State Designated Broker: Compliance & Agent Empowerment
ENRG.realty
A boutique real estate brokerage is seeking a State Designated Broker to champion compliance and empower agents. The role includes overseeing all brokerage operations and ensuring they meet state laws while providing expert guidance to agents. The ideal candidate has a broker's license, over 2 years of experience, and thrives in a virtual environment. This position offers an opportunity to create an innovative and supportive culture within the company. #J-18808-Ljbffr ENRG.realty
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the State Designated Broker: Compliance & Agent Empowerment in New York, NY vacancy
$135k - $160k
...operates Betterment’s broker‑dealer entity that safeguards... ..., reconciliations, design and operation of... ...reporting to maintain compliance with relevant FINRA and... ...Employee Resource Groups Empowerment to own and lead change... ...applicable federal, state, and local fair employment...SuggestedTemporary workWork at officeLocal areaMonday to ThursdayFlexible hours$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe... ...firm policies. Compliance Frameworks: Design, implement, and maintain effective... ...currently authorized to work in the United States on a full-time basis without the need...SuggestedFull timeWork at officeWorldwideDriveWealth
New York, NY3 days ago$151.9k - $173.4k
Broker Dealer Advisory Manager Job Description Compliance Risk Manager will support Capital One’s broker dealers compliance... ...regulatory schedule. Designated Principals Maintenance: Working... ...compliance with applicable federal, state, and local laws. Capital One promotes...SuggestedFull timePart timeWork at officeLocal areaFlexible hours$77k - $214k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...minimum requirements are met for CPA licenture per respective state regulations What Sets You Apart - Innovating through new and...SuggestedH1bPricewaterhouseCoopers
New York, NY4 days ago$70k - $80k
...Operations Manager at Edwin Cabral - State Farm Agency Benefits: ~401(k) matching ~... ...engagement activities. Collaborate with the agent to implement operational plans. Ensure documentation accuracy and compliance standards are met. Qualifications...SuggestedFor contractorsWork at officeImmediate startEdwin Cabral - State Farm Agent
Flushing, NY1 day ago$30k - $40k
Acquisition Specialist - State Farm Agent Team Member Full Time in Fully Remote - US About Tyler Rutledge State Farm At Tyler Rutledge State... ...report progress toward established objectives. Maintain compliance with office and regulatory procedures. Qualifications...Full timeWork at officeRemote workFlexible hours- ...schedule Opportunity for advancement NOW HIRING: Independent Cigar Broker / Sales Rep (Remote) Boutique Cigar Brand - Nationwide... ...The Soldier Existing distribution points across multiple U.S. states A rapidly growing cult following Fully remote, flexible schedule...Immediate startRemote workFlexible hours
$10k
...headquartered in Kansas City, MO, Tallgrass Freight Co. is a top freight broker with nearly 100 independent agencies across 40 states. We balance scale with personalized collaboration so agents grow together. We are a destination brokerage built for freight professionals...Full timeRemote work- ...position. We are seeking experienced Freight Broker Agents to join our growing brokerage. This is... ...contractor, commission-only role designed for brokers who already have an established... ...TMS records Operate ethically and in compliance with brokerage standards Responsible...For contractorsWork experience placementRemote workHome officeFlexible hours
$300k
...About the Role - Must be willing to work as a 1099 agent, with a split up-to 70/30. As a Freight Broker, you will be responsible for managing freight movements... ...structure up to 70/30 split which is uncapped and designed to reward autonomous, competent brokers. Equal Opportunity...- A logistics company in the United States is seeking experienced Freight Agents as independent contractors. In this role, you will manage your own customers, negotiate freight rates, and ensure efficient shipment tracking without micromanagement. Ideal candidates have a...Remote jobFor contractors
- ...Job Title: Senior Regulatory Project Manager- Broker Dealer compliance (SEC Rule 15c3-3) Job Location: New York, New York Job Type: Contract... ...the successful completion of the project within the designated time frame, budgetary constraints, and quality standards established...Contract workWork at office
New Millenium Consulting
New York, NY1 day ago $20.55 - $34.25 per hour
...inspection reports provided by vendors on their designated systems.* Monitor damaged properties for... ...by vendor.* Adhere to applicable compliance/operational risk controls in accordance... ...**Location**Getzville, New York, United States of AmericaGreat companies have an enduring...Hourly payWork experience placement$16 - $25 per hour
...Flexible Hours)/h2pThe Andrew Bevington State Farm Insurance Agency, based in Hoboken,... ...interested leads directly to our licensed agents. This in-person role offers flexible scheduling... ...strictly to company policies and compliance requirements/li/ululliFluent in English and...Hourly payFull timePart timeFor contractorsFlexible hours$216k - $270k
...pipelines, and business requirements Design and implement custom integrations... ...and configure AI models and agents within customer security and compliance boundaries AI Agent Development... ...@scale.com. Please see the United States Department of Labor's Know Your...Full timeScale AI
New York, NY1 day ago$70.6k - $139.8k
...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit... ...certification in your aligned home office state. (150 eligible credit hours) Masters in... ...and with integrity at all times. In compliance with federal law, all persons hired will...Local areaWorldwideHome officeCrowe
New York, NY2 days ago$40k - $70k
Customer Service Representative - State Farm Agent Team Member Full Time in Poughkeepsie, NY Benefits License reimbursement Bonus based on... ...Hitting office goals is a priority for us, and our office is designed to be a welcoming and supportive environment for both our clients...Full timePart timeFor contractorsWork at office- ...Penn Mutual) is seeking a full-time remote State Licensed VP of Operations. This role involves managing account onboarding, compliance oversight, and leading operational... ...financial services and a strong background in broker-dealer operations. Responsibilities include...Remote jobFull time
$50k - $70k
Overview Multi-Line Representative - State Farm Agent Team Member Full Time in Jenkintown -... ...record. This is a remote opportunity designed for a disciplined producer who understands... ...performance expectations. Maintain Compliance: Ensure accurate documentation and adherence...Base plus commissionFull timeFor contractorsWork at officeImmediate startRemote work$156.17k - $192.61k
...are assessed during the interview process. Role Overview The Compliance Lead, Broker‑Dealer & Investment Adviser is a senior member of Gusto’s... ...with criminal histories, consistent with applicable federal, state, and local law. Gusto is also committed to providing reasonable...Full timeLocal area$21.25 per hour
...Job Summary The work of a Warehouse Agent includes the following: loading and... ...freight and company material, export at the designated docks, the completion of forms and messages... ..., suspicious occurrences, or non-compliance with the site security plan to managers...Full timePart timeFor contractorsWorldwideRotating shiftWorldwide Flight Services
New York, NY4 days ago- About the Team We’re a group of experienced designers on a mission to be the best advertising... ..., paid time off and paid sick leave in compliance with applicable laws (e.g. Colorado... ...ranges for this position within the United States, including Illinois and Colorado. The following...Hourly payWork experience placementWork at officeLocal areaRemote workFlexible hours
$170k - $270k
...teams in dealing with our clients' requests. Assist Compliance in producing responses to regulatory inquiries.... ...~ Strong knowledge of SEC and FINRA rules governing broker-dealers. ~ Knowledge of the SEC and state rules governing investment advisers is a plus. ~ In...Full timeTemporary workPart timeThe Goldman Sachs Group
New York, NY3 days ago$20 - $27 per hour
...toward established objectives. Maintain compliance with office and regulatory procedures.... ...preferred. Must be able to obtain applicable state insurance licenses. Compensation: $20.... ..., NY 10468. I have been a State Farm agent since 2008. We currently have 6 team...Hourly payFor contractorsWork at office$150k - $180k
...New York, New York, United States of America Hours: 40 Line... ...and practices have been designed to allow colleagues to progress... ...VP candidate to support our Broker-Dealer Regulatory Reporting team... ...business partners to ensure full compliance with applicable SEC and FINRA...Work at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY4 days ago$60k - $105k
...You May Be a Great Fit as an Acquisitions Specialist at State Farm Agent Jose Rivera if: You're the person people call first when... ...report progress toward established objectives. Maintain compliance with office and regulatory procedures. Qualifications...For contractorsWork at office- ...Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer in the role of Chief Compliance Officer who has worked at a Self-Clearing Broker...
ACG Consulting Group LLC
New York, NY3 days ago $50k - $70k
Customer Retention Specialist - State Farm Agent Team Member Full Time in Fully Remote - US Bonus based on performance Opportunity for advancement... ...primarily service-focused with an in-book sales component, designed for a professional who excels at supporting customers while...Base plus commissionFull timeFor contractorsRemote work- ...Responsive Recruiter Chris Tobar - State Farm Agent is searching for a competitive producer who can recognize opportunities and strategically turn leads into long-lasting customer relationships. As our business insurance position - State Farm agent team member, your...Hourly payFor contractors
Chris Tobar - State Farm Agent
Forest Hills, NY4 days ago - A leading right-of-way acquisition firm in the United States seeks a detail-oriented Title Researcher to conduct extensive title searches... ..., allowing candidates to work from home while ensuring compliance with real estate documentation and analysis. Candidates must have...Remote jobPart timeWork from home
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to State Designated Broker: Compliance & Agent Empowerment. Be the first to apply!
Related searches
- transportation broker New York, NY
- work from home freight broker New York, NY
- business broker New York, NY
- managing broker New York, NY
- freight broker agent New York, NY
- commercial broker New York, NY
- medicare broker sales manager New York, NY
- logistics broker New York, NY
- food broker New York, NY
- remote broker New York, NY