Strategic CFO & FINOP for Self-Clearing Broker-Dealer
Jobleads-US
Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to manage the accounting and regulatory filing functions. Reporting to the CEO, this role covers day-to-day accounting, financial/regulatory reporting, payroll, reconciliations, vendor management, and tax filings, with Series 27 required and close collaboration across teams.
The candidate will produce consolidated financial statements, coordinate with external auditors, regulators, and
#J-18808-Ljbffr Jobleads-US- ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to oversee day-to-day accounting, regulatory reporting and FINOP responsibilities. Reporting to the CEO, you will drive financial controls, tax filings, payroll, reconciliations...Suggested
- Hold Brothers Capital, LLC, a self-clearing broker-dealer in US equities, headquartered in New York, seeks a Deputy CFO to manage day-to-day accounting under the CFO, ensure timely financial reporting, regulatory compliance and strong internal controls. Key duties include...SuggestedRemote job
$290k - $335k
...coverage across four core services: clearing, agency and execution, market... .... Role Summary The Head of Broker Dealer Compliance is an expert in... ...advice and support strategic business initiatives Oversee... ..., including SEC, FINRA, OCC, self-regulatory organizations, and...SuggestedWorldwide$150k - $185k
...of Role Marex is a seeking a Broker-Dealer Compliance Advisor (focusing... ...provides its customers with clear advantage, and its technology... ...that guides all decisions. Self-starter with an ability to prioritize... ...positive work environment. Strategic collaborator with insight and...SuggestedImmediate start- ...happen, we need people who are curious, self-propelled, generous, and genuine. People... ...Could that be you? Your mission The Industry Strategic Engagement Executive (SEE) is a senior... ...and investment priorities. Establish a clear, defensible industry POV that anchors executive...SuggestedWork at officeImmediate startRemote work
$220k - $250k
...live better. As Product Leader for our Broker-Dealer division (Custody, Trading, and Market Data... ..., while giving their teams the strategic context behind every priority. In this highly... ...regulatory and technical constraints. ~ A self-starter with proven success in launching...Temporary workSummer holidayWork at officeLocal areaFlexible hours- ...President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company... ...Registered Investment Advisor Strategic Wealth Services Strategic Wealth Services... ...ria independent advisors custom clearing services and financial services Business...
$100k - $110k
...motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of... ...and Customer Protection Rule 15c3-3 (weekly) for a self-clearing broker dealer Assist with TIC BC, & TIC BL monthly reporting...Extra incomeWork at office- ...internal controls. This executive reports to the President and collaborates with the Executive Cabinet to support MCNY's mission and strategic priorities. The role includes supervising finance operations, procurement, IT services oversight, and long-range financial...
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- ...ViziRecruiter,LLC. is seeking a Chief Financial Officer (CFO) to drive financial leadership and strategy. The ideal candidate must... ...budgeting, forecasting, and enhancing financial operations to meet strategic goals. This leadership role requires exceptional integrity,...
- ...budgeting, financial planning, and policy development. The candidate will advise senior leadership, manage the finance function, and collaborate across divisions to align financial decisions with the college's mission and strategic plan. #J-18808-Ljbffr Jobleads-USFull time
$97.9k - $146.8k
...Mutual of America Financial Group Job Title: Lead Compliance, Broker / Dealer Location: Boca Raton, FL (hybrid) or New York, NY (hybrid)... ...role ~ Meticulous attention to detail ~ Highly motivated self-starter with a desire to work in a faced -aced environment ~...Work at office- Head of Strategic Finance About Numeral Numeral is transforming how taxes get done. Digital... ...recommendations leadership acts on, and it carries a clear path toward broader finance leadership as... ...it done without waiting on others. The self-sufficiency to answer complex business...Work at officeRemote work
$110.64k - $136.46k
...About The Role The Compliance Manager, Broker-Dealer & Investment Adviser is an essential member... ...someone who can move fluidly between strategic oversight and hands‑on execution, who understands... ...AI tools in a compliance context and a clear understanding of where human oversight...Full timeWork at officeLocal area2 days per week3 days per week- ...Assistant General Counsel, Capital Markets, Broker-Dealer & FinTech About the Company Leading operator of financial markets for... ...key member of the legal team, providing both operational and strategic support. This role requires a J.D. degree, admission to the New...
- ...Job Description Head of Strategic Expense - Enterprise Technology Experience (ETX), Global... ...of P&L and Balance Sheet impacts with clear documentation of basis for assumptions.... ...work to influence the culture, promoting self-service, collaboration, benchmarking and...Permanent employmentFull timeTemporary work
$300k - $400k
...Job Title: Chief Financial Officer (CFO) - Strategic Finance & Capital Markets Location: New... ...ability to translate complex strategy into clear, compelling narratives for boards,... ...edge that moves us forward. · Openly Self-Critical: Leaders go first: they surface...Full time$240k - $300k
...Summary Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to be responsible for our Accounting and Regulatory... ...abreast of regulatory developments and making strategic recommendations for process/control modifications...Local area$200k - $240k
...U.S. wealth management ecosystem, particularly across Independent Broker Dealers (IBD). This role will understand the nuances of private market investing and can translate that expertise into strategic partnerships, product adoption, and long‑term growth. The ideal candidate...Full timeWork at officeRemote work$99.4k - $142k
...Department: Finance The Role: Senior Associate, Trading Operations (Broker Dealer) This role is required to be in person twice a week at our... ...) Maintain accuracy of positions, cash balances, and broker/clearing data across firm systems Monitor and process mandatory and...Work at officeRemote workFlexible hours- ...Charles B. Wang Community Health Center, Inc is seeking a Chief Financial Officer (CFO) to provide strategic and operational leadership for the financial systems and operations. The role is mainly on-site in New York City with some remote flexibility, reporting to the...Remote work
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative... ...professional with excellent verbal and written communication skills Self-motivated and goal-oriented Patient, empathetic, diligent,...Full timeH1bWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...Fountainhead Group is seeking a seasoned Chief Financial Officer (CFO) in New York Mills, NY. This executive leadership role oversees... ...CFO partners with the President and operations teams, guiding strategic investments in ERP, AI initiatives, and financial analytics while...
- ...Fund, based in New York, is seeking a Chief Financial Officer (CFO) to lead financial strategy and operations globally. You'll oversee... ...including the US, UK, and Kenya. This role demands a strategic leader with nonprofit experience and exceptional financial skills...
- ...(CMOM) seeks an entrepreneurial, visionary Chief Financial Officer (CFO) to drive financial strategy during a high-growth phase. Reporting to the CEO, the CFO leads governance, reporting, and strategic financial planning for a $300M capital project and scale to 361 Central...
- ...Betterment seeks a Product Leader for its Broker-Dealer division (Custody, Trading, and Market Data) to own foundational asset management... ...collaboration, and the ability to translate complex concepts into strategic business impact. #J-18808-Ljbffr Jobleads-US
- ...leading financial services firm is seeking a Chief Financial Officer (CFO) to lead its financial strategy and operations. The CFO will... ...corporate finance and treasury, ensure fiscal health, and guide strategic initiatives. Ideal candidates possess a bachelor's degree in...
- Sbhonline is looking for a Chief Financial Officer (CFO) based in Brooklyn, NY. The ideal candidate will have extensive finance leadership... ...an AI-native heavy equipment rental business and needs a strategic leader to guide financial operations as it scales. Strong analytical...
- A leading executive search firm is looking for a Chief Financial Officer (CFO) to provide strategic financial leadership in a growing company located in Pennsylvania. This role will oversee finance operations, ensuring compliance and driving change to support growth from...Local area
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