Senior Lead, Banking Controls & Compliance Testing
Jobtailor
Jobtailor in Chicago, IL seeks a senior professional to lead banking operational controls testing across Capital Markets, Fraud, Wealth Management and Personal Banking. The role requires deep understanding of risk, control frameworks and audit methodologies, plus stakeholder engagement to drive remediation strategies. Candidates should hold or pursue CPA/CA/CFA/CIA/CISA/FRM/CFE and bring 5+ years of testing experience in banking. #J-18808-Ljbffr Jobtailor
- ...quality solutions. As a Senior Lead Architect at... ...Commercial Investment Banking, Digital and Platform... ...resiliency, and security controls Defines current, proximal... ...development, testing, and operational stability... ...risk and risk control compliance Ability to work collaboratively...SeniorFor contractors
$83.1k - $141.3k
..., asset management and banking services, Northern Trust... ...clients using leading technology and exceptional... ...manages risk, strengthens controls, and supports responsible... ...business leaders, and senior stakeholders to interpret... ...role include: Develop testing approach and ensure the...SuggestedWork experience placementH1bWork at officeWork from homeWorldwideFlexible hours$74k - $138k
5+ years of banking operational controls testing experience specifically in the areas of Capital Markets, Fraud... ...Operational Risk, Regulatory Compliance / AML risk, Reputational Risk and Processing... ...delivery and shared objectives Leads communication planning and change management...SuggestedPart timeWork at officeLocal area- Bank of Montreal is seeking a professional with extensive experience in banking operational controls testing, particularly in Capital Markets and Fraud. You will lead compliance testing initiatives, monitoring risks and ensuring adherence to regulatory requirements. This...Senior
- ...changing, high-quality solutions. As a Senior Lead Architect at JPMorganChase within... ...system design, application development, testing, and operational stability Advanced proficiency... ...and today we are a leader in investment banking, consumer and small business banking,...SeniorFor contractors
$74k - $138k
BMO U.S. is seeking a professional experienced in banking operational controls testing with over 5 years of relevant experience. You will be involved in compliance testing for Capital Markets, Fraud, Wealth Management, and Personal Banking. Candidates should have a post...Senior- A leading banking institution in Chicago is seeking a Senior Compliance Advisor. This role involves ensuring compliance with banking regulations, guiding teams, and supporting risk management initiatives. Ideal candidates will have over 12 years of experience in compliance...Senior
$130k - $234k
...Principal , you will lead and manage... ...work closely with senior client stakeholders... ...functions (Operations, Compliance, Risk and /or... ...policies, risks, and controls Manage end-to-end... ...report generation and testing Maintain, manage,... ...directly with a bank, consulting firm or...SeniorWork experience placement$125k - $150k
Lead IT Systems Analyst - Finance & Accounting Department... ...accuracy, regulatory compliance, and company growth.... ...Oversee comprehensive testing for robust end-to-end... ....g., Oracle/Hyperion, Banking interfaces, EDI VANs,... ..., and internal controls (SOX/Audit) to ensure...Full timeWork experience placementWork at officeAfternoon shift$79.8k - $118k
...firm's robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence... ...skills will be key in identifying control coverage gaps and driving remediation... ...today we are a leader in investment banking, consumer and small business...Senior- ...environment designed for top achievers. As a Senior Lead Cybersecurity Architect at JPMorganChase... ...of current cybersecurity processes, controls and lead the evaluation of new... ...and today we are a leader in investment banking, consumer and small business banking, commercial...SeniorFor contractors
- Old National Bank is seeking an Information Security & Technology Risk Manager to oversee governance and compliance in technology risk management. The position requires at... ...collaborating with various departments, leading independent testing and validation efforts, and...Senior
$63k - $96k
...execute the liquidity stress testing, risk identification, liquidity... ...) and perform independent control checks to ensure the accuracy... ...control environment to ensure compliance with internal policies and procedures... ...of liquidity experience at a bank, regulated financial...Work experience placementWork at officeFlexible hours$130k - $145k
JLL is seeking a Senior Manager, Environmental, Health, and Safety in Chicago. This role oversees EHS programs for a banking client, managing compliance and leading a small team. You will coordinate training, maintain assessments, and work on environmental compliance efforts...SeniorRemote job$129k - $161k
...responsible multiple portfolios and leading a team of high performing... ...and procedures; performing control testing, and providing training and... ..., Legal, Security, Compliance, Privacy, Technology, and other... ...regulatory requirements. Broad banking understanding and knowledge...SeniorHourly payWork at officeImmediate startVisa sponsorshipWork visaFlexible hours- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of... ...Services Technology Banking Lending Services Credit... ..., Head of Compliance to lead and advance its... ...procedures, monitoring, testing, training, and governance...Senior
$98.4k - $199k
Old National Bank is seeking an IT Audit Manager, Sr to lead audits and assess risk management strategies. The role involves collaborating with IT/Risk Management... ...detailed audit reports. With a focus on IT audit and control systems, the successful candidate will have...Senior$25 per hour
...Senior Lead Commercial Banking Relationship Manager Wells Fargo is seeking a Senior Lead Commercial... ...strengthen processes, enhance risk controls, and resolve high?stakes client issues... ...escalating risks, ensuring full adherence to compliance expectations, operational controls,...SeniorWork experience placement- ...technologies. As a Lead Cybersecurity... ...Cybersecurity and Technology Controls organization, you... ...security testing, vulnerability scanning... ...with risk, compliance, and audit stakeholders... ...concepts to senior business leaders and... ...leader in investment banking, consumer and...Worldwide
$165k - $190k
Position Overview Senior Manager - Finance Workstream Lead (Workday) responsible for client‑facing engagements... ...functional teams through design, build, testing, and deployment of Workday... ...Accounting, Business Assets, Projects, Banking and Settlement, and others. Mentor...Senior$165k - $190k
...now and create your future. Senior Managers serve in an outward-... ...Supplier Accounts Experience leading Workday Financials design and... ...teams through design, build, testing, and deployment phases.... ..., Business Assets, Projects, Banking and Settlement, etc. This role...SeniorLocal area$85k - $100k
A leading insurance brokerage firm in Chicago is seeking a Senior Internal Auditor to lead internal audits and provide guidance to finance... ...will conduct audits, develop testing strategies, and ensure compliance with internal controls. Successful applicants will have a...Senior- ...decision‑making, and maintain efficient compliance. The role focuses on delivering risk... ..., internal audit, and internal control services to banking industry clients with limited travel.... ...assessment, and/or SOX 404 evaluation and testing. Exposure to larger financial...Temporary workLocal area
$102k - $190k
...hallucinations, and regulatory compliance, and validate controls including human oversight, monitoring, testing, and inventory... ...resources and leads the execution of strategic... ...proposition with senior leadership and business... ...submit resumes. #J-18808-Ljbffr Bank of MontrealSeniorContract workPart timeWork at officeLocal areaShift work$87k - $146k
Job Description: At Bank of America, we are guided by a common purpose... ...to drive Governance and control efforts across Global Technology... .... This job is responsible for leading and executing on internal... ...Monitoring, Surveillance, and Testing Quality Assurance Risk Management...SeniorWork at officeShift workDay shift$245.1k - $279.8k
Senior Director, Commercial Risk Review Capital One’s... ...Senior Director who will lead a team of reviewers... ...Energy, Middle Market Banking, Commercial Real Estate... ...Reviewing transactional testing to assess the appropriateness... ...non‑discrimination in compliance with applicable federal...SeniorFull timePart timeLocal area- ...relationships Act as an advisor to senior leadership to develop, influence, or lead the structuring,... ...within the Commercial Banking Relationship Management... ...processes and risk control, resolve client issues while... ...mitigating risk, ensuring compliance with processes and...SeniorWork experience placement
$83.1k - $141.3k
...asset management and banking services, Northern... ...clients using leading technology and exceptional... ...BCDR) and risk and controls self-assessment (RCSA) Senior Consultant to... ...Coordinates and executes the testing of business... ...in order to ensure compliance with regulatory requirements...SeniorH1bWorldwideFlexible hours- ...institutions to take control of their finances... ...suite of digital banking and lending... ...mitigation strategies, and lead efforts to ensure... ...design, develop, test, and maintain dbt... ...outputs meet business, compliance, and banking... ...least 2 years in a senior or leadership role...SeniorWork at officeImmediate startRemote workFlexible hours
$112k - $210k
...second line of defense Compliance Risk Management... ...of operational controls and processes in mitigating... ...monitoring and testing across Key's lines... .... Individuals lead the design and... ...and testing. The Senior Manager must have... ...strong knowledge of banking operations and products...SeniorWork at officeFlexible hoursShift work
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