Chief Compliance Officer: Strategic Reg Oversight & Equity
Storm2
Storm2 seeks a Chief Compliance Officer to lead and oversee the compliance programme for its broker dealer and affiliated regulated entities. You will advise senior management on regulatory and conduct risk while liaising with FINRA, the SEC, state regulators and exchanges. This hands-on leadership role requires strategic direction and operational execution across General Compliance, AML and Trade Surveillance to scale across institutional brokerage, self clearing, futures and digital assets. #J-18808-Ljbffr Storm2
- ...Chief Compliance OfficerPosition Title: Chief Compliance... ...CompanyPrivate Equity Firm... ...investment firm with offices in Chicago and Dallas... ...combined with the strategic mindset to support... ...(Marketing Rule, Reg BI, custody) and... ...balances centralized oversight with practice-...Employment Equity
$250k - $350k
...,000 to $350,000 + Bonus + Equity A regulated financial services... ...assets is seeking a Chief Compliance Officer to lead its compliance programme... ...role requiring both strategic direction and operational execution... ...What You’ll Do Regulatory Oversight: Act as the primary contact...Employment Equity$206.25k - $302.5k
...Chief Compliance Officer - NLG CapitalAddison, TX; Montpelier, VTCome join one... ...in supporting NLG Capital's strategic shift from public to private... ...asset platforms.Regulatory Oversight & Relationship... ...insurance business in New York. Equity Services, Inc., Member FINRA...Employment EquityHourly payShift work- # Chief Compliance OfficerTyree & D'Angelo Partnersc\_suitePrivate EquityOn... ...openings matching "Private Equity / c\_suite jobs in Dallas,... ...equity investment firm with offices in Chicago and Dallas, is seeking... ...combined with the strategic mindset to support a multi-entity...Employment Equity
$175k - $210k
...Vice President of Finance and Chief Financial Officer providing strategic direction and oversight for global sourcing and procurement... ...diversity, and vendor compliance monitoring.Implements a rigorous... ...abilities, as well as internal equity and alignment with market data...Employment EquityContract workLocal areaFlexible hours- ...relevant to the financing and strategic development needs of our... ...Our products include debt and equity financing, mergers & acquisitions... ...Control & Operations Oversight leads a small team within Global... ...relationships with Technology, Data, Compliance, Risk Management, Internal...Employment EquityLocal areaFlexible hoursShift work
$70k - $77.5k
...creating classrooms, offices, and communities rooted... ...of Special Education Compliance serves as a critical support... ..., coaching, and oversight to ARD Facilitators to... ...Strategy: Support the strategic vision to ensure that... ...fidelity while promoting equity, responsiveness, and...Employment EquityWork at officeFlexible hours3 days per week- ...brings speed and knowledgeable oversight to projects from start to finish... ...power projects. Reporting to the Chief Strategy Officer, the Senior Manager of Strategic Finance is a hands-on execution... ...process for onboarding new debt and equity capital partners - governance,...Employment EquityTemporary workWork at office
- ...Tyree & D'Angelo Partners, a leading private equity investment firm based in Dallas, is looking for a Chief Compliance Officer. The CCO will oversee the regulatory... ...possess deep RIA compliance experience and a strategic mindset essential for supporting multi-entity...Employment Equity
$256k - $356k
Define and implement long-term strategic sourcing plans for specific products and commodities, encompassing market analysis, risk assessment... ...or training. US: $256000 - $356000 (USD) + 30% bonus target + equity + benefitsLearn more about benefits at Google.15 years of...Employment EquityWorldwide$269k - $403k
...speed-to value for our customers.The Senior Strategic Alliance Manager, Indian GSIs... ...work location. In addition, Okta offers equity (where applicable) and benefits, including... ...Our global community, spanning over 20 offices worldwide, is united by a drive to innovate...Employment EquityLocal areaWorldwideFlexible hours- ...Affirm is seeking a strategic finance leader to join its Finance team in Dallas, Texas. The role focuses on ownership of consolidated top... ...working environment with a total compensation package including equity rewards and comprehensive health coverage. #J-18808-Ljbffr...Employment EquityRemote work
$150.3k - $225.5k
...information management. Join us.OpenText - Senior Strategic Alliance ManagerFUNCTION: Channels &... ...location, and alignment with internal equity and external market, actual salary may... ...our AI systems to ensure fairness and compliance with applicable regulations.Job SummaryJob...Employment EquityLocal area- ...relevant to the financing and strategic development needs of our... ...Our products include debt and equity financing, mergers & acquisitions... ...activities conducted are in compliance with governing regulations, internal... ...and policy design. Has oversight of local reporting and...Employment EquityLocal areaFlexible hours
- ...unit. You will report to the Managing Director, guiding senior client engagements and complex strategic transactions for health systems, physician groups, and private equity investors. You will manage multidisciplinary teams, build enduring executive relationships, and...Employment Equity
$136k - $204k
...empowered to do your best work.Job SummaryThe Strategic Workforce Planning (SWP) Senior Manager... ...is / locations are:Canada - Toronto Office TRO : 139,000 - 209,000 CAD / AnnualUnited... ...base pay only and does not include bonus, equity, or benefits. Employees are eligible for...Employment EquityFull timeFor contractorsWork at officeLocal areaShift work$140k - $185k
...stakeholder.What you'll be responsible for:Circle is looking for a Strategic Finance Manager to help drive the financial strategy behind... .... The ideal candidate brings investment banking and/or private equity training, strategic finance experience in a fast-paced growth company...Employment EquityFlexible hours- ...Vision product lines. With nine offices and facilities across the U.S... ..., and YouTube. The Manager, Strategic Sourcing – Electronics will... ...Engineering to ensure AS9100 compliance, FAI completion, and audit readiness... ...listed + Bonus + Benefits + Equity. Temporary employee offer...Employment EquityLong term contractFull timeTemporary workPart timeWorldwide
- ...Job Highlights: Job Title: Director, Strategic Planning Location: Dallas Metro (Remote... ...physically in DFW Market) Report To: Chief Financial Officer Hours Required: Full-Time; Salaried Scope... ...finance, investment banking, private equity, corporate finance, or a related field...Employment EquityFull timeTemporary workRemote workFlexible hours
- ...Sourcing to lead end-to-end procurement strategies across manufacturing sectors and private equity portfolio companies. You will map client procurement capabilities, drive strategic sourcing with rigorous data analysis, and coordinate large-scale supplier negotiations....Employment Equity
$163k - $236k
...third-party provisioners and coordinators to execute with minimal oversight.Work with site acquisition, Edge Infrastructure, and colocation... ...or training. US: $163000 - $236000 (USD) + 15% bonus target + equity + benefitsLearn more about benefits at Google.Bachelor's degree...Employment Equity- ...Job Description Job Description Senior Manager, Strategic Finance - Dallas, TX (Initially remote) We're partnering with a high-growth... ...capital raising initiatives including prep for future debt or equity raises Develop investor materials and help shape how the...Employment EquityRemote work
$206k - $316k
...Basics:We are looking for a Director, R&D and Strategic Finance, to act as a key finance partner... ...requires employees to work in the office at one of the following locations a minimum... ...annual base salary, team members will receive equity awards and a generous benefits package...Employment EquityFull timeLive inWork at officeWorldwideFlexible hours3 days per week- ...Senior Vice President, Head of Compliance About the Company... ...Privately Held, Private Equity-backed Founded 2002... ...This executive will provide strategic direction to the compliance... ...serve as a key advisor to the Chief Risk Officer, and oversee all aspects of...Employment Equity
$136k - $204k
...empowered to do your best work.Job SummaryThe Strategic Workforce Planning (SWP) Operations... ...location is / locations are:Canada - Toronto Office TRO : 131,000 - 181,000 CAD /... ...base pay only and does not include bonus, equity, or benefits. Employees are eligible for...Employment EquityFull timeWork at office$85k - $95k
...and customers to increase effectiveness, compliance, and demonstrate profit potential and... ...internal CRM system, and communicate with Strategic Sales leadership Promote a culture of... ...aspects of our business, including pay equity. This is the GM Financial pay range for...Employment EquityFull timeContract workRemote workRelocationWeekend work- ...personal well-being About The Team And What We’ll Build Together As a strategic loyalty advisor at Kobie Marketing, you will lead and deliver... ..., including various committees, ensure that principles of equity, diversity, and inclusion are deeply ingrained throughout Kobie...Employment EquityRemote workFlexible hours
$112.1k - $225.5k
...there’s nowhere like RSM.USA, CANADA:Job ResponsibilitiesLeads strategic finance and FP&A consulting engagements, supporting clients with... ...finance, FP&A, valuation, investment banking, private equity, venture capital, or corporate development environments.Advanced...Employment EquityFull timeWork experience placementInternshipLocal area- Job Title: Strategic Account Manager- VaccinesLocation: Remote/Field,About the JobJoin the team... ...Contracting or FinanceProficient with MS Office and customer management... ...ALL IN video and check out our Diversity Equity and Inclusion actions at sanofi.com!SummaryLocation...Employment EquityFull timeRemote workShift work
$91.7k - $163.7k
...will be required to work in the office for a minimum of four (4)... .... Growing together. Manager, Strategic Sourcing & Category Management... ...operational, financial, and compliance objectives. This leader is responsible... ...and recognition programs, equity stock purchase and 401k...Employment EquityMinimum wageFull timeContract workWork experience placementLive inWork at officeLocal areaRemote workMonday to FridayShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer: Strategic Reg Oversight & Equity. Be the first to apply!
- chief compliance officer Dallas, TX
- investment intern (private equity) Dallas, TX
- equity inclusion Dallas, TX
- diversity equity Dallas, TX
- diversity equity inclusion Dallas, TX
- private equity associate Dallas, TX
- private equity internship summer Dallas, TX
- private equity intern Dallas, TX
- equity fund manager Dallas, TX
- hedge fund private equity tax manager Dallas, TX


