Investment Operations Specialist — Broker-Dealer & Client Experience
RK Partners
RK Partners in Chicago, IL seeks an Investment Operations specialist to support the Investment Specialist in daily operations, broker-dealer paperwork, and client meetings. Role requires obtaining FINRA Series 66 & Series 7 and Series 66 licenses within 9 months. In-person position with biweekly compensation and an employee benefits package. Responsibilities include coordinating the investment calendar, training Registered Representatives, and coordinating with home office on initiatives while #J-18808-Ljbffr RK Partners
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Investment Operations Specialist — Broker-Dealer & Client Experience in Chicago, IL vacancy
$81.1k - $121.7k
...Suitability Analyst Broker/ Dealer to provide centralized... ...Representatives and Investment Advisors to ensure compliance... ...Review and approve client new and existing... ...and provide on‑going operational support Identify and... ...you apart (Preferred experience) Master’s degree or...SuggestedRemote jobTemporary workWork at officeFlexible hours- Kforce's client, a top global investment bank, is seeking a Senior Accountant in Chicago, IL. The role offers a hybrid schedule (3/2 or... ...Required: bachelor's degree in accounting, 3+ years of experience in broker-dealer or capital markets, CPA a plus, and Big 4/audit...Suggested
$62k - $81k
NEPC, LLC is seeking an OCIO Operations Analyst to support the processing and reconciliation... .... A bachelor’s degree or equivalent experience and strong skills in Excel are essential... ...values a supportive culture, emphasizing client-first values and inclusion. #J-18808-Ljbffr...SuggestedRemote job- ...hiring a Middle Office Associate in Chicago. This role supports investment clients by overseeing client onboarding, transaction processing, and... ...candidate has a Bachelor's Degree and at least one year of experience in investment consulting. Strong communication skills and...SuggestedWork at officeRemote work
- Alternative Investments Data Operations Specialist Alternative Investments Data Operations Specialist Get AI-... ...Primary Responsibilities Onboard new clients’ alternative investments by working... ...Skills/Qualifications Prior experience in alternative investment data entry...SuggestedFull time
$75k - $85k
...Responsibilities The Information Governance Operations Specialist is responsible for implementing... ...relating to the effective management of client information. The Specialist assists... ...related field is preferred. Relevant work experience will also be considered. Experience...Work experience placementWork at office- Barry is seeking a Client Operations Lead responsible for enhancing the client experience and ensuring smooth studio operations. This role requires a strong commitment to hospitality and maintaining high standards in the studio environment. As a key player, you will drive...
$19 per hour
Barry's Iberia is seeking a Client Operations Lead in Chicago, Illinois to drive studio operations and ensure exceptional client experiences. The role involves serving as a studio leader during shifts, assisting clients, and maintaining hospitality standards. Ideal applicants...Hourly payShift work- A leading fitness studio in Chicago seeks a Client Operations Lead to enhance client experiences through exceptional hospitality and team collaboration. Responsibilities include maintaining studio cleanliness, mentoring staff, and ensuring service quality. Ideal candidates...Flexible hours
$89.8k - $170.5k
...world of change, empowering our clients and people to realize their... ...culture and talent experience and our ability to be compelling... ...serving, introducing and clearing broker dealer clients of the firm. Our... ...is nationally integrated and operates across geographies as a part...Work experience placementInternshipLocal area- ...Client Operations Specialist Transportation One is a non-asset transportation brokerage offering full... ...of the transportation industry. We invest heavily in cutting-edge technology and... ...of delivering an exceptional client experience to existing managed client accounts....Temporary workWork at office
Transportation One
Chicago, IL2 days ago - ..., we have an enthusiasm for helping our clients, building relationships, and delivering... ...outbound sales or business-development experience in financial services or brokerage. ~... ...credit cards, mortgages, auto financing, investment advice, small business loans and payment...Work at office
J.P. Morgan
Chicago, IL5 days ago - ...Transportation One is looking for a Client Operations Specialist in Chicago, IL. You will manage client operations while delivering exceptional experiences for existing accounts. The role involves managing real-time issues, maintaining high service quality, and growing...
Transportation One
Chicago, IL1 day ago - ...our continued growth, we are currently looking to add a Client Operations Specialist to our dynamic and entrepreneurial tech team. This is a unique... ...and the technical team. Recipe for Success 3+ years of experience triaging, expediting, and scheduling help desk tickets....Casual workFlexible hours
$43.2k - $64.8k
Northern Trust in Chicago is seeking a candidate for client servicing who possesses strong phone communication and multitasking abilities... .... The ideal applicant will have a college degree and relevant experience. The salary ranges from $43,200 to $64,800, alongside a...$155k - $230k
...working on large, complex multinational clients and transactions? If so, then come join... ...this opportunity is different The AGCN Broker is responsible for the management of a complex... ...multinational accounts. Skills and experience that will lead to success Senior...Full timeTemporary workPart timeWork at officeLocal areaImmediate start$75k - $95k
A leading wealth management firm in Chicago is seeking a Consulting Analyst to enhance client experiences through investment analysis and portfolio management. The ideal candidate will possess a Bachelor’s degree preferably in Finance or Economics along with 2-5 years of...- Bank of America is seeking a service representative in Chicago to engage with existing Merrill clients, identify their financial needs, and provide solutions. This role demands strong communication skills and a dedication to client care. The successful candidate will require...Hourly payFull timePart timeTraineeship
- Broker - Dealer, FINRA Member Investment Bank . U.S. Based Financial Services Company. Specialties and products... ...questionnaires and branch operating procedures to ascertain compliance... ...Dealer compliance or regulatory work experience. Effective communication skills and...Permanent employmentFull timeWork experience placementWork at office
$60k - $63k
...Chicago to manage and lead a team focused on ensuring a superior client experience. Responsibilities include resolving client issues, ensuring compliance with security procedures, and managing operational budgets. The ideal candidate will have strong leadership skills and...$110k - $135k
...firm with over 3 decades of experience bringing sophisticated technology... ...people together to operate in markets around the world.... ...to challenge consensus. As Broker Dealer Sr Accountant , you will have... ...businesses and other private investments. Responsibilities Perform...Temporary workFlexible hours$48k
...to borrowers and internal stakeholders. The ideal candidate will have a Bachelor's degree, at least 2 years of customer service experience, and strong communication skills. Responsibilities include handling customer inquiries, promoting one touch resolution, and identifying...$50k - $100k
...real estate but worried about your lack of experience? Don't be! We are looking for motivated... ...seasoned professionals who are invested in your success. You'll be given the... ...'re showing properties, networking with clients, or closing deals, you'll be part of a supportive...Local areaEXIT Realty Upper Midwest
Chicago, IL3 days ago- Corestream in Chicago is looking for a Client Operations Specialist to enhance its B2B file exchange processes. This hybrid role involves close... ...clients. The ideal candidate has at least 3 years of relevant experience in help desk ticket management, knowledge of file...
$70k - $85k
...seamlessly combine free investing and low cost borrowing all... ...finance industry. Our clients have already trusted us... ...looking for a motivated operations professional who has experience handling brokerage middle... ...support all middle office (Broker Ops) and back office (...Work at officeM1 Finance
Chicago, IL15 days ago$48k - $62k
Client Servicing Analysts are responsible for delivering top-notch operational support and fostering strong relationships with Clearwater... ...inquiries related to investment and accounting matters, serving... ...relationships and enhance their experience as a Clearwater user....Work at office- U.S. Bank is seeking a Broker-Dealer Controller to lead operational accounting, financial reporting, and internal controls for introducing and self-clearing... .... The ideal candidate has extensive broker-dealer experience, strong knowledge of SEC rules, and a track record...
- ...organization. Partner with business, operations, legal, and risk teams on... ...regulatory expectations. Experience interpreting and applying... ...requirements within a broker-dealer or wealth management environment... ...broker-dealer, registered investment adviser, wealth management...
- ...strengthen compliance controls. The ideal candidate should have a strong understanding of the securities industry, excellent communication skills, and at least 5 years of compliance experience. A Bachelor's degree in a relevant field is preferred. #J-18808-Ljbffr Phaxis
- ...Search Group is seeking a Director of Commercial Insurance Operations and Client Service in Chicago. In this role, you will manage various aspects... ...will have at least ten years of commercial insurance experience, strong leadership abilities, and a proven track record in...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Operations Specialist — Broker-Dealer & Client Experience. Be the first to apply!
Related searches
- entry level investment analyst Chicago, IL
- investment specialist Chicago, IL
- senior investment analyst Chicago, IL
- investment banking analyst Chicago, IL
- investment officer Chicago, IL
- investment analyst Chicago, IL
- portfolio analyst Chicago, IL
- provider operations coordinator Chicago, IL
- business operations associate Chicago, IL
- bank operations specialist Chicago, IL