Self-Testing Analyst

Role Description

Reporting to the Chief Compliance Officer, the Self-Testing Analyst will be responsible for the duties and obligations listed below.

• Work with the Chief Compliance Officer or designee to establish, review, and revise the annual self-testing plan;
• Ensure compliance monitoring, testing, and reporting are consistent with regulatory requirements;
• Execute the self-testing plan in accordance with Self-Testing Policy;
• Understand and recommend where artificial intelligence can be used to more efficiently operationalize self-testing;
• Leverage data analytics tools (e.g., SQL, Python, BI tools) to enhance sampling, trend analysis, and anomaly detection;
• Ensure that sample sizes are appropriate based on initial population;
• Create appropriate documentation and workpapers that explain testing steps, testing results, and criticality of issues;
• Document all issues and observations, including corresponding criticality on an observation log along with assigned owner and resolutions;
• Track all remediation plans to conclusion;
• Ensure that all testing materials are maintained in an organized manner;
• Routinely report all self-testing key performance indicators to Compliance management;
• Partner with internal and external stakeholders to drive compliant solutions to adherence to the regulatory regime governing RockWallet’s business;
• Communicate legal and regulatory requirements impacting the different lines of our business, and providing guidance from a compliance perspective;
• Coordinate with Compliance Management responses to internal and external audit requests;
• Other duties as required.

Qualifications

• Associate’s degree in business or related field or equivalent relevant experience preferred;
• Service professional with 3+ years’ management responsibility desired;
• Professional designation such as Certified Anti-Money Laundering Specialist (“CAMS”) or equivalent preferred;
• Detailed knowledge of BSA/AML compliance programs applicable to MSB’s and VASP’s with specific focus on the U.S.A. PATRIOT Act and enhanced due diligence requirements for new customer enrollments, PEP, and OFAC screenings;
• Detailed knowledge of consumer protection regulations including consumer privacy, marketing, electronic funds transfer, disclosures, deposits, payment cards, stored value, and complaints;
• Direct Experience with the operations of automated transaction monitoring systems;
• Ability to partner effectively with and influence RockWallet technology and external technology vendors;
• Experience with drafting and editing BSA/AML procedures and workflows;
• Strong analytical and problem-solving skills;
• Exceptional leadership, mentoring, and coaching skills;
• Ability to plan and manage multiple and competing priorities;
• Multi-tasking skills required;
• Must be flexible and ability to work in a fast-paced, dynamic environment and adapt to changing priorities;
• Flexible, adaptable, and capable of working under pressure in a dynamic regulatory landscape;
• Disciplined self-starter;
• Ability to work independently and effectively with minimum supervision.

Benefits

• Work from home;
• A competitive salary;
• Diverse and dynamic work environment;
• Work-life balance and support for career development.

How to Apply

Please submit your resume in our preferred file – .PDF not in .DOC. Thank you.

We thank all interested applicants, however, only those under consideration will be contacted.