Senior Director, Internal Audit - Banking Risk & Compliance
Conselium Compliance Search
A successful banking organization in Los Angeles is seeking an experienced individual to lead its internal audit function. This role involves reviewing the effectiveness of controls, ensuring adherence to regulatory requirements, and developing audit plans based on risk assessment. Candidates must possess significant bank audit experience. The organization values a culture of empowerment and superior customer service. #J-18808-Ljbffr Conselium Compliance Search
$88.3k - $121.4k
...technology firm in Los Angeles is seeking a Sr. Internal Auditor to lead and perform integrated internal audit engagements. The ideal candidate will have a Bachelor... ...3-5 years of audit experience, preferably in the banking sector. Responsibilities include evaluating...Senior$132.7k - $303.2k
...dynamic new entrants across Banking and Capital Markets, Wealth and... ...Tax Functional Leader across compliance, advisory or annuity tax... ...client deliverables, developing internal team members, and managing the... ...advice and assistance managing risks and across tax compliance and...SeniorWork experience placementSummer holidayFlexible hours$132.7k - $303.2k
...dynamic new entrants across Banking and Capital Markets, Wealth and... ...Tax Functional Leader across compliance, advisory or annuity tax... ...client deliverables, developing internal team members, and managing the... ...advice and assistance managing risks and across tax compliance and...SeniorFull timeWork experience placementSummer holidayFlexible hours- ...Sr. Internal Auditor The Sr. Internal Auditor is responsible for assisting the Internal Audit department in areas of branch audits, deposit operations... ...Minimum five years of banking experience of which three... ...relevant banking regulations and compliance requirements....SeniorInterim role
$78k - $95k
...Introduction Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and... ...Responsibilities Knowledge of banking operations loans/deposit and internal audit. Assist with risk assessment of assigned department or functional area in...Senior$88.3k - $121.4k
...Tampa, FL Job Summary Green Dot Internal Audit is looking for an experienced... ...performing testing for risk-based audits across various functions such as Compliance, Finance, and Risk Management.... ...company required. Experience in the banking industry, consumer banking or...SeniorFull time- ...seeking an experienced Senior Manager of Accounts... ...operations, AP controls, compliance, tax reporting, and... ...Treasury, Procurement, Tax, Internal Audit, and business leaders... ...efforts. Compliance & Risk Management Ensure... ...organization, including banking, asset management, fintech...Senior
$46 - $68 per hour
Risk Consulting Senior Associate - Lender Due Diligence Locations: Raleigh, NC; New York,... ...support the Financial Services Risk, Compliance, and Internal Audit team. This role is heavily focused... ...within financial services (banking, capital markets, asset management...SeniorHourly payTemporary workWork experience placementInternshipLocal area- ...are seeking an experienced Senior Payroll Manager to oversee... ...payroll processing, compliance with federal, state, and local... ...process updates. Support internal and external audits related to payroll operations... ...organization, including banking, asset management, fintech...SeniorLocal area
- Senior Cash Management Analyst - Job Description... ...cash forecasting, banking administration,... ...Executive Director as liaison with commercial... ..., organized, and audit‑ready treasury and... .... Supports internal and external audits... ...practices. Ensures compliance with healthcare‑specific...SeniorTemporary work
$180k - $185k
...our team! At Cathay Bank - we strive to... ...Professional Practices Audit reports directly... ...Audit Executive. Internal Audit Professional... ...issues and KPIs to senior management and... ...guidance to ensure compliance with the IIA International... ...with the evolving risk profile of the...SeniorFull timeFlexible hours$180k - $185k
...Professional Practices Audit reports directly... .... Participate in bank‑wide meetings and... ...and KPIs to senior management and committees... ...evolving role of internal audit and current... ...guidance to ensure compliance with IIA... ...line with evolving risk profiles and stakeholder...SeniorFull timeTemporary workFlexible hours- ...lead and improve internal audit function for an established... ...and successful banking organization... ...and mitigate risk and protect assets... ...of the Board of Directors Ensuring adherence... ...and procedures and compliance with all State... ...Committee and/or senior management for attention...
- At Open Bank, we pride ourselves on being different and... ...M ore Job Title: Staff Internal Auditor Department: Internal Audit Location: HQ Office (DTLA... ...internal audits and SOX compliance testing under the guidance... ...internal audits of lower risk levels and SOX Compliance...Full timeWork experience placementWork at officeImmediate startFlexible hours
- Open Bank in Santa Monica is seeking a Staff Internal Auditor to join their Internal Audit team. Key responsibilities include conducting internal audits, SOX compliance testing, and documenting findings to ensure compliance and operational effectiveness. The ideal candidate...
$225k - $275k
Private Bank Senior Credit Officer role at Citizens Be... ...process, assessing credit risk, and ensuring the bank... ...standards and internal policies. This role plays... ...procedures to ensure compliance with regulatory requirements... ...internal and external audits and regulatory reviews...SeniorWork at officeLocal areaMonday to FridayFlexible hours$70k - $110k
...A leading IT services provider in El Monte, CA, is seeking a Sr. IT Auditor to manage audit processes and improve internal controls. This role demands a Bachelor's degree and 3+ years in IT/IS audit. Strong knowledge of IT systems and regulatory environments, coupled...SeniorRemote work$70k - $110k
GENERAL SUMMARY The Senior IT Auditor is responsible... ...Security (IS), and Integrated Audits as well as special... ...IT Auditor will assist Internal Audit management with... ...execution (according to a risk-based approach),... ...areas applicable to the Bank. Obtain and maintain a...SeniorFull timeWork experience placementWork at officeFlexible hours$155k - $175k
A national accounting firm is looking for an Assurance Senior Manager to manage and deliver high-value solutions across various internal auditing areas. The role involves overseeing a team, ensuring exceptional client service, developing new business, and managing all...Senior- Recruit4Mum is seeking a Senior Manager, Audit, Risk, and Advisory in Santa Monica. In this role, you will lead the execution of the Internal Audit Plan and manage relationships with business units and external auditors. A successful candidate will have a minimum of 10...Senior
$90k - $120k
Preferred-Bank in Los Angeles is seeking an Audit Manager to oversee comprehensive audits of financial operations and internal controls. The ideal candidate will have a Bachelor's degree... ...bank's financial health and ensuring compliance with regulations while mentoring...- JD International ME FZE is seeking an experienced Internal Auditor based in Los Angeles, California. The role involves auditing processes within organizations to monitor risk management and compliance, providing consulting services to management, and preparing detailed...Senior
$158k - $195k
...It Matters Most At CalPrivate Bank, we believe banking is personal... ...mitigate transaction level risk within the commercial and SBA... ...and scalability. Partner with internal and third party technological... ...trends. Assist with internal audits, regulatory exams, and loan review...Full time- ...Senior Vice President, Internal Audit, Banking About the Company Established, financially stable consumer... ...to manage and mitigate risk, as well as to protect the company... ...to management and the Board of Directors, ensuring compliance with a wide range of banking regulatory...Senior
$126.64k - $210.91k
...currently seeking a Manager in Internal Audit & Enterprise Risk for our Audit and... ...Assessments) for clients within Banking and Fintech industries,... ...practices to client personnel and senior management and work with... ...and / or corporate compliance-related experience, including...H1bLocal area- Cathay Bank is seeking a Senior IT Auditor responsible for Information Technology and Integrated Audits. This role involves managing audit processes, executing audit plans, and making recommendations for internal control improvements. The ideal candidate will have a Bachelor...Senior
$230k - $400k
...spanning accounting and risk, technology-enabled... ...searching for a Managing Director to join our high performing IT Internal Audit Advisory team in Los Angeles... ...audit projects, and compliance for companies that... ...related to financial service/banking products, with emphasis...Work experience placementLocal areaRemote workFlexible hours$70k - $110k
...Minimum 3 years of IT/IS audit-related work experience... ...accounting or private industry internal audit, including at least 2 years in a Bank or Financial Services... .... Deep understanding of risk assessment, audit... ...innovation, and ensure compliance-providing clients with reliability...SeniorWork experience placementRemote work- ...Audit Manager The Audit Manager is responsible for... ...comprehensive audits of the bank's financial operations, internal controls, and compliance with regulations, identifying potential risks and areas for... ...reporting of audit findings to senior management; essentially...
- Senior Manager, Audit, Risk, and Advisory - Santa Monica, 90404, United States of... ...: Universal Music Group Internal Audit department is comprised... ...limited support from the Director Manages all project... ...departmental policies and ensures compliance Accountable for the...Senior
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