VP of Investment Compliance & Controls
Liberty Mutual Insurance
A prominent investment firm in New York is seeking a compliance attorney to support its control room function. This role will interact regularly with investment teams and involve ensuring compliance with policies related to private investment activities. Candidates should have a bachelor's degree and 5+ years of investment or compliance experience. Strong communication skills and an understanding of investment compliance topics are essential. The firm values diversity and offers opportunities for professional growth. #J-18808-Ljbffr Liberty Mutual Insurance
$145k
..., reporting, and disclosures. Ensures compliance and regulatory standards are met within... ...internal risk standards, including developing controls to maintain compliance. Provides... ...To Have Experience in Corporate and Investment Banking, Operations, or Product Control...SuggestedHourly payContract workWork at officeShift work- ...Assistant Vice President, Controller About the Company Private law school Industry... ...all financial operations are in strict compliance with GAAP and relevant nonprofit accounting... ...functions, from general accounting to investment and endowment accounting. The position...Suggested
$130k - $165k
...Join a growing organization with a large investment in technology and AI Opportunity to... ...services operations to ensure compliance with regulatory and policy requirements... ...cross-functional teams to assess internal controls and operational efficiency. Prepare...SuggestedLocal area$160k
Regal Executive Search Logo Website VP Investment Accounting - Real Estate New York, NY 1011... ...real estate investment funds, ensuring compliance and accuracy in financial reports and NAV... ...financial disclosures Enhance internal controls and risk management procedures...SuggestedWork at office- Santander Consumer USA Inc. is hiring a VP - Securitized Product Control Manager to enhance risk analysis and market data quality as part of its team in New York. This pivotal role focuses on compliance, efficiency improvement, and risk reduction for the trading of securitized...Suggested
$175k - $200k
...Compliance Officer Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join... ...dynamic role with broad exposure to Jefferies Investment Banking and Research departments....Full time- A global financial services leader is seeking a VP Control Manager in Kentucky to spearhead compliance and operational risk management strategies. This role focuses on building an effective control framework and requires over 7 years of experience in financial services...
- ...the Company’s treasurer and manage all investment, liquidity, and foreign exchange transactions... ...and accounting functions to ensure compliance* Manage the annual and quarterly audit... ...issues* Ensure that all processes and controls are documented in accordance and compliance...Interim roleLocal areaRemote workFlexible hours
$135k - $192k
...toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to... ...team will provide more details.Role Summary:The VP, Technology Risk Management - Control Officer is a First Line of Defense (FLOD) partner supporting...Work at officeLocal areaRemote workShift work$165k - $185k
Overview VP Lead Auditor - Financial Controls and Regulatory Reporting Business type: Types of Jobs - General... ...works Verify the audited unit’s compliance with internal policies and procedures... ...Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole...Permanent employmentContract workLocal areaImmediate startWorldwide$125k - $164k
...experience in ITIL Foundation* Demonstrated experience with Risk and Control design and assessments.* 2-4 years’ experience in Application... ..., and identifying issues resulting from internal and external compliance examinations* Experience evaluating process documentation,...Work at officeRemote work$247.33k - $263.06k
...VP, Investment And Business Planning Work closely with the CD&TO and leadership team to define and implement the strategy across the... ...month-end close, and intercompany processes Support audit and compliance requirements related to investment and M&A activity...Permanent employmentFull timeContract workTemporary workLocal areaWork from home- ...Summary: VICE PRESIDENT, CREDIT ADMINISTRATION AND CONTROL Credit Administration and Control (CAC) provide back-office... ...update and maintain the Standard Operating Procedure ensuring compliance with the Banks policies and regulatory provisions, manage the...Work at office
$114k - $180k
...collaborates closely with senior stakeholders across Audit, Legal/Compliance, Risk, and Controls Management, and you will be responsible for driving the... ...- U.S. Communications Controls Group within the U.S. Investment teams and the broader marketing organization, you will...- ...office. Summary: VICE PRESIDENT, CREDIT ADMINISTRATION AND CONTROL Credit Administration and Control ("CAC") provide back-... ...and maintain the Standard Operating Procedure ensuring compliance with the Bank's policies and regulatory provisions, manage the...Work at office
- ...is seeking a Hedge Fund Credit Analyst (VP) to join its Hedge Funds Risk function in... ...legal, and risk teams to maintain sound risk controls and governance. Qualifications 3+ years... ...hedge fund counterparty credit risk or investment risk experience. Strong understanding of...Bank staff
$175k - $240k
...deep expertise across public and private markets. We invest our clients’ capital across a range of fixed... ...the platform, including financial accounting and control, investor reporting, tax structuring and compliance, treasury and liquidity management, and oversight...Work at officeFlexible hoursShift work- A leading global investment firm is seeking a Vice President in New York for their Compliance team focused on electronic trading. The role involves governance and oversight of market conduct and regulatory risks associated with electronic trading activities. The ideal...
- ...and freedom to innovate. Liberty Mutual Investments (LMI) is the investment firm for Liberty... ...better future. #LMI The Position: The LMI Compliance team is looking for a compliance attorney/professional to assist with our control room function to support LMI’s scaling...Local area
$100k - $250k
A leading global investment bank is seeking a Vice President in New York to manage financial accounting, GAAP and tax reporting, and oversee investment funds. The ideal candidate should have over 6 years of relevant experience, strong technical accounting abilities, and...- A global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading activities. The ideal candidate will possess deep expertise in electronic trading and compliance regulations. Responsibilities include...
- ...Vice President, Functions Control Officer, Compliance About the Company Respected corporate bank Industry Banking Type Privately Held About the Role The Company is in search of a Vice President, Functions Control Officer - Compliance to play a pivotal...
- ...company in Brooklyn is seeking an experienced Alternative Investment Fund Controller to oversee accounting and reporting for alternative investment... ...will manage third-party fund administrators, ensure compliance, and collaborate with internal teams. Applicants should have...
$190k
...possibilities We Want to Talk to You! The Difference You Make: The VP - Securitized Product Control Manager, CIB Market Risk role is responsible for risk... ...for all aspects of market data quality including compliance with requirements of regulators and internal control and...Hourly payFull timeContract workTemporary workWork experience placementWork at officeShift workDay shift$69k - $160k
...President, Auditor, Global Financial Crimes and Compliance (GFC&C) At BNY, our culture allows us... ...we influence nearly 20% of the world's investible assets. Every day, our teams harness... ..., including policy, standards, control design, and operating effectiveness....Temporary workWorldwideFlexible hours$110k - $145k
...Role iCapital is seeking a Business Control Associate or Assistant Vice President to... ...operational excellence and regulatory compliance. This role is highly collaborative and... ...partner closely with the Operations and Investment Product Management leadership team, process...Full timeWork at officeRemote work- A global financial services firm seeks a Legal Counsel - Investment Management to draft and negotiate agreements, provide legal advice on asset management, and ensure compliance with regulations. Candidates should hold a Law Degree and have at least 5 years of experience...Contract work
$100k - $250k
Controllers, AWM Investment Accounting, Vice President, New York New York, New York, United States Job Description Job Summary: Reporting to the... ...procedures and systems resulting in Sarbanes Oxley Compliance Provide controllership functions in order to ensure finances...Full timeTemporary workPart timeFlexible hours$140k
Embark on a transformative journey as an Investment Banking VP, COO Office. At Barclays, our vision is to redefine the future of banking by... ...skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking...Hourly payTemporary workWork at office- ...than 30 years of experience. The business invests in the full spectrum of alternatives... ...account legal, regulatory, reputational and compliance issues Supporting ongoing portfolio... ...fiduciary issues Coordinating with other control-side areas Qualifications 5-7 years’ relevant...Flexible hours
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