Director, Wealth Tech Risk & Controls
$130k - $210kBNY
BNY is seeking a Director, Wealth Technology Control Manager in New York to lead the technology control environment for their Wealth Management Engineering. This senior role involves collaboration with cross-functional teams to ensure compliance with risk management practices while guiding technology strategy. The ideal candidate will have extensive experience in technology risk and control, with a deep understanding of regulatory standards relevant to the banking sector. The role offers a salary ranging from $130,000 to $210,000 with comprehensive benefits. #J-18808-Ljbffr BNY
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Director, Wealth Tech Risk & Controls in New York, NY vacancy
- BNY Mellon seeks a Director, Wealth Technology Control Manager in NYC to lead the design, effectiveness, and continuous improvement of the technology... ...with engineering, architecture, cybersecurity, Technology Risk, Compliance and Internal Audit to embed controls in the SDLC...Risk
- Technology Firm is seeking a Director of SOX & Internal Controls (remote, East Coast-must be on East Coast). You will lead SOX 404, strengthen internal controls, and drive risk management across the organization. The role requires extensive experience in governance, compliance...RiskRemote job
$91k - $131.5k
Morgan Stanley Wealth Management Human Resources is looking for a Manager or Director (non-officer level) candidate to join the COO... ...workflows, establishing appropriate controls and human oversight, driving... ...to accuracy, confidentiality, risk and human oversight - Strong...RiskTemporary workFlexible hours$91k - $145.6k
...for this role. Line of Business: TD Wealth Job Description: This role supports... ...administration of key regulatory, supervisory, and risk management programs across TD Wealth.... ..., monitoring, reporting, and control activities related to Conflicts of Interest...RiskFull timeWork at officeLocal areaWork from homeFlexible hours$190k - $235k
...0 clients worldwide across the asset and wealth management, alternatives and insurance industries... ..., People, Operations, IT, and Legal, Risk & Compliance. Together, these teams... ...Enablement Advise on team structures, spans of control (consulting pyramid), and operating...RiskFor contractorsWork at officeRemote workWorldwideFlexible hours- A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years...RiskFull time
$93k - $139k
...Director (AVP) in Chief Administration OfficeWe're seeking someone... ...Administration Office within Wealth Management Operations- Transformation... ...and implement effective controls and develop client... ...non-standard issues, identify risks, root causes and propose future...RiskContract workTemporary workWork at officeLocal areaMorgan Stanley
New York, NY3 days ago- ...fostering growth and innovation in a dynamic environment. As a Controls / Governance Lead Technical Program Manager in the Consumer and... ...and ensure stakeholders remain aligned on objectives, decisions, risks, and next steps. This role requires strong ownership, sound...Risk
$163.6k - $245.4k
...partner with senior leaders in the Wealth and USCC businesses to hire talent at the Managing Director level.What you’ll do Drive the... ...change.Appropriately assess risk when business decisions are made... ..., managing and reporting control issues with transparency.What we...RiskFull time$120k - $155k
Our client is a diversified financial services technology firm. They seek an Associate, Enterprise Risk & Controls Manager to join their Manhattan, NY office.ResponsibilitiesExecute SOX compliance, internal audit, and enterprise risk initiatives in partnership with Risk...RiskWork at officeRemote work$130k - $210k
We’re seeking a future team member for the role of Director, Wealth Technology Control Manager to join our First Line Risk and Control team. This role is in NYC, NY.Role OverviewThe Wealth Technology Control Manager is accountable for the design, effectiveness, and continuous...RiskTemporary workWorldwideFlexible hours- ...Mando, is seeking an experienced leader to head internal audit, risk management and governance. You will operationalize a robust SOX... ...guide strategy across Finance, IT, Operations, and Legal, shaping controls that enable growth while reducing risk. #J-18808-Ljbffr 1036442...Risk
- ...is seeking a senior leader to build and run our internal audit, risk management and governance function. You will own the SOX program... ...collaborating with Finance, IT, Operations, and Legal to design risk-based controls that scale with the business. You will drive modernization with...Risk
$225k
...performing culture. Associate Director, eFI Quant Trading, New York,... ...banking, credit and risk management products and services... ...effectiveness of day-to-day business controls to meet obligations with... ...personal and commercial banking, wealth management and private banking...RiskFull timeLocal areaFlexible hours- ...launch of devices and combination products globally. You will craft strategic technology transfer plans and ensure robust design controls and risk management throughout product lifecycle. The role requires leading cross-functional teams, authoring regulatory filings, and...Risk
- ...Brands is seeking a leader to build and scale our internal audit, risk management, and governance function from SoHo, NYC. You will own... .... The role requires partnering across functions to ensure controls are risk-based, scalable, and business-enabling as we grow through...Risk
- Mammoth Brands is seeking a leader to head internal audit, risk management and governance. You will evolve the SOX program, shape the... ...building strong partnerships with executives, designing scalable controls, and ensuring timely, board-ready reporting. You will balance...Risk
$140k - $200k
...Job Description About Uniqus Uniqus is a tech-enabled global platform that focuses on Finance, Risk & Sustainability domains. We leverage global... ...audits and regulatory reviews. • Strengthen Internal Controls & Risk Management Design and evaluate ICFR...RiskRemote workUniqus Consultech Inc
New York, NY2 days ago- ...globally. Develop and execute strategic plans for technology transfer. Utilize extensive experience in design controls, device transfer, control strategies device risk management, and design verification testing. Author and complete regulatory filing sections, respond to...Risk
$130k - $210k
Director, Wealth Technology Control Manager We are seeking a future team member for this role to join our First Line Risk and Control team in NYC, NY. Role Overview The Wealth Technology Control Manager is accountable for the design, effectiveness, and continuous improvement...RiskTemporary work$177.65k - $261.25k
...overview Cboe Global Markets is seeking a Director and senior producer to lead coverage of... ...RIA), Financial Advisor (FA), and broader Wealth Management channel across the United States... ...outcome/buffered ETF products, or risk management programs marketed to the advisor...RiskFull timeWork at officeImmediate start$150k - $220k
BDO USA is seeking an Assurance Senior Manager for Technology Risk Assurance in New York. This role focuses on IT audit as a technical... ...220,000 based on location and experience. Candidates will contribute to improving client processes and controls. #J-18808-Ljbffr BDO USARisk$68.21k - $150k
...the Division of Finance’s Bureau of the Controller seeks an exceptional, highly motivated,... ...detail oriented professional to serve as the Director of the Timekeeping Unit. This position... ...to identify payroll trends, financial risks, operational deficiencies, and opportunities...RiskFull timePart timeWork at officeWork from home2 days per week- Citigroup Inc. in New York is seeking a Director of Premium Customer Experience & Wealth Integration to lead a high-impact team elevating the experience of high... .... You will own end-to-end premium CX strategy across risk, onboarding, service, fraud, and retention, driving...Risk
- Alpaca is seeking a Director of Global Corporate Actions to own the function end-to-end across... ...for daily production, supervisory controls, team performance, incident management, and... ..., building a global framework and strong risk controls across markets. #J-18808-Ljbffr...Risk
- IDB NY seeks a Technology Governance and Controls Specialist to oversee the 1LoD risk and control framework across technology, data, and third parties in a... ...governance reporting with strong collaboration across tech, risk, compliance, and audit teams. The role requires extensive...Risk
- ...Description As the first line of defense for JPMorgan Chase & Co. (JPMC) , Control Management identifies and manages operational, regulatory, and reputational risks. Within Asset & Wealth Management (AWM) , Controls Strategy & Innovation (CSI) plays a key role in...RiskWork at office
JPMorgan Chase & Co.
New York, NY5 days ago $220k - $350k
...Grade Level (for internal use): 15 Head of Technology Risk, Governance, and Controls The Team: Digital Technology (DT) is an enterprise-shared... ...for your time on. Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills...RiskLive inWork at officeWorldwideFlexible hours2 days per weekSocket.dev
New York, NY3 days ago- ...Chief Financial Officer / Controller (Operations & Payroll Tax-Focused) ~ Brooklyn, NY We are seeking a hands-on, operationally focused... ...software evaluations, and operational planning Compliance & Risk Management Ensure compliance with payroll tax regulations,...RiskLocal area
SM Staffing
New York, NY4 days ago $210k - $245k
Director, Associate Counsel - Wealth at Cohen & Steers C Primary Location/Place/Mode New York, NY Law degree required; attorney with top credentials... ...The SEC’s ongoing focus on fund disclosure, derivatives risk management, and marketing rules has made fund counsel more...RiskWork at officeImmediate startRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Director, Wealth Tech Risk & Controls. Be the first to apply!
Related searches
- clinical risk manager New York, NY
- director credit risk New York, NY
- head of risk management New York, NY
- risk analytics manager New York, NY
- risk management associate New York, NY
- operational risk manager New York, NY
- group risk manager New York, NY
- risk management specialist New York, NY
- director of risk management New York, NY
- senior risk manager New York, NY