Head of Compliance, Global Markets (Hybrid; Equity) (New York)
Full-time
Gemini
Gemini is seeking a Head of Compliance for Gemini Galactic Markets, LLC to lead broker‑dealer and FCM compliance, covering SEC, FINRA, CFTC, and NFA frameworks. The role demands hands‑on development of surveillance, reporting, and written procedures in a technology‑forward environment.
The ideal candidate will oversee risk, AML, and regulatory filings, guiding cross‑functional teams and serving as the primary liaison for regulatory exams. Remote/hybrid work options exist in the US.
#J-18808-LjbffrVacancy posted more than 2 months ago
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