Registration Compliance Analyst - FINRA & State Rules
ACA Group
ACA Group is seeking a candidate for a position in Portland, Maine, responsible for processing registrations for broker-dealer representatives. This role includes assisting with onboarding, processing FINRA filings, and maintaining documentation. Ideal candidates should possess a Bachelor’s degree and a minimum of one year of relevant work experience in the financial services sector. Strong communication and organizational skills are essential. This position contributes significantly to client and representative support and requires a keen understanding of regulatory compliance. #J-18808-Ljbffr ACA Group
Vacancy posted 2 days ago
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