Senior Compliance Specialist — SEC & RIA Governance (Hybrid)
Aldrich Wealth
Aldrich Wealth seeks a detail-oriented Compliance Specialist to work with the Chief Compliance Officer and manage our regulatory program in the United States. The role emphasizes SEC rules, the Investment Advisers Act, and fiduciary standards, delivering policy updates, training, and risk assessments in a hybrid Lake Oswego, Oregon office. You will review disclosures, marketing materials, and coordinate annual reviews with cross-functional teams. #J-18808-Ljbffr Aldrich Wealth
Vacancy posted 1 day ago
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