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Senior Branch Compliance Leader (Hybrid)

Equitable Advisors LLC

Equitable is seeking a Branch Compliance Senior Manager for the Greater NY complex. The role focuses on supporting compliance activities for about 700 Financial Advisors, under the Chief of Controls. The position is hybrid with on-site presence 2-3 days weekly, enabling teamwork and independent work.

The ideal candidate will lead audits, supervise advisor activities, and drive training initiatives while navigating insurance, brokerage, and regulatory environments.

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Vacancy posted 2 days ago
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