Senior Compliance Lead, Distribution & Capital Markets
PIMCO Ltd. - Pacific Investment Management Company
PIMCO is seeking a Senior Compliance Officer to lead the compliance function for distribution, broker-dealer and capital markets activities, including oversight of the PI broker-dealer program. You will work with attorneys and business stakeholders to design and strengthen the compliance program, supervise regulatory engagements, and support growth of the capital markets business. This high-impact role requires extensive FINRA knowledge, strong analytical skills, and a collaborative approach #J-18808-Ljbffr PIMCO Ltd. - Pacific Investment Management Company
Vacancy posted 4 days ago
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