Associate Director, Financial Control (Broker/Dealer)

Abacus Group (United States)

Our client is a financial services firm. They seek an Associate Director, Financial Control to join their Manhattan, NY office.

Responsibilities

Oversee financial reporting for U.S. broker-dealer entities and subsidiaries, ensuring accuracy, timeliness, and meaningful analysis
Manage monthly consolidation processes, including equity accounting and subsidiary reconciliation activities
Prepare recurring financial reporting packages under IFRS and U.S. GAAP requirements
Lead annual financial statement audits, including planning, disclosures, workpapers, and audit coordination
Strengthen internal controls over financial reporting through documentation, testing, and process improvements
Review general ledger reconciliations, investigate discrepancies, and drive timely resolution
Coordinate SOX compliance activities, control assessments, and internal audit support
Enhance reporting processes through automation, analytics, AI tools, and finance transformation initiatives
Support implementation of new accounting standards and technical accounting updates
Develop team performance through goal setting, coaching, collaboration, and continuous improvement

Requirements

7+ years of broker-dealer experience from corporate accounting
Public or combo
Experience with financial reporting for a broker-dealer
Excellent communication skills
Detail-oriented and highly analytical

Job ID #48348

Tagged as: Hybrid Remote/Office

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Vacancy posted 4 days ago

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