Associate Director, Client Intake & Compliance
USA Alston & Bird
Job Overview The Associate Director, Client Intake & Compliance (AD) will lead the firm’s enterprise‑wide conflict‑of‑interest, new business intake, and risk management functions. Essential Duties and Responsibilities Execute strategic vision of the Director of Business Information Governance and Office of General Counsel. Direct the firm’s new business intake, conflicts, and risk compliance on a firm‑wide basis. Serve as point of contact to partnership on client intake and conflicts needs and issues, with escalation to the Director of Business Information Governance and General Counsel as needed. Continuously assess technology and staffing needs and advance recommendations to the Director of Business Information Governance. Manage direct reports. Develop and maintain policies and procedures related to risk, including client due diligence, lateral transfer processes, intake and conflicts process, ethical wall process, audit letter process, and matter closing process. Oversee training for new and existing personnel. Maintain expertise in the full life cycle of business intake policies and procedures, including file closure, and advise firm leadership on best practices and areas for improvement. Align processes across offices and work closely with the Office of General Counsel in providing service to partnership. Maintain expertise in risk management policies and procedures, and advise firm leadership on best practices and areas for improvement. Develop and maintain internal training manuals and documentation. Respond to inquiries from firm staff and attorneys regarding the new business intake, conflicts, and other risk compliance processes. Apply expertise and experience to develop staff to reach their fullest potential in support of extraordinary service to the partnership and clients. Essential Skills Needed to Be Successful Demonstrate project management skills and ability to lead others on potentially lengthy, complex projects and initiatives. Superior written communication skills and the ability to draft and execute complex communications, including policies and procedures, instructional documents, etc. Superior interpersonal skills, including strong oral communication skills and the ability to communicate potentially detailed and complex information to others. Commitment to confidentiality of firm, department, and client information. Strong organizational skills and attention to detail. Ability to manage multiple priorities and adjust to changing priorities in a professional manner. Strong leadership and managerial skills. Strong research skills, including via internet, databases, and other sources. Strong service orientation and an ability to establish and maintain effective working relationships with users, peers, office and firm management, and outside business partners. Ability to work well under pressure, facilitate solutions, and meet deadlines and milestones. Education & Experience 10+ years of progressively more responsible new business intake and conflict/compliance experience, preferably with manager or associate director‑level experience. Bachelor’s Degree/Master of Studies or MBA is preferred. Equal Opportunity Employer Alston & Bird LLP is an Equal Opportunity Employer and does not discriminate on the bases of any status protected under federal, state, or local law. Applicants will be considered regardless of their sex, race, age, religion, color, national origin, ancestry, physical disability, mental disability, medical condition (associated with cancer, a history of cancer, or genetic characteristics), HIV/AIDS status, genetic information, marital status, sexual orientation, gender, gender identity, gender expression, military and veteran status, or other protected category under the law on the basis of race, color, religion, sex, age, sexual orientation, gender identity and/or expression, national origin, veteran status or disability in relation to our recruiting, hiring, and promoting practices. Accommodation Professional business references and a background screening will be required for all final applicants selected for a position. If you need assistance or an accommodation due to a disability, you may contact View email address on click.appcast.io. Agency Policy Alston & Bird is not currently accepting resumes from agencies for this position. If you are a recruiter, search firm, or employment agency, you will not be compensated in any way for your referral of a candidate even if Alston & Bird hires the candidate. #J-18808-Ljbffr USA Alston & Bird
- USA Alston & Bird in Atlanta seeks an Associate Director, Client Intake & Compliance, to lead firm-wide conflict-of-interest and risk management functions. Responsibilities include directing new business intake and managing staff. The successful candidate will have over...Suggested
- MRO Corporation is seeking an Associate Director of Client Operations based in the Southeast Region, overseeing staffed site operations and ensuring compliance with regulations. Key responsibilities include managing personnel, maximizing productivity, and maintaining client...SuggestedRemote job
- ...Goizueta Business School is seeking an Associate Director of International Programs who will... ...relationships. Monitors, maintains, and supports compliance and renewal of Memoranda of... ...approximately 150 BBA students, with an intake of 25-30 new advisees each semester. Provides...SuggestedTemporary workWork experience placementRemote workWork from home
- ...About Cresset Cresset is a firm built by clients, for clients. As an independent, award-winning multi-family office and private... ...well lived. Job Description Cresset is seeking an Associate Director, Private Wealth Client Services with 5+ years of experience...SuggestedFull timeTemporary workWork at officeLocal area
- About CressetCresset is a firm built by clients, for clients. As an independent, award-winning multi-family office and private investment... ...a life well lived.Job DescriptionCresset is seeking an Associate Director, Private Wealth Client Services with 5+ years of experience...SuggestedFull timeTemporary workWork at officeLocal area
- ...A community-focused non-profit organization in Atlanta is seeking an Associate Director, Donor Relationships to lead donor engagement and manage a team. This role involves connecting philanthropic priorities with community needs and cultivating contributions to achieve...
- Associate Director, Client Relationship Management & Accounting Location: Atlanta, GA Company Description: Pathstone is a growing wealth management firm serving ultra-high net worth families, single family offices, foundations, and endowments. We are united by a clear...Work at officeFlexible hours
- Emory University seeks an Associate Director of Governance, Compliance, and Organizational Standards to manage and develop governance processes for Campus Life student organizations. This role provides leadership, ensures compliance, and supports students in navigating...
$145k - $170k
...Associate Director, FP&A – Atlanta (Hybrid) $145K-$170K + Bonus Growing PE‑backed financial services platform hiring a senior FP&A leader to drive profitability, pricing, and forecasting. What You’ll Do Lead profitability & KPI analysis (by business line, region) Build...Local area$145k - $170k
...Associate Director, Financial Planning & Analysis Boston, MA; New York, NY; Bellevue, WA; Atlanta, GA; Potomac, MD; Winter Park, FL; Denver... ..., and endowments. We are united by a clear purpose: to help clients pursue their Preferred Life with clarity, confidence, and...Work at officeRemote workFlexible hours$145k - $170k
...Associate Director, FP&A – Atlanta (Hybrid) $145K–$170K + Bonus Growing PE-backed financial services platform hiring a senior FP&A leader to drive profitability, pricing, and forecasting. What You’ll Do Lead profitability + KPI analysis (by business line, region) Build...$69k - $86.2k
...Job Description Job Description Job Title : Associate Director, Talent Acquisitions and Operations Team : People & Operations... ...accuracy, and a world-class candidate experience. Support compliance efforts, audits, and reporting in partnership with People Operations...Full timeWork at officeImmediate startRemote workVisa sponsorshipWork visaMonday to Friday2 days per week3 days per week$138.9k - $191k
Humana Inc is seeking an Associate Director of Carrier Compliance to join their Compliance Team. This role involves leading a team and ensuring compliance with Medicare Advantage regulations while developing strategies to minimize risks. The ideal candidate will have over...Remote work$100k - $120k
...Location: Atlanta Office - Atlanta, GA 30326 Job Description The Associate Director, Wealth Strategy (ADWS) is a junior member of the wealth... ...family office, non‑family office and Cresset Catalyst clients. The ADWS will also serve as an internal resource for advisors...Full timeTemporary workWork at officeLocal areaFlexible hours- ...future. We welcome candidates who can contribute to the excellence of our academic community. Description The Associate Director of Governance, Compliance, and Organizational Standards leads the development and oversight of governance infrastructure, compliance processes...Work at officeRemote workWork from home
- Responsibilities: Develop and execute a comprehensive client success strategy for the Talent and Culture technology portfolio, ensuring... ...state or local laws. No phone calls or agencies please. Legal Compliance: Los Angeles County applicants: Material job duties for this...Work experience placementH1bLocal area
- CliftonLarsonAllen LLP in Atlanta, Georgia is seeking an experienced HR Director to oversee client engagements and deliver tailored HR solutions. This role requires a strong leader who will manage the engagement team, ensuring operational excellence and client satisfaction...
$101.2k - $126.4k
Job Title : Associate Director, Strategic Operations Team : Insights & Strategic Planning Location : Hybrid in Chicago (IL) strongly preferred, Atlanta (GA), Newark (NJ), or New York (NYC) Employment Type : Full-time FLSA Classification : Exempt Start Date : ASAP About...Hourly payFull timeWork experience placementWork at officeImmediate startRemote workVisa sponsorshipWork visaMonday to Friday2 days per week3 days per week- A national loyalty solutions provider is seeking a Director of Client Services to lead strategic relationships and drive loyalty program success. This role involves overseeing performance, managing senior client interactions, and mentoring team members. The ideal candidate...Remote workFlexible hours
$100k - $120k
Cresset Capital is looking for an Associate Director, Wealth Strategy who will support senior strategists in serving clients. This role demands strong skills in estate planning, wealth transfer, and collaboration. The ideal candidate will have a Juris Doctor degree and...$130.5k - $251.2k
...your career wherever you want it to go. As a Communications Associate Director focused on Strategic Integration, you will play a central role... ...model. Our expectation is for most people in external, client‑serving roles to work together in person 40‑60% of the time over...Summer holidayFlexible hours- ...Research Institute (SCRI) is seeking a dynamic, mission-oriented Associate Director for Finance, Operations and Administration (AD) to lead... ...visible and accessible to team members. By prioritizing quality, compliance, and growth, the AD leads efforts to enable cutting‑edge...Temporary workWork at officeLocal areaFlexible hours
- Description The Associate Director,is a sales-focused service partner, working side by side with our Business Development Managers. From the time of engagement, they own (and want ownership) of the client partnership! They build relationships, identify opportunities...Remote work
- ...Atlanta, Georgia is seeking a Financial Planning and Accounting Associate Director. This role involves managing the annual budget process, performing financial variance analyses, and ensuring compliance with accounting standards. The ideal candidate will possess a BA...
- ...School at Emory University is looking for a highly motivated Associate Director of Finance with strong analytical skills and a growth... ...the Emory University Department of Equity and Civil Rights Compliance, 201 Dowman Drive, Administration Building, Atlanta, GA 3032...Temporary workRemote workWork from home
$122.5k - $423.78k
PRICE WATERHOUSE COOPERS is seeking a Client Relationship Executive - Private to drive revenue growth and enhance brand visibility in Atlanta, Georgia. This role emphasizes strategic leadership and client engagement through innovative marketing and sales initiatives. The...- Shriners Children's is looking for an Associate Director for Finance, Operations and Administration in Atlanta. The AD will oversee facility... ...in managing scientific organizations and a strong focus on compliance and operational efficiency. The ideal candidate will contribute...
- ...team that works with both new and existing clients to sell human resources solutions,... ...strategically cross-sell with other ADP associates to cultivate additional business within... ...the highest ethical standards and full compliance with all applicable laws. We also expect...
$130.9k - $252k
...help to build a better working world. Ethics and Compliance Investigations Team – Associate Director, Quality, Professional Practice & Complex Investigations... ...of a consultative approach towards internal clients and stakeholders with proven ability to influence others...Work experience placementSummer holidayWork at officeFlexible hours- Ridgeview Institute Smyrna is seeking a Clinical Director of Intake to lead strategic planning for the assessment and referral department. This role oversees psychiatric assessments and crisis intervention while collaborating with medical staff and administration. The...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate Director, Client Intake & Compliance. Be the first to apply!
- associate strategy director Atlanta, GA
- associate director clinical research Atlanta, GA
- associate media manager Atlanta, GA
- associate director Atlanta, GA
- associate manager brand marketing Atlanta, GA
- associate marketing manager Atlanta, GA
- associate director clinical data management Atlanta, GA
- associate business manager Atlanta, GA
- associate media director Atlanta, GA
- associate director clinical operations Atlanta, GA



