Senior Compliance Leader - FINRA/SEC Risk & AML
Equity Trust Company
Equity Trust Company in Dallas, TX is seeking a Senior Compliance Officer to oversee compliance with regulatory requirements. This role involves managing internal and external compliance, educating staff on policies, and ensuring adherence to risk obligations. The ideal candidate will have 5-7 years of experience in compliance within the brokerage industry, a bachelor's degree, and familiarity with regulatory requirements. This position offers a hybrid schedule after training and includes responsibilities for managing compliance training programs and coordinating audits. #J-18808-Ljbffr Equity Trust Company
Vacancy posted 4 days ago
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