Senior Regulatory Compliance Analyst (SEC/FINRA)
CAPTRUST
CAPTRUST is seeking a Senior Compliance Analyst to join our Compliance Team in Raleigh. You will work with the Director of Compliance to maintain and enhance the compliance program for our federally registered investment adviser and broker-dealer. The ideal candidate has 5–10 years of relevant experience with SEC, FINRA and state rules, plus the ability to work independently and across teams while upholding high ethical standards. #J-18808-Ljbffr CAPTRUST
Vacancy posted 10 hours ago
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