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Series 3 Compliance and Onboarding Associate, MX1 Holdings

MX1 Holdings

Job Description

About MX1 MX1 is an algorithmic trading firm focused on digital assets and futures. We are a growing team building out our regulatory and operational infrastructure. The Role We are hiring a Compliance and Onboarding professional in the West Palm Beach area. This person will be a registered individual with the firm and will own compliance and onboarding day to day. Responsibilities \n

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  • Support the firm's National Futures Association registration and ongoing regulatory obligations
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  • Build and maintain compliance policies and procedures, including Anti Money Laundering and Know Your Customer
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  • Manage onboarding with trading venues, custodians, and banking partners
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  • Onboard investors and trading clients, including account documentation and verification
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  • Monitor trading activity and escalate issues
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  • Maintain regulatory filings, records, and audit readiness
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  • Serve as the point of contact with regulators and counterparties on compliance matters
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Requirements \n
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  • Active Series 3 license
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  • Clean background: no regulatory disciplinary history, 
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Vacancy posted more than 2 months ago

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