Broker-Dealer Compliance Specialist
JCW Group
JCW Group is seeking a Compliance Analyst in New York City. The ideal candidate will possess 1-3 years of experience in broker-dealer compliance. The role involves assisting with surveillance of trading activity, updating firm policies, and supporting regulatory reporting while staying informed on regulatory developments. Being part of a small team, the candidate will function as a compliance generalist, which requires adaptability and a solid understanding of compliance frameworks in a broker-dealer environment. #J-18808-Ljbffr JCW Group
Vacancy posted 4 days ago
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