Securities Trading & Compliance Lead
U.S. Bank
U.S. Bank seeks a securities supervision professional to oversee direct sales of securities transactions and new accounts at our Cincinnati location. You will ensure compliance with FINRA, MSRB, OCC, and internal policies while advising on trade-related questions and training. You will work with the Regional Manager and Field Supervision Principal to maintain adherence, analyze activity trends, and enforce policies across the location, unit, and product lines. #J-18808-Ljbffr U.S. Bank
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Securities Trading & Compliance Lead in Cincinnati, OH vacancy
- Dormont Manufacturing Co is seeking a Security Supervisor to oversee the security department... ...security staff, greet guests, and ensure compliance with policies and regulations while maintaining safety across events. You will lead training, manage post locations, and...SuggestedNight shiftWeekend work
- Hard Rock Casino Cincinnati is seeking a Security Supervisor to lead Security Ambassadors on the shift, ensuring a safe environment for guests and employees and maintaining compliance with Ohio regulations. You will coach staff, monitor incidents, manage reports, and work...SuggestedShift work
$48k
...Position Title: Security Site Supervisor Location: Cincinnati, OH (Onsite) Reports... ...-based, veteran owned company who is a leading security servicer for Fortune 500 companies... ...their duties effectively and in compliance with company policies and client requirements...SuggestedFull timeAll shiftsDay shiftEvent Risk, Inc.
Cincinnati, OH1 day ago$12 - $24.33 per hour
...Position Overview The Team Lead works closely with the Department Manager(s) or Store... ...training and education, including ongoing compliance training. Acts as leader on duty, responding... ...property and team members are safe and secure. Follett Higher Education is a drug-free...SuggestedPart timeFlexible hoursAfternoon shiftFollett
Cincinnati, OH3 days ago- Syneos Health is seeking a District Manager in Cincinnati, OH to lead a team of Sales Representatives in promoting our pharmaceutical... ...in management, plus willingness to travel. A Bachelor’s degree and knowledge of compliance are essential. #J-18808-Ljbffr Syneos HealthSuggested
- Syneos Health, Inc. in Cincinnati seeks a District Manager to lead a Sales Representative team across a defined district, driving product... ...pharma and 2+ years in management, with strong leadership and compliance awareness. Local and national travel is expected; a valid...Local area
- Lids in Cincinnati is seeking an Assistant Store Manager to lead a team in delivering exceptional customer service while driving sales... ...environment. You'll manage store operations, ensuring compliance and fostering a fun atmosphere for both customers and staff. The...
- Live Nation Entertainment in Cincinnati, Ohio, seeks a Security Supervisor responsible for supervising and coordinating the security... ...role involves direct supervision of security staff, ensuring compliance with policies, and managing crowd control during events. The ideal...Night shiftWeekend work
- CBTS is seeking a Security Services Specialist to drive complex cybersecurity engagements. This strategic role requires expertise in consultative sales and cybersecurity, working closely with executives to shape and win high-value pursuits. The ideal candidate will have...Remote jobFull time
- Aegis Protective Services seeks a Command Center/Shift Lead for Queen City Square in Cincinnati. This role blends customer service, security monitoring, and on-site patrol duties within a high-profile, multi-building environment. You will manage front desk and visitor access...For contractorsShift workWeekend work
$38 - $45 per hour
A leading security solutions company is seeking a Traveling Electronic Security Systems Site Lead to oversee onsite project execution. The... ...extensive travel, managing project teams, and ensuring compliance with safety regulations. Candidates should be proactive and...Hourly payDaily paid- Evergreen Fire and Security is seeking a Traveling Electronic Security Specialist Site Lead. The ideal candidate should have a strong background in low-voltage system... ...role involves leading teams on-site, ensuring compliance with regulations, and providing top-notch...
$80k
United Way Worldwide in Cincinnati is seeking a Sr. Manager of Information Technology & Security to lead IT operations and cybersecurity. This hands-on leadership role ensures reliable technology services while managing help desk and endpoint administration teams. The...Worldwide- ...programs. This role partners closely with IT, Legal, Compliance, and business stakeholders to design scalable security capabilities while also retaining hands-on... ...support SOC investigations. Respond, recover, sustain: Lead identity-related incident response including...Fixed term contract
- Job Summary Responsible for planning, developing, implementing, overseeing, and integrating safety and security programs for the Center and supervises Security Officers. Duties Ensures the safety, health, and security of students, staff, and property. Supervises Security...Contract workTemporary workImmediate startShift workAfternoon shift
- Event Risk Inc. is seeking a Security Site Supervisor to oversee a team of security guards, ensure safety of the premises, and advise client management on physical security practices. The role requires coordinating with client staff and maintaining high security standards...
$38 - $45 per hour
Traveling Electronic Security Systems Site Lead Evergreen Fire and Security (EFS) is a recognized leader in the life safety and security solutions... ...service and product training Ensures safety through compliance with relevant State and Federal regulations Handles service...Hourly payDaily paidContract workFor contractorsFor subcontractorFlexible hours$38 - $45 per hour
...life safety solutions is seeking a Traveling Electronic Security Specialist Site Lead to manage onsite execution and oversee installations. Candidates... ...extensive travel, mentoring field crews, and ensuring compliance with safety regulations. Competitive pay of $38 - $45 per...Hourly pay- The Security Shift Supervisor at Boyd Gaming’s Belterra Park in Cincinnati oversees daily Security Department activities on assigned... ...authorities, prepare incident reports, and maintain guest service standards while ensuring compliance with laws #J-18808-Ljbffr Boyd GamingLocal areaShift work
- Job Description Role: SOX Lead \ PM Duration: Full Time / Permanent Location: Cincinnati, OH Job Description: Work with compliance leaders, managers, and communications managers to... ...facilitate coordination efforts around yearly Security Awareness week for Client IT. Deliver...Permanent employmentFull time
- ...Job Summary Responsible for planning, developing, implementing, overseeing, and integrating safety and security programs for the Center and supervises Security Officers. Benefits Medical – 3 Tier Options - Health Savings Account – Live Health Online Dental Vision Employer...Temporary workShift workAfternoon shift
Serrato Corporation
Cincinnati, OH18 hours ago $109k - $137k
CBTS in Cincinnati is seeking a Security Services Specialist focused on shaping and winning complex cybersecurity engagements. This strategic role involves partnering with executives and leading consultative discovery to align security strategies with business outcomes...$92.5k - $110k
...systems hardware and software. They will lead and/or participate in technical research... ...a US citizen and hold a current CompTIA Security + CE certification or equivalent. Must... ...remediation *System patching and execution of compliance related tasks *Monitor and complete all...Full timeWork experience placementLocal area$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Cincinnati. These roles are ideal... ...Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...Shift workNight shiftWeekend workAirport Security Careers
Cincinnati, OHa month ago- ...Staff Model-Based Systems Engineer to lead high-impact initiatives within MBSE and... ...drive process improvements while ensuring compliance with security requirements. Strong leadership and... ...horizontal organizations, engagement in design trade studies, and support for NPI programs...
- A consulting firm is seeking a SOX Lead/PM in Cincinnati, OH, for a full-time role focused on compliance training development. The successful candidate will create digital tools, lead Security Awareness week initiatives, and enhance user experiences for compliance training...Full time
- GE Aerospace in Cincinnati is seeking a Lead Security Specialist to oversee security initiatives for classified programs. The role involves ensuring compliance with ICD 705 standards and leading various security protocols across facilities. The ideal candidate will have...Full time
- Hard Rock Casino Cincinnati is seeking a Security Supervisor to lead Security Ambassadors, supervise shift operations, and maintain a safe, welcoming... ...policy, coordinate investigations, train staff, ensure compliance with Ohio Casino Control Commission regulations, and...Shift work
- Hard Rock Casino Cincinnati is seeking a Security Supervisor to lead and train Security Ambassadors, ensuring a safe environment for guests and employees. You will oversee daily shift operations, enforce safety rules, and coordinate with law enforcement as necessary. The...Shift work
- ...Center Coordinator / Assistant Tutoring Center Director to manage the daily operations of the Proctoring Center, ensuring secure exams and compliance with FERPA. You will supervise part‑time tutor/proctors and coordinate with faculty on exam administration. The role...Part timeAfternoon shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Securities Trading & Compliance Lead. Be the first to apply!
Related searches
- compliance technician Cincinnati, OH
- regulatory compliance specialist Cincinnati, OH
- compliance examiner Cincinnati, OH
- regulatory affairs consultant Cincinnati, OH
- compliance team leader Cincinnati, OH
- legal compliance Cincinnati, OH
- export compliance Cincinnati, OH
- vice president regulatory affairs Cincinnati, OH
- entry level regulatory affairs Cincinnati, OH
- vp compliance Cincinnati, OH