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Licensing & Registration Lead — Remote (FINRA/SEC)

$75k - $90k

NewEdge Capital Group

NewEdge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various regulatory bodies. The role demands expertise in FINRA Gateway, IARD, and SEC regulations, with responsibilities ranging from managing registrations to preparing compliance reports. Candidates should have a Bachelor’s degree and at least five years of relevant experience. The position offers a salary of $75,000 – $90,000 based on experience and is fully remote. #J-18808-Ljbffr

Vacancy posted 1 day ago
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