Associate Advisor -Newport Beach, CA

Job Description

Job Description

This opportunity is for advisors at any stage of their careers- from those new to the profession seeking strong training, structure, and mentorship, to experienced advisors looking for a more supportive, scalable environment.

We are an independently owned firm built on the belief that financial advice should be personal. We take a holistic, relationship‑first approach, delivering financial planning, investment management, business planning, and insurance solutions under one roof, supported by deep in‑house expertise.

As a Financial Advisor, you will:

• Build and manage long‑term client relationships through personalized financial guidance
• Deliver comprehensive financial planning and investment strategies and other support aligned to client goals
• Grow and manage your advisory practice, acting as a business owner, with the support and backing of a local firm and a large broker dealer

What we Offers:

• Comprehensive onboarding- no “read the book” approach, including:

Formal training program structured for those earlier in their career with financing designed to help build and sustain a practice

OR

Competitive broker‑dealer transition assistance for those with an established practice including business review and valuation, along with a dedicated coach to guide you through every step of your move

• State‑of‑the‑art technology and systems to support long‑term independence
• Robust support across compliance, marketing, and new business processing
• Dedicated support staff so you can focus on clients
• Practice growth and sophistication, with access to CFP®, CPA, JD, CFA® specialists to deepen your planning capabilities
• Affiliation with one of the largest broker‑dealers in the industry, providing access to extensive home‑office resources, advanced training, technology, compliance support, and practice management expertise
• Succession planning, so you’re building toward a meaningful future

Required Qualifications:

• 1+ years of experience in financial services
• One or more of the following FINRA Registrations: Series 6, Series 7, Series 63, Series 65, Series 66
• State life and health insurance license (or ability to obtain)

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