Head of Senior Investor Protection Investigations
LPL Financial
LPL Financial in Tempe, AZ seeks an AVP of Senior Investor Protection to lead a team of investigators handling complex elder exploitation cases and oversee regulatory reporting for AML Compliance. You will educate home office staff, advisors, and clients to reduce risk, set procedures, and coordinate with regulators and law enforcement as needed. Strong leadership and AML knowledge are essential. #J-18808-Ljbffr LPL Financial
Vacancy posted 1 day ago
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