Fiduciary Compliance Leader - Wealth Management
$120k - $200kCity National Bank
City National Bank is seeking a Lead Fiduciary Compliance Specialist to enhance compliance programs within Wealth Management. This position entails overseeing and improving compliance practices, collaborating with Compliance Officers, and ensuring alignment with regulatory standards. The ideal candidate will possess extensive experience in banking compliance, strong analytical skills, and the ability to implement effective risk management policies. This role includes a salary range of $120,000 - $200,000 per year and offers comprehensive healthcare benefits, 401(k) matching, and career development opportunities. #J-18808-Ljbffr City National Bank
- A leading financial institution in New York is seeking a Wealth Management Solutions, Trust & Estates Estate Officer - VP. Responsible for... ...decisions while collaborating with various stakeholders to ensure fiduciary duties are met. Candidates should possess at least 7 years...Suggested
- ...Baily in New York is looking for a skilled service delivery manager for their Wealth Management division. This vital role requires leading the... ...experience in coaching, managing teams, and ensuring compliance with industry regulations. A minimum of 5 years in a similar...Suggested
$152k - $242k
...excellence for their Employment Practices and Fiduciary Liability portfolio. This role requires... ..., product design, and regulatory compliance. Ideal candidates will have a Bachelor’... ...of experience, including 5 years in management. Competitive salary range is $152,000 to...Suggested$120k - $200k
LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Fiduciary Compliance Specialist supports the execution, oversight... ...and continuous improvement of compliance programs within Wealth Management. This role partners closely with Compliance Officers and...SuggestedWork at office- JPMorganChase in New York is hiring a Supervisory Director to develop and lead strategies within Wealth Management. You will manage a team, ensuring compliance while fostering an innovative, goal-oriented environment. The ideal candidate has over 10 years in the securities...Suggested
- EY is looking for a qualified professional to lead tailored tax advice and compliance solutions in their New York office. You'll support individuals and families in multijurisdictional family and cross-border tax matters, providing expert advice on tax planning. The ideal...Work at office
$85k - $145k
City National Bank is seeking a Compliance Specialist for Wealth Management in New York City. The ideal candidate will have a Bachelor's degree and a minimum of five years of experience in bank operations and compliance. Responsibilities include monitoring client activity...- Wealth Regulatory Reporting Operations AVP Apply (opens in new window) Job Req Id: 2696... ...enhancements and participate in the end-to-end management of their implementation. Control &... ..., its clients and assets, by driving compliance with applicable laws, rules and regulations...Full time
- ...attorney to support high‑net‑worth clients with estate planning, fiduciary, and business development activities. The role is in‑house with... ...with clients, external advisors, and internal tax, legal, and wealth teams. The position emphasizes serving as an officer in the...
$120k - $175k
Neuberger is seeking a Private Wealth Business Enablement Officer to manage the technology budget and initiatives. You will lead the triage and prioritization... ..., ensuring alignment with business objectives and compliance across teams. The ideal candidate will have over 8...$175.84k - $263.76k
Citi Global Wealth brings together the full power of Citi to serve the entire continuum... ...partner to lawyers, accountants, asset managers and management professionals with deep industry... ..., its clients and assets, by driving compliance with applicable laws, rules and...$375k
Asset & Wealth Management, Client Coverage Group (CCG), Client Relationship Manager , Vice President - New York Are you a dynamic, quick-thinking... ...Portfolio Management, Trading, Operations, Legal, and Compliance Provide a superior level of service across all aspects of...Full timeTemporary workPart timeWork experience placement$180k - $250k
...Marketing Leader Build the future of investment management with us The infrastructure managing $300 trillion in assets... ..., built for the world's largest wealth firms and fintechs. Moment works... ...resonate with traders, advisors, compliance officers, and any other ICP’s we’...Work at office$105k - $135k
...is a fintech company building the market insights platform for the financial services industry. Our platform empowers asset and wealth managers to better serve their clients and prospects. The platform has achieved the highest advisor satisfaction rating in the industry,...Full timeWork at officeFlexible hours- Chase is seeking a Private Client Investment Associate Program Manager within Wealth Management to lead a team responsible for recruiting, training and developing Private Client Investment Associates, with a focus on communication, influence and cross-functional alignment...
- Wealth Regulatory Reporting Operations Lead Apply (opens in new window) Job Req... ...Regulatory Reporting Operations Group Manager is accountable for overseeing the... ...with internal stakeholders including Compliance, Risk, and senior leaders to align practices with policy changes...Full time
$150k - $175k
...personal insurance, retirement, and private wealth management products and services. With over $5... ....**SUMMARY OF ROLE:**The GRS Region Leader serves as the primary resource supporting... ...program structure, coverage adequacy, and compliance requirements across jurisdictions.*...Local area- ...Global Search in New York, NY is seeking an experienced Tax Senior/Supervisor to manage tax compliance and planning for high-net-worth individuals, S corporations, partnerships, and fiduciary accounts. The role involves preparing and reviewing tax returns, identifying...
- ...people to improve the health, wealth and well-being of our... ...Founding Business Development Leader to serve as both architect and... ...in collaboration with Product Management Refine value proposition and... ...payments, embedded finance, and compliance Actively network within key verticals...Full timeContract workRemote workFlexible hoursShift work
- J.P. Morgan Wealth Management is seeking an experienced Private Client Investment Associate Team Leader in New York to drive the strategic direction of the Advisor Support group, overseeing recruitment, onboarding and development of associates. As a senior Chase Wealth...
$170k - $300k
Citigroup Inc. is seeking a Products Distribution Senior Group Manager in New York. This critical role involves strategic partnership... ...over 15 years of relevant experience and a strong background in Wealth Management. The role offers a full-time salary range of $170,00...Full time- ...services firm in New York City is seeking a Senior Relationship Manager to lead relationship management for high-net-worth clients. The... ...involves advising on investments and providing comprehensive wealth strategy services. The ideal candidate will have over 15 years...Visa sponsorship
$109.3k - $182.1k
Dormont Manufacturing Co seeks a Compliance Advisor based in New York, New York. This hybrid position requires oversight and guidance in compliance for Asset Management products. Candidates should have a Bachelor's degree and at least 6 years of experience in compliance...- ...New York is seeking an experienced Communications Executive Director to lead media relations and external communications for US Wealth Management. The ideal candidate will have over 10 years of corporate communications experience, superior judgment, and a strong...
$103.45k - $169.96k
...help Financial Representatives, field leaders, and business partners perform at their... ...strategy across Life, Disability, Wealth Management, and related business priorities. You... ...consistency, scalability, accessibility, and compliance. Use learning data, system reporting,...Visa sponsorshipWork visa- ...on scalability and operational excellence within their wealth advisory platform. The ideal candidate will have extensive... ...critical initiatives, collaborating with senior leaders, and overseeing change management strategies. Qualifications include a relevant Bachelor'...
- Chase in New York seeks a Vice President in the Wealth Management Business Transformation Office to lead strategic programs that impact client experiences and perceptions. You will own end-to-end delivery across the project life cycle, coordinating with senior management...Work at office
$152k - $242k
...underwriting excellence in Employment Practices and Fiduciary Liability. The role involves overseeing product design, regulatory compliance, and stakeholder partnerships. The ideal... ...and market needs. The candidate will also manage a team and address emerging risks...- ...needs, including retail, credit card, home, auto lending, and wealth management. Job Responsibilities: Develop and launch machine... ...track performance metrics, and maintain adherence to regulatory compliance standards. Coach and mentor junior team members,...
- ...Market Leader The Market Leader role is an essential part of our Private Wealth sales team and tasked with accelerating the adoption of Blue Owl investment solutions... ...Team: Regional Market Leader, Relationship Management Associate (RMA) and Sales Service Associate (...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fiduciary Compliance Leader - Wealth Management. Be the first to apply!
- team lead data science New York, NY
- clinical team leader New York, NY
- assistant team manager New York, NY
- quality assurance team leader New York, NY
- group product manager New York, NY
- leader New York, NY
- member team lead New York, NY
- application team lead New York, NY
- helpdesk team lead New York, NY
- disability team leader New York, NY


