Senior Consultant, Regulatory Management & Audit Management
$135k - $150kCanadian Imperial Bank of Commerce
We’re building a relationship‑oriented bank for the modern world. CIBC empowers professionals to make meaningful impact while valuing their strengths and ambitions. What you’ll be doing As the Senior Consultant, US Regulatory and Audit Management in the US Governance and Oversight team, you will manage regulatory and audit activities for the US CAO & TDAI organization. Your focus will be on ensuring compliance, driving continuous improvement, and providing strategic guidance to stakeholders across Canada and the US. How you’ll succeed Lead and coordinate regulatory requests, audits, examinations, and special projects, ensuring timely completion and high quality. Manage multiple complex priorities in a fast‑paced environment, adapting to shifting priorities and escalating issues as needed. Collaborate with internal partners across all levels and geographies to produce accurate, comprehensive regulatory responses. Prepare clear, concise documentation for executive management, regulators, and other stakeholders. Provide trusted advisory on regulatory expectations, emerging trends, and risk‑management best practices. Identify opportunities to improve the Regulatory and Audit Management Programs using new technologies, automation, and AI tools. Develop and deliver training, consultation, and tools to support teams in managing regulatory and audit requirements. Track developments, analyze trends, and provide regular updates and recommendations to senior leadership. Oversee remediation of regulatory and audit deficiencies, ensuring efficient resolution in line with standards. Operate autonomously, exercising judgment and leading initiatives that impact multiple stakeholders and systems. Who you are 5+ years of experience in risk, compliance, project delivery, or internal audit within financial services. Deep knowledge of regulatory principles, policies, and practices relevant to the industry. Excellent verbal and written communication skills, capable of conveying complex information to executive audiences. Technologically savvy, with awareness of technology and cybersecurity risks. Innovative problem‑solver who can lead cross‑functional teams and create practical solutions. Continuous‑improvement mindset, thriving in dynamic environments and staying current with industry trends. Collaborative leader who influences without authority and builds constructive, trustworthy relationships. Committed to collective success, inclusion, and accountability. Salary and Benefits Expected salary range: $135,000 – $150,000USD (US region). Eligible for an incentive compensation plan that may include a discretionary bonus component. Benefits include medical, dental, vision, health savings account, life and disability insurance, paid time off (including sick leave, parental leave, vacation), holidays, 401(k), and other employee programs. EEO and Other Information CIBC is committed to creating an inclusive environment where all team members and clients feel they belong. We seek applicants with a wide range of abilities and provide an accessible candidate experience. If you need accommodation, please contact View email address on click.appcast.io. California residents: your privacy rights regarding actual or prospective employment are protected under applicable law. Applicants are not eligible for employment sponsorship. Job location: IL‑Chicago, 70W Madison St, Fl8. Employment type: Regular. #J-18808-Ljbffr Canadian Imperial Bank of Commerce
$135k - $150k
## Senior Consultant, Regulatory Management & Audit ManagementApplylocations: IL-Chicago, 70 W Madison St Fl 8: Ontario VIRTUAL: TX-Texas - Virtual: NY-New York, 300 Madison Ave Fl 5: FL-Florida - Virtualtime type: Full timeposted on: Posted Todaytime left to apply: End...SeniorRegulatoryRemote workShift work$80.5k - $159.3k
...part of our DNA across our audit, tax, and consulting groups. That’s why we continuously... ...:Business Resilience Senior ConsultantAt Crowe LLP, we... ...expertise to help organizations manage cybersecurity risk, protect... ...and controls including regulatory requirements and industry...SeniorRegulatoryLocal areaWorldwide- JPMorgan Chase is seeking an Associate for our Wholesale FERC Issue & Management Team in Chicago, Illinois. This role focuses on issue management in regulatory financial reporting, requiring extensive auditing experience and proficiency in data analytics. The ideal candidate...SeniorRegulatory
$170k - $200k
...leading international insurance firm that is looking to hire a Senior Audit Manager to join their growing U.S. Internal Audit team in the... ...operating effectiveness of internal controls in line with regulatory and SOX requirements (where applicable). Identify emerging...SeniorRegulatoryPermanent employment$86.4k - $118.8k
Delmarva Power & Light Co. is searching for a senior position providing support and administration for finance applications. Candidates... ...improvements, supporting business processes, and maintaining regulatory documentation. The position offers a salary range of $86,400 -...SeniorRegulatory$95.6k - $162.4k
Senior Consultant, Third Party Risk Management page is loaded## Senior Consultant, Third Party Risk Managementlocations: Chicago, ILtime type: Full... ...Outsourcing Managers 6. Assists in the support of local regulatory and audit engagements pertaining to Third Party Risk; this...SeniorRegulatoryWork experience placementLocal areaFlexible hours$152.95k - $272k
...ensure that our Members meet their regulatory obligations. We take pride in our... ...you work. When you join NFA as a Senior Information Security & Risk Manager, you will play a critical role in... ...Help lead internal and external audits and prepare compliance materials for...SeniorRegulatory$84.2k - $131k
...Senior Credit Risk Analyst In this hybrid role based at our Chicago Headquarters,... ...model and strategy testing and assist with audit/regulatory requests. Work cross-functionally with... ..., preparing underwriting and account management presentations to management for review...SeniorRegulatoryFull timeTemporary workPart timeWork from home3 days per week$110k - $160k
...Description The Fraud Risk Management Senior Manager role leads the... ...of up to 10 fraud business consultants and technical analysts, responsible... ...functions within FRRM and Audit Risk Analytics, creating... ...(US, UK, India). Regulatory reporting/filing experience...SeniorRegulatoryContract workWork at officeWork from homeWork visa$164.6k - $288k
...using leading technology and exceptional service. SENIOR RELATIONSHIP/TRUST ADVISOR, WEALTH MANAGEMENT OH: R151466 The Senior Relationship Advisor role manages... ...on NT’s products/services, emerging issues, regulatory/tax changes, and appropriate actions for the client...SeniorRegulatoryWork experience placementFlexible hours$86k - $148k
Coalfire is seeking a Senior Consultant to work in Chicago, Illinois, focusing on cybersecurity assessments and compliance audits. This role requires a Bachelor’s degree along with 3... ...staff while ensuring compliance with regulatory requirements. The compensation ranges...SeniorRegulatory$92.5k - $120k
...largest accounting and consulting firms in the country... ...has been created for a Senior Associate to join our... ...over operational and regulatory compliance risks, supporting... ...the areas of internal audit, internal control... ...to effectively manage risks. This position will...SeniorRegulatoryWork experience placementWork at officeLocal areaRemote work$90k - $100k
ACCsurance has a Senior Internal Auditor - Asset Management for a Fortune 500 Client in Downtown... ...always looking for new audit approaches and this... ...and maintain knowledge of regulatory developments and... ...or in a public auditing/consulting firm, in conjunction with...SeniorRegulatorySummer work$124k - $280k
...Services Specialism Benefits Management Level Senior Manager Job Description &... ..., our people in workforce consulting focus on providing... ...refer to specific PwC tax and audit guidance), the Firm's code... ...Interpreting and applying regulatory requirements and standards...SeniorRegulatoryH1b$110k - $125k
Tata Consultancy Services Limited is seeking an Audit and Compliance Manager to join their team in Chicago, IL. The role demands a strong understanding of banking operational processes and familiarity with US regulatory frameworks, along with experience in process testing...SeniorRegulatory$102k - $190k
...320 S Canal Street Job Family Group Audit, Risk & Compliance Overview Seeking... ...professional to join our Model Risk Management Team as a Senior Manager, Model Risk, Credit Risk. As... ...evaluation, and sustainment of initiatives. Regulatory Expertise: Act as a subject matter...SeniorRegulatoryContract workLocal areaRemote workShift work3 days per week$80k - $120k
Senior Tax Accountant - Insurance - Chicago - Hybrid A well-established Insurance organization is seeking... ...with finance leadership and external advisors to manage tax processes, support audits, and ensure timely regulatory reporting. Responsibilities: Prepare quarterly tax...SeniorRegulatory$65k - $70k
...II in Chicago to support their compliance programs for employees and Introducing Brokers. This role involves managing regulatory requirements, conducting audits, and ensuring accurate registration and monitoring. Candidates should have a Bachelor's Degree and 3-5 years...SeniorRegulatoryWork at office- 1100 Endeavor Health Clinical Operations is seeking a Senior Auditor for Billing Compliance to conduct audits and ensure regulatory adherence. This hybrid role is based in Evanston, Illinois, and requires a Bachelor's degree along with specialized certifications. The ideal...SeniorRegulatoryRemote job
$70.02k - $87.29k
Job Summary Manages a university accounting-related area or program... ...expenses to budget per NU Audit guidelines. Approves funds reallocation... ...financial statements and regulatory reports. Acts as the key... ...& analyses that will assist senior staff in reaching resource planning...SeniorRegulatorySummer workWork at office$100k - $150k
...Chicago (Hybrid) | Senior Financial Services Paralegal I’m partnering... ...across a broad range of regulatory, compliance, and... ...regulatory compliance initiatives Managing KYC/AML processes and related... ...Supporting due diligence, audits, and internal policy development...SeniorRegulatoryLocal area$150k - $175k
Senior Manager of Financial Reporting & Treasury Chicago, IL, USA Job... ...offices, as well as 401(k) consulting and cash management services... ...investors and debtholders, and regulatory requirements under the OCC (... ...Manage full scope of annual audit processes with external...SeniorRegulatoryPermanent employmentWork at officeLocal areaWork from homeMonday to ThursdayFlexible hours$75k - $90k
.../Grade: EXS/8 Job Summary: Manages financial operations, analysis... ..., sponsor requirements, and regulatory standards. This role manages... ...expenses in accordance with audit standards Approves budget reallocations... ..., affordable childcare and senior/adult care. Visit us at to...SeniorRegulatoryWork at office- ...initiatives, and direct collaboration with senior finance leadership. Responsibilities Play... ...compliance with evolving accounting and regulatory requirements. Support the preparation and... ...accounting analyses, documentation, and audit support. Present findings and recommendations...SeniorRegulatoryWork at officeWork from home
$102k - $190k
...& Service Develops, manages, retains and grows profitable... ...recommendations to senior leaders on strategy... ...personal goals using a consultative approach in customer... ..., and relevant legal, regulatory and technology requirements... ...issues raised through audits, quality checks and...SeniorRegulatoryPart timeLocal areaShift work$101.2k - $129.03k
...Construction Advisory Senior Associate to join our... ...project and engagement management across a wide variety... ...improvements, vendor audits, risk and control assessments... ...posing legal or regulatory exposure to our clients... ...experience in a similar consulting practice or function...SeniorRegulatoryWork experience placementWork at officeLocal area- ...Global AM Law Firm seeking to add an experienced Accounts Payable Manager to their team. Responsibilities Provide strategic oversight... ...controls, and systems within the payables function Support audit, regulatory, and internal governance requirements Manage, mentor, and...SeniorRegulatory
$70.02k - $95k
...difficult problems &/or decisions. Manages daily, monthly, quarterly and... ...expenses to budget per NU Audit guidelines. Approves funds... ...financial statements and regulatory reports. Prepares sections of... ...& analyses that will assist senior staff in reaching resource planning...SeniorRegulatoryWork experience placementWork at office$95k - $100k
...As our Senior Revenue Accountant you will report to the Accounting Manager and become part of the Corporate Accounting Center of... ...compliance with internal controls and regulatory requirements. On a given... ...Support internal and external audit requests, and participate in...SeniorRegulatoryContract work$102k - $190k
...Sales & ServiceDevelops, manages, retains and grows... ...Makes recommendations to senior leaders on strategy... ...personal goals using a consultative approach in customer conversations... ..., and relevant legal, regulatory and technology... ...issues raised through audits, quality checks and...SeniorRegulatoryContract workPart timeLocal areaShift work
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