Compliance Analyst
$65k - $75kBoston Partners Group
Position: Compliance Analyst Department: 521200 Compliance Location: Boston Job Description: Company Summary: Boston Partners is a global investment advisor with $140 billion in AUM and a longstanding reputation for superior client service. The organization is a premier provider of value equity investment products that are firmly rooted in fundamental research and are based on a disciplined investment philosophy and process. We focus on investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change. The firm was founded in 1995 and maintains offices in Boston, New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan. We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. The consistent application of this approach over 30 years by an experienced and long-tenured team has created a proven record of performance across economic cycles, market capitalizations, and geographies. Responsibilities Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds. Monitor and review automated exception reports. Prepare client guideline certifications on a regular basis and as needed. Liaise with equity trading desks to research and resolve client guideline questions and issues. Perform periodic audits of policies and procedures. Maintain and enhance policies and procedures manuals as warranted. Provide backup for compliance staff. Complete special projects as needed. Qualifications Bachelor's degree. Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment. Proficiency in MS Word/Excel. Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management. 1-2 years of related experience; experience in asset management or investment management industry a plus. Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus. Compensation The pay range for this position is $65,000-$75,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors, including relevant skills, training, experience, education, and, where applicable, licensure or certification obtained. Market and Firm factors are also considered. In addition to the base salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus. We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law. #J-18808-Ljbffr Boston Partners Group
$80k - $150k
...structure fosters a long-term view that aligns our perspectives with those of our clients.About the RolePosition OverviewThe Compliance Analyst will support Wellington Management’s broker dealer compliance program. The Compliance Analyst will be a member of Wellington’...SuggestedFull timeRemote workFlexible hours1 day per week$100k - $140k
...performance and extend healthspan. The Governance, Risk, and Compliance (GRC) team helps ensure technology and cybersecurity risks are... ...organization.WHOOP is seeking a Governance, Risk, and Compliance Analyst II, to lead the day-to-day operation and support the ongoing...SuggestedFull timeWork at officeRelocation- ...A leading international economics consulting firm is seeking a Compliance & Client Response Analyst to join its Boston-based team. The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm’s compliance efforts. These efforts...SuggestedWork at officeFlexible hoursShift work
- Crowell & Moring LLP seeks an International Trade Analyst to support U.S. import regulatory matters, including CBP entry procedures, HTSUS classification, origin, and free trade agreements. The role emphasizes timely administrative support and client service within the...Suggested
- The purpose of the role is to ensure PMA’s compliance with regulatory requirements regarding PMA’s key business partners - its producers. The role is responsible for onboarding, appointing and terminating producers in compliance with internal policies and regulatory requirements...Suggested
- Draper is seeking a Government Accounting & Compliance Analyst 2 in Cambridge, MA to ensure government contracting compliance and accurate cost accounting. You will interpret federal regulations, support submissions, and collaborate with internal audit, contracts, procurement...
$82k - $102k
Manatt, Phelps & Phillips LLP is seeking a Conflicts Intake Analyst for its Boston office. The ideal candidate will have a BA degree and at least two years of law firm experience focused on clearing conflicts of interest. Responsibilities include advising on conflict issues...Work at office$90k - $180k
...perspectives with those of our clients. Wellington manages approximately $1.2 trillion in public investments. PositionThis Marketing Compliance Senior Analyst role will support and enhance the firm’s US Marketing Compliance Program focusing primarily on compliance review of...Full timeRemote workFlexible hours1 day per week$70k - $85k
...our unique culture and history. Job Opportunity: BHSI is seeking a motivated professional to join our Internal Audit / SOX Compliance team. This team plays a critical role in partnering with stakeholders across the global organization to execute internal audits,...Temporary workWork at officeFlexible hours- Draper, an independent nonprofit research and development organization, seeks a Government Accounting & Compliance Analyst 2 in Cambridge, MA. You will ensure compliance with federal government regulations across cost accounting for government contracts and support internal...
- Zifo in Cambridge, MA is seeking a Lab Computing Analyst to provide consulting, analytical and technical lab IT services onsite at our... ...customers, and provide onsite lab IT support while ensuring compliance with client policies. The role requires full-time on-site presence...Full time
- Greenberg Traurig (GT), a global law firm, has an exciting full‑time employment opportunity for an IT Third Party and Compliance Analyst in the Technology Department of various office locations. We offer competitive compensation and an excellent benefits package. Position...Full timeWork experience placementWork at office
- ...IT Staffing Company in the US, according to Staffing Industry Analysts' 2012 annual report. Artech provides technical expertise to fill... ...a highly regulated environment. • She/he also ensures that compliance standards are met for receipt and delivery of information to and...Immediate start
$75k - $156k
...necessary for true innovation. For more information about Draper, visit .Job Description Summary:The Government Accounting & Compliance Analyst 2 will utilize experience and knowledge of Government regulations to ensure consistency in charging practices across the company...Full timeWork at officeLocal area$120k - $160k
...assessments associated with design changes, software updates, new product features, and market expansion activities to ensure continued compliance across global markets.Collaborate cross-functionally to ensure regulatory requirements are incorporated throughout product...Full timeWork at officeRelocation$120.44k
...closely and coordinates with other TLO staff throughout the lifecycle of the technology including Transactions, IP Portfolio Managers, Compliance, Operations and Finance teams. Job Requirements REQUIRED: Minimum of Bachelor’s degree in scientific, technical or business field...Permanent employmentFull timeWork at officeVisa sponsorship$147.4k
Posting Description SENIOR LICENSING AND BUSINESS DEVELOPMENT OFFICER, Technology Licensing Office, is responsible for the commercialization of MIT’s IP portfolio arising from research and activities on MIT’s campus; managing a large portfolio of cases, including, technology...Full timeWork at officeVisa sponsorship$98.18k - $115.5k
...discover what you excel at—all from Day One.Job DescriptionThis position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange traded funds employing diverse investment strategies...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week$86.7k - $170.9k
Position Summary Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team... ..., Project Management Professional, or Chartered Financial Analyst designation The wage range for this role takes into account the...Local areaVisa sponsorship- ...all employees feel respected, valued, and empowered to maximize their skills and talents to serve our citizens.About the Role:The Compliance Officer I monitors retail locations and other regulated activities for compliance with laws, rules and regulations governing...Full timePart timeWork experience placementWork at officeLocal area
$196k - $270k
About This Role:As a Compliance Officer, you will uphold and promote ethical integrity within Biogen's US business. Your expertise will ensure that our business operations adhere to the highest standards of compliance and regulatory conduct. By developing and delivering...Full timeTemporary workWork at officeLocal area- ...workers who are unemployed through no fault of their own and who are able to work, available for work and looking for a job.The Compliance Officer conducts desk audits, investigations, and compliance reviews of businesses to ensure compliance with Unemployment Insurance...Full timeContract workTemporary workPart timeWork experience placementWork at officeRemote work1 day per week
- ...Transportation services.Provides direct supervision of Security Team Specialist IIs, Inventory Control Coordinator, and Chauffeur.Ensures compliance and accuracy of all monthly reports such as felony report, vehicle mileage report, security report and overtime database....Full timePart timeWork experience placementWork at officeLocal areaMonday to FridayWeekend work
$150k - $200k
...your potential, but also to contribute to our clients’ success.About the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to...Full timeLocal area3 days per week- ...Affairs Specialist located in Torrance, CA. The Regulatory Affairs Specialist will be responsible for regulatory documentation, compliance, requirements, submissions, and overall regulatory affairs activities. Qualifications: Regulatory documentation and regulatory...Full time
$74.4k - $111.6k
...renewal and annual registrations. Recommends changes for labeling, manufacturing, marketing, and clinical protocol for regulatory compliance. Monitors and improves tracking / control systems. Keeps abreast of regulatory procedures and changes. May direct...Full timeH1bWork at officeLocal areaImmediate startFlexible hours- ...renewal and annual registrations. Recommends changes for labeling, manufacturing, marketing, and clinical protocol for regulatory compliance. Monitors and improves tracking / control systems. Keeps abreast of regulatory procedures and changes. May direct...Flexible hours
$150k - $200k
...enforcement, privacy & cybersecurity, and business restructuring.Ropes & Gray is an equal opportunity employer. Overview The Compliance & Data Science Consultant supports the Lab’s compliance advisory and data analytics service lines by combining substantive...$74.4k - $111.6k
...renewal and annual registrations.Recommends changes for labeling, manufacturing, marketing, and clinical protocol for regulatory compliance.Monitors and improves tracking / control systems.Keeps abreast of regulatory procedures and changes.May direct interaction with regulatory...H1bWork at officeLocal areaImmediate startFlexible hours$90k - $200k
...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...Temporary workFlexible hours
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