Senior Corporate Accountant

The Senior Accountant will play a critical role in maintaining the accuracy and integrity of the firm’s financial records, supporting regulatory compliance, and driving process improvements across our accounting function. The ideal candidate has experience in a broker‑dealer or financial services environment, a strong command of GAAP, and a proactive mindset for identifying and implementing efficiencies. Responsibilities General Ledger & Month-End Close Own and execute the monthly and quarterly close process, including journal entries, account payable, account reconciliations, and variance analysis Maintain the general ledger and ensure accuracy and completeness of all financial data Coordinate with Accountant, operations and trading teams to reconcile trade invoicing Regulatory Reporting Maintain working knowledge of applicable SEC and FINRA financial responsibility rules, including SEC Rules 15c3-1, and ensure the firm remains in compliance. Prepare monthly and quarterly FINRA reporting in a timely and accurate manner. Liaise with external auditors, regulators, and compliance personnel as needed Tax Preparation & Compliance Assist in the preparation of federal, state, and local tax returns and estimated tax payments Support the annual tax provision process and maintain tax-related workpapers and documentation Coordinate with external tax advisors on tax planning and compliance matters Monitor changes in tax legislation relevant to broker‑dealers and proprietary trading operations Financial Statements & Reporting Prepare accurate monthly, quarterly, and annual financial statements in accordance with GAAP Support the preparation of management reports and financial analysis for senior leadership Assist in the annual audit process, serving as a primary contact for external auditors and preparing audit schedules and supporting documentation Ensure financial reports are completed accurately and on schedule Technology & Process Improvement Own the firm's credit card spend and expense reimbursement program, including policy enforcement, employee communication and monthly reporting. Identify opportunities to streamline and automate accounting processes Participate in the evaluation and implementation of accounting systems and technology Document accounting policies and procedures and recommend improvements to enhance internal controls Collaborate cross‑functionally with technology and operations teams on finance‑related system initiatives Qualifications Required Bachelor’s degree in Accounting, Finance, or a related field 4-7 years of progressive accounting experience, preferably within a broker‑dealer, proprietary trading firm, or regulated financial services environment Willing to sit for FINRA licensing exams to ensure regulatory compliance with the scope of the role Strong working knowledge of GAAP and financial reporting standards CPA license (active) Preferred Experience with options, derivatives, or equity securities accounting, a plus Exposure to process automation tools or accounting system implementations such as Claude, NetSuite or Intacct #J-18808-Ljbffr Connect Search, LLC