VP, Financial Advisory Compliance & Strategy
UOB
1011 United Overseas Bank Ltd is seeking a Vice President for Financial Advisory Framework & Compliance to design, implement, and oversee a comprehensive compliance program for financial advisors. You will partner with regulators, internal risk and legal teams, and senior leadership to mitigate risk, update policies, train advisors, and ensure fiduciary standards across advisory services. #J-18808-Ljbffr UOB
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the VP, Financial Advisory Compliance & Strategy in Phoenix, AZ vacancy
- ...customers. Job Description As the Vice President for Financial Advisory Framework & Compliance, you will lead the development, implementation, and oversight... ...a key decision-maker in shaping policies, tools, and strategies that support advisors in delivering exceptional,...FinancialWork at officeOverseas
$101.23k - $172.36k
...visibility role to drive and optimize POS fraud strategy for cards and Zelle payments. You will... ...product, technology, operations, and compliance to modernize decisioning infrastructure... ...Degree or equivalentMinimum 5 years in financial services experience with deep knowledge...FinancialRemote work- ...highly visible role of Executive VP, Chief Legal Officer, we seek... ...leader to oversee legal, compliance, internal audit, risk, and claims... ...in a variety of health, financial, and security benefits. In addition... ...assurance, litigation strategy, and ensures organizational compliance...FinancialFull timeContract workShift work
- ...Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab... ...an individual with extensive financial services experience to share with... ...This includes performing the compliance and administrative tasks...FinancialFull timeWork at office
$200k - $225k
...join the Broadridge team.The VP, Head of Policy & Data Operations... .... Operating Model & Strategy: Define and evolve the operating... ...governance research, or a related financial services environment Proven... ...receive paid sick leave in compliance with the Colorado Healthy Families...FinancialFull timeLocal areaRemote work$180k - $200k
...support: Up to 3% 401(k) matching and financial advisory servicesTeam and community engagement:... ...high-impact initiatives including IT strategy, digital finance transformation, global... ...strategies aligned to long-term growth and compliance.Leverage understanding of key finance...FinancialFull timeWork at office- ...Vice President, Credit Risk, Data Science, Analytics & Strategy About the Company A fast-growing SMB finance business scaling... ...ML-driven credit decisioning and analytics. Industry Financial Services Type Privately Held About the Role...Financial
Confidential
Phoenix, AZ2 days ago $135.96k - $226.6k
...and discover what’s possible, LPL Financial invites you to apply today.Job Overview:The VP, Product Manager - Identity & Access Management (IAM) leads the strategy, roadmap, and delivery of... ...$2.3 trillion in brokerage and advisory assets on behalf of approximately...FinancialFull timeWork from home$317.5k - $365k
...the world’s leading internet financial platform companies, building... ...payments, and cloud-native APIs. As VP, Global Head of Product... ...intersection of Product, Security, Compliance, Risk, Legal, Policy, and... ...practical, product-aligned strategies that accelerate innovation while...FinancialWorldwideFlexible hours- LPL Financial is seeking a Vice President, Divisional Administrative Manager, a senior leader responsible for guiding branch admin strategy across Linsco and L&S, building scalable programs and driving advisor satisfaction. You will lead AVPs and senior managers, shape...Financial
- ...Vice President, Credit Risk Strategy & Data Science About the Company High-growth SMB lender building the next generation of credit decisioning. Industry Financial Services Type Privately Held About the Role The Company is seeking a Vice President...Financial
- ...Vice President of Revenue Cycle Strategy & Operations About the... ...responsibilities include owning client financial outcomes, establishing... ...client results. The VP will also be involved in strategic... ...billing, AR operations, and compliance risk. A proven track record of...Financial
Confidential
Phoenix, AZ3 days ago - ...Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will... ...requirements and accounting standards. The VP of Tax will also be involved in tax... ...and supporting the company's financial objectives. Candidates for the Vice President...FinancialLocal area
Confidential
Phoenix, AZ3 days ago - ...Specialties Cleaning Validation Compliance & Quality Assurance Commissioning &... ...Environmental Monitoring Engineering Financial Strategy Process Validation Program... ...About the Role The Company is seeking a VP, Finance for Engagement Solutions to join...FinancialContract work
- KeyBank's Native American Financial Services Group seeks a VP Portfolio Manager to oversee underwriting and credit analysis for tribal governments and related enterprises. You will structure complex credit facilities, monitor risk, and coordinate with legal teams, CFOs,...Financial
- ...medical professional liability ~ insurtech ~ fintech ~ and financial and compliance Business Classifications B2B B2C About the... ...set and execute a large part of the North American sales strategy. The successful candidate will be accountable for new logo...Financial
- ...leadership role in complaint management within a financial services setting. You will guide resolution strategies, escalate complex issues, and coordinate cross-functional activities to improve processes and compliance. This position emphasizes coaching, risk assessment...Financial
- ...Associate Vice President, Technology Strategy & Operations About the Company Prominent full-service credit union Industry Financial Services Type Privately Held Founded 1935 Employees 501-1000 Categories Banking Financial Services...FinancialWork at office
- A financial services company in Phoenix seeks a Senior Director of Collections Strategy to oversee the management of collections across various products. The ideal candidate... ..., developing strategies, and ensuring compliance with regulations. A competitive salary and...Financial
- ...Vice President, Finance provides executive leadership and full accountability for the organization’s financial strategy, accounting operations, and regulatory compliance, while ensuring alignment across finance. This role serves as a strategic partner to the Executive...FinancialContract work
HOM, Inc.
Phoenix, AZ26 days ago - Jobtailor in the United States seeks a tax professional to provide strategic tax planning, compliance, and advisory services to clients, with responsibility for validating regulatory adherence and preparing tax returns. The ideal candidate has a bachelor's degree, 2+ years...
- ...The Camby, Autograph Collection in Phoenix, Arizona is seeking a Director of Finance to lead all financial operations and develop strategies to enhance profitability. The role is pivotal in monitoring financial performance and providing insights to senior management....Financial
The Camby, Autograph Collection
Phoenix, AZ21 hours ago - ...Finance at the Hilton Phoenix Tapatio Cliffs Resort in Phoenix, AZ. You will lead the hotel’s financial strategy, oversee reporting, internal controls and regulatory compliance while guiding a team of finance professionals. You will partner with the general manager...Financial
The Crescent Hotels Group
Phoenix, AZ21 hours ago - ...Associate Vice President, Controller, Financial Reporting, Property & Casualty Insurance About the Company A financially... ...role is pivotal in the company's financial reporting strategy, regulatory compliance, and executive decision-making. The successful candidate...Financial
- ...Director, Global Real Estate to lead the firm's global real estate strategy and portfolio. This role defines portfolio direction,... ...The position oversees strategy, design, transactions, and financial management of the global lease portfolio, focusing on governance...Financial
Grant Thornton (US)
Phoenix, AZ21 hours ago - ...Operations. The role emphasizes strategic planning, supplier management, contract reviews, and cross‑functional leadership to achieve financial targets in a fast‑paced market environment. The ideal candidate has 10+ years in sales management or trade development, strong...FinancialContract work
- ...Finance at The Camby, Autograph Collection in Phoenix, Arizona. In this role, you will lead all financial operations, develop strategies to enhance profitability, and ensure compliance with financial regulations. This position offers a chance to make a major impact on the...Financial
Davidson Hospitality Group.
Phoenix, AZ21 hours ago $142.96k - $238.34k
...and discover what’s possible, LPL Financial invites you. The Vice President, Divisional... ...growth and satisfaction. As VP, you will shape the vision, strategy, and execution of the branch... ...approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8...Financial- ...Region's Results Translate Havenpark's strategy into regional plans and drive performance... ...and exceed ambitious goals. Own the financial health of your portfolio through community... ...dedicated to our mission. Culture and Compliance Lead by example, embodying and reinforcing...FinancialHome office
- ...role sits at the intersection of industry strategy, technology, and execution — ensuring... ...to‑value, productivity improvement, and financial impact. Ensure cross‑squad integration —... ...someone from our Team Interview with the Advisory/Leadership team 1 Proctored GQ (Q&A) & Slideware...Financial
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Financial Advisory Compliance & Strategy. Be the first to apply!
Related searches
- vice president of product strategy Phoenix, AZ
- vice president of recruiting Phoenix, AZ
- vice president business development Phoenix, AZ
- vp talent acquisition Phoenix, AZ
- vice president product development Phoenix, AZ
- vice president support services Phoenix, AZ
- vice-president human resources Phoenix, AZ
- vp infrastructure Phoenix, AZ
- vice president manufacturing operations Phoenix, AZ
- vp of product (remote) Phoenix, AZ