Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Financial Solutions Advisor Registration Candidate - Rhode Island Market

Bank of America ATM

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.

Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates’ physical, emotional, and financial wellness through affordable, competitive and flexible benefits.

We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys foster resilience, leadership and innovation, strengthening our workforce and positively impact the communities we serve.

Bank of America is committed to an in-office culture that supports collaboration, engagement, and career development. Our approach includes clear in-office expectations, while providing an appropriate level of flexibility based on role-specific responsibilities and business needs.

At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!


This job is responsible for providing comprehensive advice and customized solutions to clients to help them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, and meeting with clients to review financial and investment goals and recommend products. Job expectations include applying and expanding knowledge by completing required licenses and trainings. This position may be responsible for the provision of residential mortgage loans, and as such, is subject to SAFE Act registration requirements. Pursuant to the SAFE Act requirements, all employees engaged in residential mortgage loan originations must register with the federal registry system and remain in good standing. Since this position requires SAFE Act registration, employees are required to register and to submit to the required SAFE Act background check. Failure to obtain and/or maintain SAFE Act registration may result in disciplinary action up to and including termination.

Responsibilities:

  • Works with clients to plan their short and long-term financial goals by building a financial plan with brokerage products, such as stocks, bonds, mutual funds, annuities, and banking and money managed solutions
  • Recommends banking and investments strategies that align with client financial goals and needs
  • Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds
    Mitigates and controls risk as part of daily activities
  • Identifies and engages potential new clients through referrals or financial center clientele

Required Qualifications:

  • Aptitude in obtaining required industry licenses
  • Must be self-disciplined in managing time and capacity
  • Experience in cultivating client relationships, assessing needs and recommending solutions
  • Success creating strong peer relationships through effective communication and collaboration
  • Demonstrates a results-driven mindset while prioritizing client's interest in a complex, fast-paced environment
  • Executes multiple tasks simultaneously
  • Learns and adapts to new technology or applications

Desired Qualifications:

  • Currently holds FINRA Securities Industry Essentials (SIE)
  • Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience​

Skills:

  • Client Experience Branding
  • Client Solutions Advisory
  • Investment Management
  • Pipeline Management
  • Referral Management
  • Client Management
  • Customer and Client Focus
  • Portfolio Management
  • Prospecting
  • Referral Identification
  • Business Acumen
  • Executive Presence
  • Oral Communications
  • Risk Management
  • Trading

Minimum Education Requirement: High School Diploma / GED / Secondary School or equivalent

This position is open for the entire market and the specific Financial Center location will be based on business needs.  If you are offered a position, you will train at one financial center, and then potentially begin your role in a phone-based capacity until another financial center location has been determined to move to that is within a reasonable commuting distance of your home to the extent permitted by applicable law.

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Vacancy posted 21 days ago
Similar jobs that could be interesting for youBased on the Financial Solutions Advisor Registration Candidate - Rhode Island Market in Providence, RI vacancy
  •  ...guided by a common purpose to help make financial lives better through the power of every...  ...comprehensive advice and customized solutions to clients to help them achieve their financial...  ..., and as such, is subject to SAFE Act registration requirements. Pursuant to the SAFE Act... 
    Suggested
    Temporary work
    Work at office
    Monday to Friday
    Flexible hours
    Shift work
    Day shift

    Bank of America Corporation

    Providence, RI
    more than 2 months ago
  •  ...Premium Riverside, Rhode Island;Lincoln, Rhode...  ...to help make financial lives better through...  ...and service solutions that meet their investment...  ..., financial markets, policies, procedures...  ...to SAFE Act registration requirements. Pursuant...  ...hire qualified candidates without regard to... 
    Suggested
    Work at office
    Flexible hours
    Shift work
    Day shift

    Bank of America

    Riverside, RI
    3 days ago
  •  ...common purpose to help make financial lives better through the power...  ...achieve their financial goals; solutions include investment, banking,...  ...National Financial Solutions Advisor (NFSA I) , your journey...  ...services, and education. Robust marketing support to reach wider... 
    Suggested
    Work at office
    Shift work
    Day shift

    Bank of America Corporation

    Riverside, RI
    more than 2 months ago
  • $19.03 - $31.39 per hour

     ...supervision of the Manager Patient Registration, the Financial Counselor functions as a liaison between...  ...and patients to facilitate the solution of patient financial issues concerning...  ...Hospital - 164 Summit Ave Providence, Rhode Island 02906 Work Type Mon-Thurs - 8am-1pm... 
    Suggested
    Work at office
    Shift work

    Lifespan

    Providence, RI
    3 days ago
  •  ...Massachusetts; Providence, Rhode Island; Hartford,...  ...purpose to help make financial lives better through...  ...Description: The local markets Credit Officer II role...  ...integrated debt capital solutions for commercial...  ...employment and hire qualified candidates without regard to... 
    Suggested
    Work at office
    Local area
    Flexible hours
    Shift work
    Day shift

    Bank of America

    Providence, RI
    4 days ago
  •  ...Bankers Life® Financial Advisors help clients live more and worry less through...  ...and find financial solutions with help from industry-leading...  ...Life financial products and market trends Develop yourself with...  ...and build a team The ideal candidate will have: Active Life & Health... 
    Work at office
    Flexible hours

    Bankers Life

    Providence, RI
    1 day ago
  •  ...providing them with valuable financial education and guiding them...  ...while recommending appropriate solutions and referring to product...  ...organizational needs, affordability and market pay. The posted range may be...  ...is not subject to SAFE Act Registration Requirements. Pursuant to... 
    Work at office
    Local area

    North Easton Savings Bank

    Cranston, RI
    1 day ago
  • $80k - $100k

    Are you ready to achieve financial freedom? Ready to take control of your future by putting...  ...- learn directly from proven leaders Marketing + technology power - so you stay...  ...Citizen or Permanent Resident (licenses/registrations required) 2 years of professional experience... 
    Permanent employment

    Baystate Financial

    Providence, RI
    2 days ago
  • $1,000 per month

     ...Overview College Financial Representatives in the internship program at Northwestern Mutual...  ...your practice and obtain support for registrations and certifications such as the Series 6...  ...full-time Financial Representative or Advisor role upon graduation. #LI-Onsite... 
    Full time
    Internship
    Local area
    Flexible hours

    Northwestern Mutual

    Providence, RI
    2 days ago
  •  ...to work with a leading financial institution and provide customized lending solutions to our clients. As a...  ...role for you.The ideal candidate is someone who believes...  ...been voted one of Rhode Island's Best Places to Work...  ...procedures.Stay up-to-date on market trends and competitive... 
    Bank staff
    Local area

    Greenwood Credit Union

    Warwick, RI
    2 days ago
  • $72k - $90k

     ...cybersecurity, cloud and infrastructure solutions. Through its Advanced Technology Center...  ...Technology company, supports commercial and SMB markets in the U.S. and Canada. Want to work...  ...Assistance Program, Wellness program Financial Benefits: Competitive Pay, Profit... 
    Full time
    Remote work
    Flexible hours
    Shift work

    World Wide Technology

    Providence, RI
    2 days ago
  •  ...Financial CoordinatorHonorVet Technologies (SDVOSB) is a certified...  ...owned staffing and workforce solutions company recognized for its...  ...Service Agreements, supplier registration forms, Guest Speaker forms,...  ...environment.The successful candidate for this position will be required... 
    Contract work
    Work at office
    Local area
    Monday to Friday

    HonorVet Technologies

    Providence, RI
    5 days ago
  •  ...Job Summary Rhode Island School of Design (RISD) seeks a Student Financial Services Counselor to join the Student Financial Services (SFS) Department. With a demonstrated...  ...(Required) Salary Grade Structure The successful candidate will be required to meet our pre-employment... 
    Full time
    Work at office

    Rhode Island School of Design

    Providence, RI
    1 day ago
  •  ...will guide students through the financial aid process and counsel prospective...  ...funding options. Financial Advisors receive onboarding support through...  ...Career Pathways. It's preferred that candidates are located near the Herzing University markets: Akron, OH Clarksville, TN New... 
    Hourly pay
    Work at office
    Remote work
    Shift work
    Afternoon shift

    Herzing University

    Providence, RI
    5 days ago
  • $125k - $175k

     ...Wealth Advisor Washington Trust Wealth Management...  ...clients achieve their financial goals through holistic...  .... The ideal candidate holds a Certified Financial...  ...products and market knowledge Develop and...  ...deliver integrated wealth solutions Work collaboratively... 

    Washington Trust Company

    Providence, RI
    2 days ago
  • $61k - $119k

     ...Education Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start...  ...Advisory Services Trust Services Retirement Solutions Business Needs Analysis Northwestern...  ...purposes. Northwestern Mutual is the marketing name for The Northwestern Mutual Life... 
    Full time
    Contract work
    For contractors
    Work at office

    Northwestern Mutual

    Providence, RI
    4 days ago
  •  ...Series 7 & 66) Riverside, Rhode Island;Lincoln, Rhode Island To...  ...common purpose to help make financial lives better through the power...  ...’ needs and find proper solutions to meet those needs by referring...  ...and hire qualified candidates without regard to race, religious... 
    Traineeship
    Work at office
    Flexible hours
    Shift work
    Day shift

    Bank of America

    Riverside, RI
    4 days ago
  • Northwestern Mutual in Providence, Rhode Island, is offering an internship for College Financial Representatives. This opportunity allows students to learn financial...  ..., and engaging in weekly training interactions. Candidates must be full-time students, preferably juniors or... 
    Full time
    Internship

    Northwestern Mutual

    Providence, RI
    3 days ago
  • $90k - $120k

    Our mission is to provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions...  ...three‑year training program, marketing support, as well as prospecting and technical... 
    Full time
    Part time
    Immediate start

    New York Life Insurance Company

    Johnston, RI
    6 days ago
  • $55k - $75k

     ...$55,000.00/yr - $75,000.00/yr About Bank Rhode Island Bank Rhode Island, a division of Beacon Bank & Trust, is a full‑service financial institution with 22 branches headquartered...  ...customers/prospects, spreading tools, industry/market research, credit/financial due diligence,... 
    Full time

    Bank Rhode Island

    Providence, RI
    2 days ago
  •  ...presence throughout the local market. This is a relationship-...  ...decision-makers. The right candidate will bring strong credit fundamentals...  ...loan opportunities through financial analysis, cash flow...  ...Structure and recommend credit solutions that appropriately balance the... 
    Seasonal work
    Local area

    The Agency , Inc.

    Providence, RI
    16 hours ago
  • $45k - $48k

     ...This is not a remote position and candidates must be available to work in our corporate office located in Warwick, Rhode Island. Position Summary Shoreham Bank is seeking a Bilingual...  ..., lending, mortgage processing or a financial services environment preferred Strong... 
    Work at office
    Local area

    Shoreham Bank

    Johnston, RI
    5 days ago
  • We are looking for an experienced Security Analyst III to join a long-term contract opportunity in Providence, Rhode Island. This role focuses on monitoring cyber threats, investigating security events, and strengthening enterprise network defenses through risk-based analysis... 
    Long term contract
    Shift work

    Robert Half

    Providence, RI
    1 day ago
  •  ...&A Analyst is responsible for providing financial support for critical areas and time-bound...  ...and experience in providing economic, market, consumer, and business research and analysis...  ...as remote and may be performed from the candidate's primary residence. Remote associates... 
    Temporary work
    Work at office
    Remote work
    Flexible hours

    UNFI

    Providence, RI
    2 days ago
  • $26.44 - $36.06 per hour

     ...common purpose to help make financial lives better through the power...  ...product and service solutions that meet their investment and...  ...The role requires SAFE Act registration and compliance with federal...  ...keeping abreast of financial markets and regulations. Required Qualifications... 
    Hourly pay
    Work at office
    Shift work
    Day shift

    Bank of America

    East Providence, RI
    4 days ago
  • $60k - $75k

     ...AnalysisOverviewGovCIO is currently hiring for a Financial Analyst to support our...  ...located in Fairfax, VA. The candidate may have to visit the Fairfax...  ...innovative IT services and solutions that improve how government...  ...factors, including market location, job-related knowledge... 
    Full time
    Contract work
    For subcontractor
    Currently hiring
    Work at office
    Remote work

    GovCIO

    Providence, RI
    2 days ago
  • $82.28k - $135.78k

     ...to day activities necessary to prepare the budgeting and financial analyses for Rhode Island Hospital. Assist clinical leaders in monthly financial...  ...Assesses financial and statistical variances and correlates solutions as appropriate.Performs other related duties as required... 
    Work at office
    Shift work

    Brown University Health

    Providence, RI
    5 days ago
  • $75k - $150k

     ...Company THE WELL LinkedIn Post We are hiring experienced Financial Advisors on behalf of our client - an established independent RIA and...  ...anywhere opportunity; it is a chance to own and grow a local market. Responsibilities Drive organic business... 
    Local area
    Remote work
    Relocation

    The Well

    Providence, RI
    1 day ago
  • $61k - $119k

     ...Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients...  ...Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs Analysis Northwestern Mutual’s proprietary... 
    Work at office

    Unavailable

    Providence, RI
    1 day ago
  • $80.49k - $107.32k

     ...exposure across public and private markets while contributing to a lean,...  ...investment team. The ideal candidate combines strong analytical...  ...curiosity and a passion for financial markets, portfolio construction...  ...investing, retirement solutions, and institutional asset management... 
    Temporary work
    Remote work

    Lumen Inc

    Providence, RI
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Financial Solutions Advisor Registration Candidate - Rhode Island Market. Be the first to apply!