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Chief Compliance Officer: Strategic Reg Oversight & Equity

Storm2

Storm2 seeks a Chief Compliance Officer to lead and oversee the compliance programme for its broker dealer and affiliated regulated entities. You will advise senior management on regulatory and conduct risk while liaising with FINRA, the SEC, state regulators and exchanges. This hands-on leadership role requires strategic direction and operational execution across General Compliance, AML and Trade Surveillance to scale across institutional brokerage, self clearing, futures and digital assets. #J-18808-Ljbffr Storm2

Vacancy posted 21 hours ago
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