be engaged in advancing and sustaining a unique, inclusive culture that reflects TD's diversity agenda, and create an extraordinary employee experience* Participates fully as a member of the team and contribute to a positive work environment* May provide leadership, training, and guidance to other team members* Ensures ongoing communication with the team on the status / progress of projects and issues / points of interest* Actively shares information and knowledge, and proactively learn from the expertise of other**OCC Language:*** This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA.* Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to *investigate* the good character, business reputation, qualifications and experience of an applicant for registration *before* applying to register the applicant with FINRA and filing the applicant's Form U4 with the CRD, and before representing on the applicant's Form U4 that it has conducted this investigation and verified the accuracy and completeness of the information contained in the applicant's Form U4; and the Firm's obligation to *verify* the accuracy and completeness of the information contained on the applicant’s Form U4, no later than 30 calendar days after the Form U4 is filed with FINRA.* Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory organization enforcement action search, and statements/certification from job applicant regarding administrative, civil, and/or criminal findings by any government agency/authority or self-regulatory organization, are required by federal law for this position.**Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Continuous* International Travel – Occasional* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Occasional* Squatting – Occasional* Bending – Occasional* Kneeling – Occasional* Crawling – Occasional* Climbing – Never* Reaching overhead – Occasional* Reaching forward – Occasional* Pushing – Occasional* Pulling – Occasional* Twisting – Occasional* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – ContinuousThe above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.**Who We Are:**TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.**Our Total Rewards Package**Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more**Additional Information:** We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. **Colleague Development**If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.**Training & Onboarding** We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role. **Interview Process** We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.**Accommodation**TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.
- J-18808-Ljbffr TD Bank
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Financial Advisor Support Specialist II - Greenville, SC in Greenville, SC vacancy
- Work Location: Greenville, South Carolina, United States of America Hours: 40 Pay Details: $25.75 - $38.50 USD TD is committed... .... Line of Business: TD Wealth Job Description: The Financial Advisor Support Specialist II (FASS II) acts as a point of client contact...SuggestedFull timeWork experience placementCasual workWork at officeLocal areaWork from homeFlexible hours
- TD Bank is looking for a Financial Advisor Support Specialist II in Greenville, SC. This role provides essential administrative and service support to Financial Advisors, focusing on client interaction and retention. The ideal candidate will help ensure a positive client...Suggested
- Financial Advisor - Greenville, SC page is loaded## Financial Advisor - Greenville, SClocations: SC - Greenvilletime... .... At Thrivent, you’ll receive the support, stability and opportunity of a... ...you do so.* Get the support of specialists from every facet of the...SuggestedLocal area
- ## Financial Relationship Banker- Woodruff Road, Greenville SC-1Applyremote type: Officelocations: Greenville, SCtime type: Full timeposted on: Posted Todayjob requisition id: R0073144# **Description****Summary:**Our branch banking roles offer a welcoming and inclusive...SuggestedFull timeH1bWork at officeRemote workWork from homeFlexible hours
- ## Financial Relationship Banker- Laurens Road, Greenville SC-1Applyremote type: Officelocations: Greenville, SCtime type: Full timeposted on: Posted Todayjob requisition id: R0073149# **Description****Summary:**Our branch banking roles offer a welcoming and inclusive...SuggestedFull timeH1bWork at officeRemote workWork from homeFlexible hours
- Senior Financial Analyst job at Connexa Search Group. Greenville, SC. Sr. Financial Analyst to join our growing FP&A team. The Sr. Financial Analyst will report... ...operational data to deliver meaningful insights that support decision-making for operations, finance, and...
- ## Financial Representative - Greenville, SCApplylocations: Greenville, SCtime type: Full timeposted on: Posted... ...to your experience* We will support you while you learn the FINRA licensing... ...with clients. As a subject matter specialist in compliance and all front lobby transactions...
- ...Western and Southern Life Insurance Company (Western & Southern Life), a member of Western & Southern Financial Group, a Fortune 500® company. Location : GREENVILLE Responsibilities As a Financial Representative, you will work with current and prospective clients in...Full time
- ## Financial Consultant - Greenville, SCApplylocations: Greenville, SCtime type: Full timeposted on: Posted 8 Days Agojob requisition id: 2130818##... ...Fidelity, we empower professional growth, flexibility and support thus enabling long-term success for you and our clients.*...Work at office
$37.62k
...cash line and on the phone, and contributing to improving the financial wellness of our customers. The purpose of this role is to create... ...copy the link below to your browser. Location Details Greenville South Carolina Main Greenville, South Carolina Equal Opportunity...Full timeFlexible hours- ...Mutual - Upstate SC Managing... ...Private Wealth Advisor at Upstate Legacy... ...currently seeking new financial advisors. We... ...receiving support from our network of financial specialists, training programs... ...Advisor jobs in Greenville-Spartanburg-Anderson... ...Advisor Stage II - Consumer...Full timeTraineeshipInternship
$61k - $119k
Financial Advisor (Looking for Career Changers-Training... .... Our Upstate, SC financial... ...while receiving support from our firm’s exceptional... ...of financial specialists, training and educational... ...Advisor” roles. Greenville, SC $50,000.00-$1... ...Advisor Stage II - Consumer...Full timeContract workFor contractorsInternship- ...o Tuition Reimbursement o Parental Leave o Business casual work environment What does it mean to be a System Support Specialist II at GLS? The System Support Specialist II is responsible for supporting assigned, proprietary GLS system components. This includes...Full timeTemporary workCasual workWork at officeImmediate start
Global Lending Services
Greenville, SC10 days ago - ...providing education and advice tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you... ...best products and services for their needs Partners with Specialists (Private Client Advisors, Mortgage Bankers and Business Relationship Managers)...Immediate startAfternoon shift
- ...hospitality, using the latest banking solutions and cutting-edge financial technology combined with friendly and attentive service. You... ...licensing program within 180 days of hire, study materials and support provided. Ability to work branch hours including weekends and some...Immediate startAfternoon shift
- ...the utmost hospitality using the latest banking solutions and financial technology combined with friendly and attentive service. You will... ...licensing program within 180 days of hire; study materials and support will be provided. Ability to work branch hours including...Afternoon shift
- PulteGroup Inc. is seeking a Mortgage Financing Advisor in Greenville, SC. This role involves providing financial guidance to potential homebuyers, managing relationships and non-origination loan support. Applicants should have 3-5 years of mortgage lending experience and...
- A financial services company in South Carolina is seeking a System Support Specialist II to manage incidents and support proprietary systems. The role is responsible for improving system performance and collaborating with IT and vendors to resolve issues. Candidates must...Full time
$75k
WizeHire, Inc is looking for an experienced financial advisor in Greenville, SC. The successful candidate should have a proven track record in financial planning and provide excellent service to help clients achieve their financial goals. Responsibilities include assisting...- A leading financial institution is seeking a Financial Advisor through the Merrill Advisor Development Program in Greenville, SC. In this role, you will develop relationships with high-net-worth individuals, assess financial goals, and recommend investment strategies....
- ...life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue... ...needs, referring customers to the appropriate internal specialists, and executing highly customized solutions to meet client needs...Interim roleWork at officeLocal areaImmediate startShift workDay shift
- Upstate LGBT is seeking a part-time Client Support Specialist for overnight shifts in Greenville, SC. This role is crucial in ensuring the safety and support of clients in a shelter environment during late hours. Responsibilities include maintaining a calm presence, conducting...Part timeNight shift
- Integrated Family Services, PLLC in Greenville, SC is seeking a dedicated Behavioral Health Technician to provide non-clinical support to clients at the Behavioral Health Urgent Care center. Responsibilities include monitoring client behavior, supporting clinical staff...Full time
- Upstate LGBT is seeking a Floating Client Support Specialist (Floating CSS) in Greenville, SC, to provide trauma-informed support across multiple Safe Harbor shelter locations. The role involves ensuring continuity of care, maintaining shelter standards, and fostering a...Full timeFlexible hours
$19 per hour
RPMGlobal is seeking a Part-Time Meta Merchandising and Support Representative in Greenville, SC. This hybrid role involves approximately 70% in-store merchandising and 30% remote support, ensuring high-quality execution of merchandising and customer service. The ideal...Hourly payPart timeRemote work- Raymond James, located in Greenville, SC, is seeking a dedicated professional to support Financial Advisors and manage client interactions. Responsibilities include onboarding new clients, preparing financial reports, and maintaining client information to ensure compliance...
- ...hospitality, using the latest banking solutions and cutting-edge financial technology combined with friendly and attentive service. You... ...licensing program within 180 days of hire, study materials and support provided. ~ Ability to work branch hours including weekends...Immediate startAfternoon shift
- Soteria Reinsurance Ltd. in Greenville, SC seeks a Financial Representative to engage clients and contribute to branch success. This role is crucial for fostering relationships and ensuring client satisfaction. Applicants should have customer service or financial experience...
- Fwainvest in Greenville, SC is seeking a Registered Client Service Associate to provide essential administrative support to Financial Advisors and clients. The role involves client onboarding, handling daily inquiries, and ensuring compliance with regulatory requirements...
- ...Organization : Name GREENVILLE SC Default: Location : City GREENVILLE Overview The purpose of the Financial Representative is to meet the needs of middle-income clients by educating them on risk protection, financial security, and wealth creation; analyzing needs; and...Work at officeLocal area
Western & Southern Life
Greenville, SC3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Advisor Support Specialist II - Greenville, SC. Be the first to apply!
Related searches
- associate corporate finance Greenville, SC
- financial planner Greenville, SC
- estate planning consultant Greenville, SC
- financial counselor Greenville, SC
- financial advisor development program Greenville, SC
- financial consultant Greenville, SC
- financial associate Greenville, SC
- financial planning assistant Greenville, SC
- financial advisor associate Greenville, SC
- financial planning associate Greenville, SC