Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior FINRA Supervisory Specialist - Wealth Management

Dormont Manufacturing Co

Dormont Manufacturing Co. is hiring a FINRA Supervisory Specialist Senior for PNC Wealth Management in Cleveland, OH. This role involves supervising Financial Advisors to ensure compliance with securities regulations and internal policies. Successful candidates will possess the required FINRA licenses and a minimum of 3 years of relevant experience. The position offers robust benefits, including health insurance and a supportive workplace culture focused on employee growth. #J-18808-Ljbffr Dormont Manufacturing Co

Vacancy posted 22 hours ago
Similar jobs that could be interesting for youBased on the Senior FINRA Supervisory Specialist - Wealth Management in Cleveland, OH vacancy
  • $55k - $157.3k

     ...employees feel respected, valued and have an opportunity to contribute to the company’s success. As a FINRA Supervisory Specialist Senior within PNC's Wealth Management organization, you will be based within the PNC footprint at one of the major hub locations. PNC is... 
    Senior
    Full time
    Temporary work
    Part time
    Work experience placement
    Work at office

    PNC

    Cleveland, OH
    4 days ago
  • $55k - $121k

    FINRA Supervisory Specialist Senior - PNC Wealth Management OH - Cleveland (44114) Apr 30, 2026 $55K - $121K Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best... 
    Senior
    Full time
    Temporary work
    Part time
    Work experience placement
    Work at office

    Dormont Manufacturing Co

    Cleveland, OH
    22 hours ago
  • $90k - $125k

    A leading investment advisory firm in Beachwood, Ohio, seeks a Wealth Advisor to lead client engagements and provide comprehensive wealth management services. The ideal candidate will have 7+ years of experience, a CFP designation, and possess excellent communication and... 
    Senior

    NFP Corp

    Beachwood, OH
    3 days ago
  • TwinThread is seeking a Private Banker in Cleveland, OH, to manage client relationships and provide expert advice on wealth management. Applicants should have over six years of experience in Private Banking or Financial Services, a Bachelor’s Degree, and the required licenses... 
    Senior

    Aumni

    Cleveland, OH
    22 hours ago
  • A prominent wealth management firm in Beachwood, Ohio, seeks an experienced Wealth Advisor to serve high net-worth clients. Responsibilities include managing client engagements, executing investment strategies, and developing financial plans. Ideal candidates will have... 
    Senior

    Wealthspire

    Beachwood, OH
    4 days ago
  • $60k - $65k

    JLL is seeking a Senior Associate in Lease Administration, primarily remote, to deliver lease management solutions to clients. The role involves coordinating lease abstractions, managing relationships, and performing financial analysis as part of a collaborative team. Qualifications... 
    Senior
    Remote job

    JLL

    Cleveland, OH
    1 day ago
  • A prominent wealth management firm in Cleveland is seeking an experienced Wealth Manager to provide financial, investment, tax, and estate planning solutions for clients. The role demands 7+ years in financial services with direct sales experience, proficiency in client... 
    Senior

    Creative Planning

    Cleveland, OH
    2 days ago
  •  ...Senior Wealth Manager Lido Advisors is a growing and established wealth management firm seeking an experienced Senior Wealth Manager to join our team. Reporting to the Regional Market Leader, this individual will be responsible for delivering personalized, comprehensive... 
    Senior
    Flexible hours

    Lido Advisors, LLC

    Cleveland, OH
    4 days ago
  • $77k - $214k

     ...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%...  ...through digitization, automation and increased efficiencies. As a Senior Associate you shall analyze complex problems, mentor others,... 
    Senior
    Full time
    H1b

    PwC

    Cleveland, OH
    22 hours ago
  • $124k - $335k

     ...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%...  ...As an Asset & Wealth Management - Renewable Energy Tax Senior Manager, you will play a pivotal role in advising clients on... 
    Senior
    Full time
    H1b
    Local area

    PwC

    Cleveland, OH
    1 day ago
  • $124k - $335k

     ...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% A...  ...and progress in our careers, now and in the future. As a Senior Manager, you'll work as part of a team of problem solvers, helping... 
    Senior
    Full time
    H1b
    Local area
    Overseas

    PwC

    Cleveland, OH
    1 day ago
  • $77k - $214k

     ...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%...  ...companies to develop and implement creative tax solutions. As a Senior Associate you will analyze complex problems, mentor team members... 
    Senior
    Full time
    H1b

    PwC

    Cleveland, OH
    3 days ago
  • $76k - $125.3k

     ...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management and Insurance. Our purpose is to help build a financial services...  ..., and tax compliance. Your key responsibilities A senior analyst in FSO EDGE WAM will be responsible for delivering... 
    Senior
    Summer holiday
    Work at office
    Local area
    Flexible hours

    EY

    Cleveland, OH
    22 hours ago
  • $55k - $98k

     ...contribute to the company’s success. As a Compliance Program Specialist Senior within PNC Wealth Management, you will be based in Cleveland, OH at the 1900 E. 9th...  ...) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with... 
    Senior
    Temporary work
    Work at office

    PNC

    Cleveland, OH
    1 day ago
  • $76k - $125.3k

    Location: Anywhere in country. EY’s Financial Services EY EDGE Wealth and Asset Management (WAM) practice provides comprehensive and specialized tax...  ...advice, and tax compliance. Your key responsibilities A senior analyst in FSO EDGE WAM will be responsible for delivering... 
    Senior
    Summer holiday
    Work at office
    Local area
    Flexible hours

    Ernst & Young Oman

    Cleveland, OH
    3 days ago
  • $41.25k - $68.75k

     ...contribute to the company’s success. As an Operations Specialist within PNC's Wealth Management] organization, you will be based in Cleveland, OH. PNC...  ...) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain... 
    Senior
    Full time
    Temporary work
    Part time
    Work experience placement
    Work at office

    PNC

    Cleveland, OH
    4 days ago
  • A financial services firm based in Cleveland, OH is seeking a Wealth Strategist Sr to manage complex tax, estate, and financial plans for clients. The ideal candidate will have at least 8 years of experience in financial operations and client relationship management. Responsibilities... 
    Senior

    PNC

    Cleveland, OH
    1 day ago
  • $24k

    Wealth Management Associate - Retirement Benefits Group Job located in the United States, primarily Cleveland, Ohio. The role is active across...  ...to work in the United States. Training & Development FINRA Sponsorship: provided for required FINRA licensing. Preliminary... 
    Work experience placement
    Local area
    Remote work
    Flexible hours

    Equitable Advisors

    Cleveland, OH
    3 days ago
  • $34k - $63.5k

     ...success. As a Trader Associate within PNC Wealth Management, you will be based in Pittsburgh, PA at...  ...Job Description Partners with senior team members to support the trading process...  ...Certification(s) Licenses FINRA Series 7 and 63 (or 66) required Pay... 
    Full time
    Temporary work
    Part time
    Work experience placement
    Work at office

    PNC

    Cleveland, OH
    4 days ago
  •  ...goals, Equitable Advisors offers a structured path to becoming a wealth manager through licensing and employment. Role Highlights Client...  ...authorized to work in the United States Training & Development FINRA Sponsorship: provided for required FINRA licensing... 
    Work experience placement
    Work at office
    Local area
    Flexible hours

    Equitable Advisors

    Cleveland, OH
    2 days ago
  • DFAS in Cleveland, Ohio seeks an accounting expert to oversee financial data management and ensure compliance with federal regulations. Candidates must possess a bachelor’s degree in accounting or related field, or equivalent experience, along with strong management skills... 
    Senior
    Remote work

    DFAS

    Cleveland, OH
    1 day ago
  •  ...services company in Beachwood, Ohio, is seeking a Private Bank Wealth Advisor IV to manage high-net-worth client relationships and deliver...  ...building new client relationships while coordinating with specialists to meet clients' financial needs. Opportunities for flexible... 
    Senior
    Remote job
    Flexible hours

    Huntington Bancshares, Inc.

    Beachwood, OH
    1 day ago
  • $72k

    Maximus seeks an Outreach Coordinator based in Cleveland, Ohio, to develop and manage outreach strategies aligned with program goals. The ideal candidate will possess a Bachelor’s degree and at least five years of relevant experience, demonstrating strong communication... 
    Senior

    Maximus

    Cleveland, OH
    22 hours ago
  • A leading financial services firm in Cleveland is seeking a Wealth Management Associate for its Retirement Benefits Group. This role involves...  ...manager. Candidates must possess a bachelor's degree, be FINRA licensed, and have strong interpersonal skills. The position... 

    Equitable Advisors

    Cleveland, OH
    22 hours ago
  • $41.25k - $68.75k

     ...Operations Specialist At PNC, our people are our greatest differentiator and competitive...  ...an Operations Specialist within PNC's Wealth Management organization, you will be based in...  ...Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals... 
    Senior
    Full time
    Temporary work
    Part time
    Work experience placement
    Work at office

    PNC

    Cleveland, OH
    1 day ago
  • $80k - $94k

     ...various debilitating conditions. Position Overview The Senior Specialist I, Quality Assurance performs routine activities associated...  ...Validation, continuous improvement initiatives, and life cycle management projects. The successful candidate will bring a strong... 
    Senior
    Temporary work
    H1b
    Work at office

    Abeona Therapeutics

    Cleveland, OH
    22 hours ago
  •  ..., our people are our number one priority. With a wealth of learning and career development opportunities,...  ...career in Advisory. KPMG is currently seeking a Senior Associate in SAP Supply Chain (Transportation Management and Warehouse Management) to join our Consulting... 
    Senior
    H1b
    Local area

    KPMG

    Cleveland, OH
    2 days ago
  • $95.86k - $208.27k

     ...our people are our number one priority. With a wealth of learning and career development opportunities...  ...in Advisory. KPMG is currently seeking a Senior Specialist, MAST Application Penetration Tester to join our Managed Services practice. Responsibilities: Conduct... 
    Senior
    H1b
    Local area

    KPMG

    Cleveland, OH
    22 hours ago
  • $80k - $105k

     ...TRS Senior Associate The TRS Senior Associate is responsible for executing, leading...  ...of a TRS Principal, Director or Senior Manager. Job Duties Partners with the Principals...  ...travel Other duties as required Supervisory Responsibilities Supervises the day-... 
    Senior
    Work at office

    BDO USA

    Cleveland, OH
    4 days ago
  •  ...Job Title General Manager Duties As a Front Line Manager you will: Plan work...  ...program effectiveness. Exercises full supervisory authority over assigned staff, including...  ..., and IRS systems. Serves as a senior advisor in resolving the most sensitive... 
    Temporary work

    Internal Revenue Service

    Cleveland, OH
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior FINRA Supervisory Specialist - Wealth Management. Be the first to apply!