Investment Advisory Compliance Analyst — Hybrid Role
Advisor Group Inc.
Osaic is seeking an Investment Advisory Compliance Analyst to join the IA Oversight team in a hybrid role across our La Vista, NE hub. The analyst will support surveillance, risk assessments, training, remediation and reporting under the direction of the RIA Compliance SVP. Requirements include a Bachelor's degree (preferred), at least two years in a broker/dealer or similar financial institution, strong MS Office skills, and excellent verbal and written communication. FINRA licenses are a plus. #J-18808-Ljbffr Advisor Group Inc.
Vacancy posted 4 days ago
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