Brokerage Operations Analyst

Operations Analyst

Our client, a large financial services company, is seeking an experienced Brokerage Operations Analyst for a 6+ month contract assignment in Frisco, TX. The role has strong potential to convert to a full-time employee, per performance, and has an excellent career path. This role is hybrid, onsite 3 days per week.

The Operations Analyst is responsible for a variety of tasks associated with the opening, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities.

Key Responsibilities and Duties

• Processes account openings/enrollments, account transfers and/or processes account maintenance requests.
• Performs various account maintenance processing/updates as directed by supervisor.
• Communicates requirements to open, and maintain a brokerage/managed account.
• Completes brokerage operation activities in a timely manner and at established productivity levels.
• Understands the regulatory requirements to open and maintain a brokerage/managed account.
• Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.

Educational Requirements

• University (Degree) Preferred - Business, Finance, Accounting or related area.

Work Experience

• Prior back office, banking, customer support and or account set up and maintenance experience strongly preferred.
• Experience with data entry and account set up, especially in financial services is preferred.
• Technical skills with MS Office and ability to pick up new systems.

FINRA Registrations

• SRC Indicator: NRF

Pay Rate- $21.05- $23.05/hour