Corporate Actions Analyst — Transparency & Compliance
Financial Industry Regulatory Authority, Inc.
The Financial Industry Regulatory Authority, Inc. is seeking a Corporate Actions Analyst in Rockville, Maryland. This entry-level position involves reviewing corporate action submissions and assisting with operational functions in the OTC market. Applicants should have a bachelor's degree in finance or related fields and a year of industry experience. The role offers a hybrid work model and comprehensive benefits including health insurance and a 401(k) plan. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.
$62.8k - $111.4k
Corporate Actions Analyst The Corporate Actions Analyst performs a variety of specific duties depending on the section to which assigned, generally including assisting in the day‑to‑day operational functions of the OTC market in the processing of various Corporate Actions...SuggestedFull timeTemporary workWork at officeLocal areaAfternoon shiftEarly shift- ...policies and controls, increase transparency and performance management,... ...development of corrective action plans to resolve material... ...maintenance, monitoring for ongoing compliance with a baseline, and... ...Employee Referral Program* Corporate Sponsored Events & Community...SuggestedTemporary workFlexible hours
$75k - $85.5k
...Everforth is seeking a highly organized and analytical Management Analyst (Action Officer) to provide operational, administrative, and project... ...reporting metrics and operational visibility. Policy & Compliance Support Compile policy reference materials and supporting...SuggestedTemporary workFor contractorsWork at officeLocal area- ...strengthen policies and controls, increase transparency and performance management, and comply... ...of risk mitigation plans, corrective action plans, and broader remediation strategies... ...Certifications* Employee Referral Program* Corporate Sponsored Events & Community Outreach*...SuggestedTemporary workFlexible hours
- ...Risk, Quality, and Performance Analyst serves as the Risk, Quality... ...activities to ensure compliance with contract requirements and... ...improvement and operational transparency. - Conduct quality assurance... ...performance reporting, and corrective action plans. - Provide support...SuggestedMinimum wageFull timeContract workTemporary workWork experience placementRemote work
$92.5k - $120k
...expertise to deliver solutions over operational and regulatory compliance risks, supporting them in the areas of internal audit, internal... ...book standards Strong background in assisting with corrective action resolution (experience with developing and implementing...Work experience placementWork at officeLocal areaRemote work- ...The Business Analyst, Pricing and Underwriting , is responsible for the compilation,... ...maintain custom data-mining queries to produce actionable insights for pricing and business... ...Documenting procedures to meet audit and compliance requirements. Execute dynamic pricing...Full timeTemporary workWork at officeRemote workWork from home
$95k - $165k
...Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer... ...Risk Officer to monitor people risk, and ensures appropriate action is taken Responsible for proactive client contact in determining...Temporary workLocal area$131.3k - $149.8k
...mitigation workflows. Metrics, Reporting & Compliance Monitor and analyze key risk metrics... ...the overall tech risk posture is transparent and well‑documented. Lead and facilitate... ...measurement frameworks (KRI/metrics), ensuring actionable data‑driven insights are communicated...Work at officeLocal area$100k - $120k
...Technology Team, the Senior Business Systems Analyst plays a critical role in driving... ...translate them into clear business cases and actionable requirements. Strong experience... ...performance, security, scalability, and compliance considerations. Familiarity with agile...Remote work$96.6k - $130k
...with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising... ...of at least one year as a Senior Analyst in the Advertising Regulation Department... ...of disability and requires affirmative action by covered prime contractors and subcontractors...Full timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start- ...data analytics. The Business Analyst strengthens service... ...across multiple programs and corporate initiatives by validating processes... ...complex metrics into clear, actionable insights for leadership. This... ...accuracy, consistency, and compliance with established standards...Work at officeShift work
- Overview Clinical Systems Business Analyst (Jr & Mid) - Multiple Openings - Essex Management... ..., and stakeholder requirements into actionable functional specifications, process improvements... ...to data governance, privacy, and compliance requirements. Testing, Validation & Support...Contract workCasual workCurrently hiringRemote workWork from homeFlexible hours
$116.08k - $146.9k
...progressive experience in IT as Business Process Analyst or Business Analyst, Consulting as... .... Absorbs complex information. Promotes compliance with relevant legislation and the need... ...information. Ensures that appropriate action is taken to anticipate, investigate and...Full timeWork experience placementWorldwide- ...Overview: DatamanUSA is looking for a Cyber Risk & Compliance Analyst for our direct client based in MD. This is a great opportunity... ...results, identifying false positives, and validating remediation actions. *) Ability to perform root-cause analysis for recurring...Work experience placement
- ...Workday Analyst Rockville, MD Type: Contract Category: ERP... ...~ Preferred: Knowledge of HR compliance and recruiting best practices. Recruitment Transparency Notice Eliassen Group values... ...Opportunity and Affirmative Action Employer and all employment decisions...Hourly payContract workLocal area
- ...Compensation Analyst Location: North America Support Center... ...maintaining the integrity of corporate and field salary structures.... ...translates survey findings into actionable recommendations Assists... ...DOL, FLSA, pay equity, pay transparency, and other applicable compensation...Hourly payTemporary workWork at officeLocal area
- ...success. Job Summary CCMI, a Simplify Compliance business, has been delivering high-... ...users since 1971. As a data acquisition analyst for FiberLocator, you will be responsible... ...request to review the company's Affirmative Action plans by contacting the talent...Immediate start
- In The News: Solifi Acquired DataScan on September 23, 2025: Solifi, a global leader in secured finance technology, today announced the acquisition of DataScan, a trusted North American leader in wholesale finance and inventory risk management. About DataScan: Headquartered...Work at officeLocal areaImmediate startFlexible hoursNight shift
- ...FocusKPI is looking for a Marketing Operations Analyst to join one of our clients, a high-tech... ...marketing initiatives, and ensuring compliance with privacy regulations such as GDPR... ...Design and execute data analyses to derive actionable insights, providing stakeholders with...Full time
$97.7k - $176.1k
...Overview We are seeking a Senior Workday Analyst with deep expertise across all Workday... ...business hours may be required. Use of corporate PC (provided by FINRA). Enjoyment of an... ...location (mandatory under state/local transparency laws): CO/FL/TX: Minimum $97,700 - Maximum...Full timeTemporary workLocal areaImmediate start$70k - $95k
...The Opportunity The Project Management Analyst (PMA) supports the effective administration... ...internal and client meetings, ensuring action items, risks, and dependencies are... ...management information systems in a regulated or compliance-driven environment. Strong written...Contract workFor contractorsWork at officeFlexible hours$56k - $94k
Job Family: Medical Data Analyst & Researcher Travel Required: None Clearance Required:... ...staff to identify key issues and track action items and tasks, providing deadline reminders... ...Opportunities Employee Referral Program Corporate Sponsored Events & Community Outreach...Full timeTemporary workWork at officeFlexible hours- ...forefront. Job Summary Aretum is seeking a Functional Analyst to serve as a Trusted Workforce 2.0 Governance & Compliance Lead in support of a federal Personnel Vetting... ...translate Trusted Workforce 2.0 policy into actionable controls, support audit-ready operations, and...Contract workTemporary workLocal area
$70k - $80k
...Mid-Level GRC Analyst Location: 1-day on-site at HQ - Silver Spring, MD Clearance... ...cybersecurity governance, risk management, and compliance (GRC) initiatives across commercial and... ...(DCA) options. IBSS is an affirmative action and equal opportunity employer. All...Apprenticeship- ...environments to identify points of vulnerability, non-compliance with established cybersecurity standards and... ..., performance bonuses, referral bonuses, and corporate events. AttainIT is an Equal Opportunity/Affirmative Action employer. Qualified applicants will receive...
$73.8k - $130.18k
...Risk Management Analyst Lockheed Martin is seeking candidates desiring new skillsets... ...comprehensive support for Lockheed Martin's corporate insurance programs and offers general... ...with carriers Review policies to ensure compliance with negotiated terms and prepare...Full timeTemporary workPart timeWork experience placementWork at officeRemote workRelocationFlexible hours2 days per week3 days per week- ...programs. The role involves developing risk management frameworks, analyzing performance data for fraud indicators, and ensuring compliance with federal regulations. Candidates should have a Master's degree and experience in federal grants, risk assessments, and strong...Contract work
- ..., and analytical Small Business Program Analysts to provide comprehensive operational and... ...logistics, and administering mentor-protégé compliance. This high-visibility role offers an... ...touchpoints. Prepare and submit detailed after-action reports within five business days of...Contract workFor contractorsFor subcontractorWork at officeLocal area
- The Financial Industry Regulatory Authority, Inc. seeks a compliance professional located in Rockville, Maryland. This role involves mentoring staff and performing complex reviews of communications with the public regarding compliance with regulatory standards. Applicants...
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