Financial Services Regulatory & Compliance Associate (Senior Level) - Multiple Offices
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications. We offer competitive compensation and an excellent benefits package. GT has largest legal footprint in the United States and a strong global financial services regulatory practice. The candidate will have the opportunity to work with clients, large and small, in the banking and fintech industry across the globe.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Ideal candidates will have a minimum of 7 years of financial services regulatory and compliance experience working with banks, fintech companies, money services businesses and virtual currency payment platforms. Experience advising institutions on regulatory matters such as licensing/chartering, new product development, acquisitions, mergers, divestures, bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial services laws and regulations such as BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital and liquidity risk management, and consumer protection law is sought. Experience representing clients before U.S. federal regulators such as the Federal Reserve, FDIC, OCC, FinCEN and state authorities is critical. Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is a plus, but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearActual pay will be adjusted based on experience, location, and other job-related factors permitted by law. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.Pursuant to the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act, we will consider qualified applicants with arrest or conviction records for employment. GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Los Angeles; Atlanta; Washington, D.C.; Dallas; Chicago; San Diego; San Francisco; New York; PhoenixType: Full time
$260k - $365k
...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...Senior$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS... ...program to ensure regulatory compliance... ...R, associated investment products and services including associated... ...of bank back office processes and... ...skills with all levels of management... ...with a financial institution such...SeniorRemote work$77k - $143k
COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS WHAT IS THE OPPORTUNITY... ...which both adheres to the regulatory requirements while... ...reviews on specific loan-level accounts, as necessary through... ...Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation...SuggestedWork experience placementRemote work- ...management and family office firm serving high... ...provides comprehensive financial and advisory services including accounting... ...provide the highest level of accounting and... ...ability to complete multiple projects in a deadline... ...goals, ensuring compliance and long-term sustainability...SuggestedWork at office
$130k - $170k
...all FX Middle Office functions... ...readiness for multiple annual... ...audits and regulatory reviews.Oversee... ...certifications, client service issues, and... ...and compliance initiatives... ...oversight, senior management reporting... ...banking or financial services... ...qualifications, level, and...SeniorFull timeWork at officeLocal area$154.5k - $302k
...strategic, operational, financial and capital needs by... ...Corporate Finance segment, the Office of the CFO practice... .... What You’ll DoThe Senior Director will be heavily... ...developmentAbility to handle multiple client stakeholders and... ...’s location, skills, level of experience, and...SeniorRotational programFull timeWork at officeImmediate start$275k - $325k
SENIOR MANAGER, INVESTMENT... ...GOVERNANCE OFFICE, RNDIP / REG... ...and Reg R compliance to include... ...of regulatory, internal... ...reporting associated with RNDIP... ...related to financial servicesInteraction... ...at all levels in a peer-... ..., manage multiple priorities... ...Financial Services, Project ManagementExcellent...SeniorWork at officeRemote work$110.7k - $218.3k
...Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations... ...and prioritize multiple tasks in a fast... ...professional services... ...Y-9C, Federal Financial Institutions Examination... ...geographic differential associated with the... ...development From entry-level employees to...SeniorLocal areaVisa sponsorship$245k - $290k
...US) LLP seeks an Associate to join our... ...part of the Global Financial Services Practice Group.... ...any of our U.S. Offices. About The Practice... ...Our Insurance Regulatory and Compliance practice represents... ...from senior attorneys Excellent... ...simultaneously with a high level of competence...Work at officeLocal area$41 - $48 per hour
...Development Financial Institution... ...and advisory services to any small... ...experienced senior underwriter... ...and manage multiple priorities in... ...Collaborate with loan officers to evaluate... ...policies, regulatory requirements... ...and compliance in credit analysis... .... The noise level in the work...SeniorHourly payFull timeWork at office$16.5 - $18 per hour
...history and its services in customers... ...Mortgage Loan Officer must register... ...must ensure full compliance with all... ...administrative fee associated with the... ...business records, a Senior Mortgage Loan... ...Minimum Education Level: High School... ...manage multiple deadlines and...SeniorHourly payFull timeLocal area$140k - $188k
...analysis on the associated suitability, supervision... ...by legal and regulatory nuances, and do... ...can: • advise on compliance and regulatory matters... ...of the branch office exams within the... ...over the non-financial risks arising from... ...divisional and entity level.Your skills and...Full timeWork at officeFlexible hours- About Us True Financial is a fast-growing mortgage lender with a dynamic... ..., licensed Mortgage Loan Officers for our Headquarters in Southfield... ...for top producers. GET PAID: Multiple flexible pay plans for... ...delivering exceptional customer service. Qualifications Minimum 1-2...Remote jobFull timeImmediate startHome officeFlexible hours
$161.7k - $242.6k
...Revolution Become a Regulatory Affairs and Compliance Senior Advisor at Southern... ...’s response to multiple external regulatory... ...conducted by the CPUC, Office of Electric... ...and WECC that have financial, operational, and/or... ...Distribution, Customer Service Programs, Regulatory...SeniorWork at officeRemote workRelocation- Greenberg Traurig, LLP is seeking a senior-level Associate for the Financial Regulatory & Compliance Practice. This full-time role... ...where the Firm maintains an office, with a focus on banking, fintech... ...of 7 years of financial services regulatory and compliance experience...SeniorFull timeWork at office
$85k - $125k
...and detail-driven Senior Customs Broker / Customs Compliance Specialist to join... ...supplementary tax matters. Regulatory Compliance: Stay... ...with customs officers and clients to... ...ability to manage multiple shipments... ...effective global trade services. Our clients rely...Senior$157k - $235k
...Market is seeking multiple Client Partners at the Senior Principal level to support... ...or professional services environment.While... ...Technology, and Financial Services.As a Client... ...teams across 52 offices in 12 countries partner... ...transparency and compliance with applicable laws...SeniorContract workTemporary workLocal area- Job Overview A law firm seeks a mid to senior level Finance Associate to join their Los Angeles, CA office. The ideal candidate will have experience in general finance... ...and negotiation skills. Ability to manage multiple projects efficiently. Excellent communication and...SeniorWork at officeRemote work
$188.9k - $359.8k
Position Purpose: Ensure regulatory compliance with state and other government... ...achievement of action plans to senior management and Board of... ...and skill reflective of the level of this position. Pay Range... ...with remote, hybrid, field or office work schedules Centene offers...Full timeContract workPart timeLive inWork at officeRemote workFlexible hours$131k - $185k
...Translate platform-level architectural... ...Experience working across multiple industries and... ...Supply Chain, and Service operations* Ability... ...teams across 52 offices in 12 countries collaborate... ...pay range for Senior Consultant in... ...transparency and compliance with applicable laws...SeniorTemporary workLocal area- ...is seeking a Senior Business... ...comprehensive financial and credit assessments... ...at all levels, internally... ...with associated risks and interests... ...financial services industry... ...skillsIntermediate Microsoft Office skillsA BS/... ...ongoing regulatory requirements... ...and compliance-driven...SeniorFull timeWork experience placementWork at officeLocal area
- ...Junior Compliance Officer/AuditorSGI Global is seeking qualified Junior Compliance Officer to... ...enforcement client with I-9 audit support services and worksite enforcement compliance... ...educational requirement is an Associates Level degree.Education is preferred to be in...Contract workFor contractorsLocal areaRemote workWeekend work
- ...RevolutionBecome a NERC Compliance Senior Advisor at Southern... ...Project Management Office (CPMO), providing subject... ...and applicable CPUC regulatory requirements. The... ...of all its physical, financial and cybersecurity assets... ...throughout the SCE service territory. This position...SeniorRemote workRelocation
$4,807.69 - $5,000 per month
...President, Bank Secrecy Act Compliance Officer POSITION SUMMARY Responsible... ...inquiries from law enforcement, regulatory agencies, courts, and... ...responses with support from all senior managers relevant to Bank... ...and supervisory staffs at all levels, Demonstrate the ability to...Work at office$24.46 - $36.69 per hour
CLIENT OFFICER SENIOR WHAT IS THE OPPORTUNITY? Assists the... ...operations, client service, and internal sales activities... ...procedures for compliance to regulations; plans... ...to colleagues on regulatory procedures, bank policies... ...leading diversified financial services companies....SeniorHourly payWork at officeRemote work- ...DetailExperience Level Sr LevelDegree Type... ...Asset Management;Financial Services;Hedge Fund;... ...your career as a Senior Tax Accountant in... ...and international compliance efforts. Develop... ...ensuring adherence to regulatory standards and... ...Ability to manage multiple priorities and deadlines...Senior
- ...well-established CPA firm in Los Angeles is seeking an experienced Senior Tax Director to lead a team of tax preparers and manage client... .../EA license, and strong leadership skills. The role requires in-office presence with no remote work options. #J-18808-Ljbffr Gerber &...SeniorWork at officeRemote work
$260k - $390k
...is required. Posting details Practice Area: Corporate M&A We are searching for a mid-level/senior associate to join our Corporate M&A group in our New York, Bay Area or LA office. We will consider strong candidates with mixed M&A and general transactional experience...SeniorFull timeWork at office$168k - $240k
...The Role: M&A Principal/Senior PrincipalWhat You’ll... ...Integration Management Office) leadership* Managing... ...and new products and services to life. We are trusted... ...hiring at the following levels and targeted base pay... ...pay transparency and compliance with applicable laws....SeniorTemporary workWork at officeLocal areaImmediate start- ...provider engagement, and regulatory compliance. The Sr. Manager... ...enterprise-level decisions related to financial forecasting, coding... ...and high-quality service delivery # Quality... ...in Microsoft Office Suite (Excel, Word... ...ability to prioritize multiple tasks, manage...SeniorWork at officeShift work
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