Senior Supervisory Consultant, Broker-Dealer Compliance

Lincoln Financial Services

Lincoln Financial seeks a Supervisory Principal Consultant in Richmond, Virginia to support oversight of registered representatives in a broker-dealer environment. You will monitor communications and ensure compliance with regulatory requirements while assisting the business in maintaining efficient operations.

The ideal candidate should have a Bachelor’s degree or equivalent experience along with integrity and deep knowledge of FINRA supervision. The role includes national travel up to 5% and offers competitive employee benefits.

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Vacancy posted 2 days ago

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