Compliance Associate - Global Investments (A+ Mentorship)
Origin Staffing
We are working on a confidential search for a Compliance Associate to join the compliance team of a well-established asset manager.
This is a great opportunity for someone with compliance, audit, legal, public accounting, or related experience who wants to build a career in investment management compliance. The firm is a registered investment adviser, so the role will offer exposure to SEC compliance, internal policies and procedures, regulatory filings, compliance testing, employee certifications, and cross-functional projects across the business.
The team is collaborative, professional, and highly visible within the firm. This person will report to a Compliance Manager, with additional exposure to the CCO, and will work closely with colleagues across investor relations, accounting, technology, operations, legal, and other internal groups.
Highlights
- Opportunity to join an established real estate investment management platform with a long track record across core, core-plus, value-add, and separate/advisory account strategies.
- Role will support the firmâs broader compliance program, including policies and procedures, compliance monitoring, testing, regulatory filings, employee certifications, and internal compliance initiatives.
- Exposure to regulatory filings and requests such as Form ADV, Form PF, Form SHL, Form SLT, and related compliance deliverables.
- Hands-on involvement with the firmâs compliance software platform, including areas such as personal trading, gifts and entertainment, outside business activity, political contributions, and periodic certifications.
- Great opportunity for someone familiar with, or interested in learning more about, the Investment Advisers Act of 1940 and the regulatory environment for registered investment advisers.
- Regulatory exposure to SEC, FINRA, CFTC/NFA, ERISA, private funds, or investment adviser compliance is a plus, but not required.
- Compensation includes a competitive base salary depending on experience, 10%+ target annual bonus, profit sharing, 100% company-paid medical/dental/vision premiums, additional healthcare reimbursement support, complimentary MBTA pass, parental leave, long-term disability, life insurance, and other strong benefits
Vacancy posted a month ago
Similar jobs that could be interesting for youBased on the Compliance Associate - Global Investments (A+ Mentorship) in Boston, MA vacancy
$119k - $218.3k
...date perspectives on compliance obligations and industry... ...events, and associated process flows.Deep understanding... ...inquiries to the Global Call Center (GCC) at... ...well as through our own investments, commitments, and... ...connect and grow through mentorship. From on-the-job...SuggestedWork at office$163k - $204k
Position Summary: AIG’s Investments group is responsible for managing the investment assets... ...and external managers. The Investments Compliance team provides compliance and regulatory... ...worldAmerican International Group, Inc. (AIG) is a global leader in commercial and personal...SuggestedFull timeWork at office$154.4k - $242.55k
...four therapeutic areas and other targeted investments, we push the boundaries of what is... ...patients worldwide.This role is within the Global Regulatory Affairs (GRA) Chemistry Manufacturing... ...of regulatory success and regulatory compliance. Ability to draw from prior experience,...SuggestedMinimum wageTemporary workLocal areaRemote workWorldwide$154.4k - $242.55k
.../ Purpose: Defines, develops and leads global strategies to maximize global regulatory... ...maintenance of programs, while ensuring compliance with applicable regulatory requirements.... ...regional counterparts.Accountabilities:The Associate Director will be responsible for complex...SuggestedMinimum wageTemporary workLocal areaRemote work$80k - $100k
...Back Compliance Associate Compliance Analyst (KBW) Boston , Massachusetts Perm 80000 Jul 28, 202... ...Bonus Key Responsibilities: Perform daily investment compliance monitoring on a pre trade... ...as needed. Perform daily review of global shareholder thresholds, including validating...SuggestedPermanent employmentKBW Financial Staffing & Recruiting
Boston, MA2 days ago$115k - $130k
...of net assets under management. The firm pursues investment strategies primarily within the global fixed income markets with the objectives of capital... ...who work here. Bracebridge Capital is seeking a Compliance Associate who will work with a team to maintain and enhance...Work at officeBracebridge Capital
Boston, MA1 day ago$74.4k - $111.6k
...Aug 2026 Careers that change lives start here. Medtronic is a global leader in healthcare technology with a Mission to alleviate... ...product changes, maintain regulatory systems, and help ensure compliance with global requirements. This role is ideal for someone who...Full timeH1bWork at officeLocal areaImmediate startFlexible hours- ...service within the International Trade Group. The position covers filings, responses, and document management for AD/CVD investigations and associated agency processes and requires a bachelor’s degree and knowledge of trade regulations. #J-18808-Ljbffr Crowell & Moring
$85k - $95k
...a travel company that operates a portfolio of global metasearch brands including momondo, Cheapflights... ...the world. KAYAK is looking for a motivated Associate GRC Analyst to join our Cyber Governance, Risk, and Compliance team! This is an exciting opportunity for an early...Full timeInternshipWork at officeFlexible hours2 days per week3 days per week$142.5k - $256.5k
...The Role The Associate Director, Global Regulatory Advertising and Promotion will... ...responsible for ensuring compliance with regulatory... ...-end shutdown Savings and investments to help you plan for the future... ...innovation, teamwork, and direct mentorship. Join us in shaping a...Permanent employmentWork at officeWork from homeInitial Therapeutics, Inc.
Cambridge, MA49 minutes ago$94k - $150k
...evaluations.Your role:Act as an ambassador of Philips values and ensure compliance with all relevant business processes and regulatory procedures.... ...of Conformity, and Medical Device Licenses—for various global markets.Support cross-functional teams with regulatory...Full timeWork at officeImmediate startWork visaRelocation package3 days per week$150k - $200k
...long term wealth creation. Our talented, global teams bring expertise that is both broad... ...candidate will support the firm's compliance program across registered private equity... ...policies. This role will work closely with investment, operations, legal, product, and distribution...Full timeLocal area3 days per week$120k - $160k
...Specialist II, Expansion, you will support global regulatory submissions for global market... ...agencies.Support regulatory assessments associated with design changes, software updates,... ...activities to ensure continued compliance across global markets.Collaborate cross-...Full timeWork at officeRelocation$92k - $138k
...1 Aug 2026Careers that change lives start here. Medtronic is a global leader in healthcare technology with a Mission to alleviate pain... .... This individual has primary responsibility for supporting compliance with U.S. and EU regulatory requirements and will partner with...Full timeH1bWork at officeLocal areaImmediate startWorldwideFlexible hours$73.35k - $122.25k
As a Compliance Analyst you will perform a range of compliance tests for our defined contribution compliance clients and prepare the Form... ...well-being and inclusion are more than just words. As part of our global team, we’ll support you in shaping the future you want to see....Full timeTemporary workWork at officeLocal areaFlexible hours3 days per week- ...regulatory filings in coordination with Global Regulatory Leads. The role works to tight... ...environment. • She/he also ensures that compliance standards are met for receipt and... ...impacted.• Coordinate publishing tasks associated with assigned submissions, including peer...Immediate start
$196k - $270k
About This Role:As a Compliance Officer, you will uphold and promote ethical integrity within Biogen's US business. Your expertise will ensure... ...year Employee Resource Groups participationWhy Biogen?We are a global team with a commitment to excellence, and a pioneering spirit....Full timeTemporary workWork at officeLocal area$130k - $150k
...long term wealth creation. Our talented, global teams bring expertise that is both broad... ...Templeton’s Global Regulatory Compliance department provides oversight, guidance... ...and disability benefits, employee stock investment program, learning resources, career development...Full timeWork at officeLocal area$96.05k - $113k
...Victory Capital is a diversified global asset management firm and... ...that combines boutique investment qualities with the benefits... ...will join a team of legal and compliance professionals who provide centralized... ...to the Code of Ethics and associated reporting. Serve as a...Local areaFlexible hoursVictory Capital Management
Boston, MA2 days ago$106k - $130k
...Join to apply for the Regulatory Affairs Senior Associate role at PepGen . The Regulatory Senior Associate... ...teams to coordinate regulatory submissions, support global regulatory strategy execution, and maintain compliance across all development activities for the lead...Full timeWork at officePepGen
Boston, MA2 days ago$80k - $90k
...Title: Regulatory Affairs Associate Reporting to: Regulatory Affairs Manager We are seeking... ...AI. You are responsible for supporting global registrations and ensuring that medical... ...commercialization of medical devices in compliance with global regulatory requirements. Prepare...Full timeLocal areaRemote workVenus Aesthetic Intelligence
Boston, MA7 hours ago- ...technologies and collaborate with world-class researchers, industry leaders, and legal experts to bring MITLL’s inventions to the global marketplace. The role will encompass a wide range of responsibilities, allowing you to leverage expertise in engineering / physical...Contract workWork at office
- ...Maintain product registrations throughout their lifecycle to ensure compliance. Commercial Partnership: Collaborate with Commercial and... ...Continuous Improvement: Contribute to the development of an integrated global QMS and identify opportunities to streamline regulatory...
R&D Partners
Boston, MA3 days ago $74.4k - $111.6k
...Aug 2026 Careers that change lives start here. Medtronic is a global leader in healthcare technology with a Mission to alleviate... ...product changes, maintain regulatory systems, and help ensure compliance with global requirements. This role is ideal for someone who...H1bWork at officeLocal areaImmediate startFlexible hoursMedtronic
Boston, MA3 days ago$80.9k - $127.05k
...are responsible for regulatory activities associated with new product development and... ...commercial support, manufacturing support, compliance related activities, systems improvement,... ...and other responsibilities aligned with global medical device regulations and the goals...Temporary workWork experience placementLocal areaImmediate startRemote workFlexible hoursCardinal Health
Boston, MA4 days ago$30 - $40 per hour
...Portfolio Compliance Analyst We are currently seeking candidates for a Portfolio Compliance... ...Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant... ...and open communication with Compliance, Global Relationships, Product Management, and Portfolio...Hourly payContract workWork at officeRemote work1 day per weekDaley and Associates
Boston, MA3 days ago$100k - $130k
...Principal Specialist of Regulatory Affairs & Compliance provides regulatory expertise on... ...regulatory oversight such FDA, SFCA, and global food safety standards across all... ...affairs committees for various industry associations (i.e., NFI, CBA). Collaborate with internal...CPS
Boston, MA3 days ago- ...Compliance Officer Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and post experience preferred to work for... ...years of relevant compliance experience at a registered investment adviser. Series 3, 7, 24 and other FINRA licensing a plus...
Asset Management Company
Boston, MA4 days ago $60k - $70k
...AML) and Know Your Customer (KYC) Junior Compliance Analyst to assist the Compliance team in... ...Services, LLC is one of the largest global independent private equity fund administrators... ..., energy, infrastructure, credit, co-investment, hybrid funds, feeder funds, venture capital...Work at officeRemote work2 days per weekGen II Fund Services
Boston, MA4 days ago- ...managed by a highly experienced generalist investment team whose members each take ownership... .... These functions include legal, compliance, finance and accounting, tax, human resources... ...a supportive culture of collaboration, mentorship, and growth Exceptional written and...Work at officeRemote workVisa sponsorshipWork visa
Amspec Services
Boston, MA4 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate - Global Investments (A+ Mentorship). Be the first to apply!
Related searches
- compliance analyst Boston, MA
- regulatory compliance analyst Boston, MA
- coding compliance specialist Boston, MA
- compliance associate Boston, MA
- regulatory compliance specialist Boston, MA
- regulatory affairs specialist Boston, MA
- compliance consultant Boston, MA
- senior compliance officer Boston, MA
- senior compliance analyst Boston, MA
- information security compliance analyst Boston, MA