Associate Financial Representative
LPL Financial Holdings, Inc.
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview: Wealth Advisors Group (WealthAG) is a group of corporate employee advisors who provide investment solutions to mass affluent investors virtually and over the phone. The advisor will examine clients' immediate and long-term investment needs, help design solutions that best meet their individual financial goals and help grow our book of 120,000 clients. This is a team-based call center environment that delivers investment advice and guidance over the phone. The ideal candidate will be success driven with a client service attitude and the ability to deliver high touch, professional service. Responsibilities:
70,900.00 - 118,150.00
The pay salary range is inclusive of base salary and potential sales incentive compensation based upon the applicable incentive compensation plan for this position. Base salary is determined on several factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Incentive compensation is dependent on achievement of goals set forth in the incentive compensation plan. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at View phone number on click.appcast.io. EAC 5.19.26
- Delivering financial advice and conducting reviews with clients over the phone via inbound and outbound calling activities
- Handling and executing client transaction and general customer service requests.
- Prepare client reports and proposals as required
- Support other departments and independent financial advisors in their understanding of the program
- Actively participate in customer service training and other training to remain current with operational policies and procedures
- Provide regular feedback to the Management team to improve both the advisor experience and operational efficiencies
- Communicate operational and financial industry policies and procedures.
- Identify new sales and asset retention opportunities
- Regularly exercise excellent business judgment
- Research and resolve advisor and client issues
- Bachelor's Degree or equivalent working experience
- Series 7
- Series 63 and 65, or 66 License
- 1 years + of direct client experience within the financial services industry
- Life and Health
- Excellent telephone service/relationship management skills
- Proficient in Microsoft Office and web based applications
- Ability to assist customers in call center environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills
- Prior financial trading experience
- Ideal candidate will have prior tele-sales experience
- Must have excellent communication skills, and strong service ethic
- Previous Experience as a financial advisor
- Prior LPL trading, financial related Service Call Center experience; or other service related job experience considered
70,900.00 - 118,150.00
The pay salary range is inclusive of base salary and potential sales incentive compensation based upon the applicable incentive compensation plan for this position. Base salary is determined on several factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Incentive compensation is dependent on achievement of goals set forth in the incentive compensation plan. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at View phone number on click.appcast.io. EAC 5.19.26
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Associate Financial Representative in Austin, TX vacancy
- ...Launch your financial services career with an organization that positively impacts thousands of families and communities each year... ...futures in the communities we serve. About the role Our financial representatives at Modern Woodmen of America are dedicated to helping...SuggestedLocal area
$70.9k - $118.2k
...What if you could What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources...SuggestedWork at officeImmediate startWork from home- ...Guardian Network, is looking for an experienced Financial Advisor ready to take the next step into leadership. As a Managing Associate , you’ll continue growing your own... ...mentoring and developing a team of Financial Representatives. This hybrid role combines the autonomy...SuggestedFull time
- ...job family. The Personal Banker I is a Financial Center position focused on using the consultative... ...information. Ability to professionally represent Fifth Third Bank in terms of appearance... ...training sessions. Personal Banker Associate I - Westlake-Bee Caves At Fifth Third,...SuggestedWork experience placementWork at office
- ...Associate Tech SpecialistLocation: AUSTINSkill: Mendix Intermediate-2JD/Skills: Should have 6+ years of overall IT experience. Should be hands-on developer, must have worked on Mendix for at least 2-3 years. Should have integrated Mendix with PLM, other web applications...SuggestedFlexible hours
$36k - $75k
...driven, self-motivated, and eager to jumpstart your career in the financial services industry? We’re seeking passionate individuals to... ...designed to set you up for long-term success. As a Financial Representative Trainee, you’ll embark on a comprehensive program that equips...TraineeshipHome office$1,000 per month
...Northwestern Mutual College Financial Representative InternshipCollege Financial Representatives in the internship program at Northwestern Mutual are provided guidance, connection, and a framework for building an integrated financial planning practice from the ground...Full timeContract workFor contractorsInternshipLocal areaFlexible hours$97k - $192k
...Job Overview The Lonergan Region of Modern Woodmen is actively seeking a Financial Representative to help spearhead the continued growth of the region. The role is ideal for individuals who hold or can quickly obtain the appropriate state licensing, are motivated to make...Work at officeLocal areaWork from homeFlexible hours- Atlantic Housing Foundation, Inc. is seeking a Leasing Associate in Austin, TX. The role focuses on presenting properties, screening prospective tenants, and maintaining positive tenant relations to uphold the company image. You will handle inquiries by phone, in person...
$310k - $420k
...can achieve. Together.SummaryDLA Piper is seeking a mid-level associate to join its corporate group. This associate will be focusing... ...The ideal candidate will have at least four years’ experience representing both institutional investors and issuers in venture capital...Full timeWork at officeRelocationRelocation package$86.8k - $198k
...corporate venture capital fund, is seeking an Associate to manage investment opportunities,... ...quantitative analysis, such as financial modeling and sensitivity analysis, competitor... ...USD). The estimate displayed represents the typical salary range for this position...Full timeContract workPart timeWork at officeLocal areaRemote work$77.33k - $157.67k
...what we stand for as a firm.KPMG is currently seeking a Senior Associate to join our State and Local Tax (SALT) practice.... ...which includes preparing clients for discussions with auditors, representing the client at hearings and appeal meetings, and preparing protests...Local areaRemote work$83k - $122k
...accommodations, please inform your recruiting contact upon initial connection.Notice to Applicants for Jobs Located in NYC or Remote Jobs Associated With Office in NYC OnlyWe used Covey as part of our hiring and/or promotional process for jobs in NYC and certain features may...Hourly payWork at officeLocal areaImmediate startRemote workFlexible hours$310k - $390k
...place you can engage in meaningful work and grow your career. Let’s see what we can achieve. Together.SummaryDLA Piper is seeking an associate to join its Litigation group, Product Liability, Mass Torts & Class Actions subgroup, to work with its Class Actions practice....Full timeWork at officeRemote workRelocationRelocation package- ...Seramount, Fair360 and others. If you're as passionate about your future as we are, join our team.KPMG is currently seeking a Senior Associate, Data Strategy Enablement and Innovation to join our Digital Nexus organization.Responsibilities:Contribute to the firm's AI and...H1bLocal area
- ...and skills), we provide a comprehensive benefits package to enable holistic well-being for you and your family.WHAT YOU'LL DOAs an associate, you will join a client service team and take ownership of a workstream to solve some of the toughest challenges our clients face....ApprenticeshipWork experience placementWork at officeLocal areaImmediate startEasy work
$90.4k - $168.2k
...Seramount, Fair360 and others. If you're as passionate about your future as we are, join our team.KPMG is currently seeking a Senior Associate, Application Security, DevSecOps to join our Enterprise Security Services organization.Responsibilities:Maintain awareness of the...H1bLocal area- ...automation a plus to reduce manual error at scale.Strong Microsoft Office skills, particularly Excel and PowerPoint; ability to read financial statements and disclosures.Ability to interact professionally with institutional investors and distill complex analysis into...Full timeWork at officeShift work
- ...and skills), we provide a comprehensive benefits package to enable holistic well-being for you and your family.WHAT YOU'LL DOAs an Associate focused on Service Operations, you will join a client service team and take ownership of a workstream to solve some of the...ApprenticeshipWork at officeEasy work
$83k - $122k
...accommodations, please inform your recruiting contact upon initial connection.Notice to Applicants for Jobs Located in NYC or Remote Jobs Associated With Office in NYC OnlyWe used Covey as part of our hiring and/or promotional process for jobs in NYC and certain features may...Hourly payWork at officeLocal areaRemote workFlexible hours$77k - $202k
...SectorSpecialismCustomerManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Pricing and Revenue Consulting Senior Associate - TMT Sector, you will specialize in providing consulting services focused on pricing strategies and profitability analysis. You...Full timeH1b$87k - $128k
...succeed, we’ll need to disrupt ourselves along the way. The Dasher Financial team is one such disruption: we are building fintech products... ...with their money.About the RoleWe are looking for a Senior Associate, Strategy & Operations to launch and scale a new debt paydown...Hourly payWork at officeLocal areaRemote workFlexible hours- Position: Supervising Senior Associate, Tax Location: Austin, TXJob Id: 5335 # of Openings: 1 SUPERVISING SENIOR ASSOCIATE, TAXAt Carr, Riggs & Ingram, your career path is just that—yours. We are strong...Temporary workH1bFlexible hours
$96.05k - $206.08k
...consider a career in Advisory.KPMG is currently seeking a Senior Associate, Workday Security to join our Advisory Technology Organization... ...or two or more full lifecycle engagements implementing Financials or Human Capital Management with hands-on Workday implementation...H1bLocal area$77k - $202k
...ApplicableSpecialismSAPManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a SAP Business Process & IT Controls Sr Associate, you will engage with clients to optimize operational efficiency through business application consulting. Within our Technology...Full timeH1b- ...and skills), we provide a comprehensive benefits package to enable holistic well-being for you and your family.WHAT YOU'LL DOAs an associate, you will join a client service team and take ownership of a workstream to solve some of the toughest challenges our clients face....ApprenticeshipWork experience placementWork at officeLocal areaImmediate startEasy work
$83k - $122k
...technology needs into measurable business outcomes for our Growth and Performance Marketing teams.About the RoleWe're hiring a Senior Associate, Marketing Technology & Measurement, to be the hands-on builder of the measurement systems that enable our marketing org to move...Hourly payWork at officeLocal areaRemote workFlexible hours$77k - $202k
...the Salesforce Consulting team you develop and implement scalable technical solutions that meet client requirements. As a Senior Associate, you guide and mentor junior team members while navigating complex challenges to deliver quality work and build meaningful client...Full timeH1b- ...constantly find new areas of inspiration and expand your capabilities, then consider a career in Advisory.KPMG is currently seeking aSr. Associate, Strategic Change Management for our Consulting practice.Responsibilities:Lead client service delivery teams in the active...Work experience placementH1bLocal area
- ...Magazine, Seramount, Fair360 and others. If you're as passionate about your future as we are, join our team.KPMG is currently seeking an Associate, Opportunity & Engagement Set-Up to join our Advisory Operations organization.Responsibilities:Assist with processing...H1bLocal areaWeekend work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate Financial Representative. Be the first to apply!
Related searches
- senior associate attorney Austin, TX
- associate software developer Austin, TX
- senior associate architect Austin, TX
- first year associate attorney Austin, TX
- safety associate Austin, TX
- media associate Austin, TX
- parts associate Austin, TX
- entry level associate Austin, TX
- associate general counsel Austin, TX
- summer associate legal Austin, TX

